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[Form 4] PHINIA INC. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Norman Daun, a director of PHINIA INC. (PHIN), reported an acquisition of common stock on 09/12/2025. The filing shows a transaction coded "A" indicating acquisition of 15 shares of common stock at a reported price of $0, which the filer explains were restricted shares issued by automatic reinvestment of dividends on existing restricted stock. After the transaction Mr. Daun beneficially owned 19,891 shares, of which 3,335 shares are restricted. The Form 4 was signed by an attorney-in-fact on 09/16/2025.

Positive
  • Director increased ownership through dividend reinvestment, bringing total beneficial ownership to 19,891 shares
  • Disclosure includes restricted share count (3,335 restricted), improving transparency
Negative
  • None.

Insights

TL;DR: Director acquired a small number of restricted shares via dividend reinvestment; ownership modestly increased.

The reported purchase of 15 shares at $0 reflects dividend reinvestment into restricted stock rather than a market purchase, so it does not represent new cash investment or change in control. The post-transaction beneficial ownership of 19,891 shares provides a snapshot of the director's stake but, absent company capitalization data or recent trading activity, the transaction is routine and unlikely to move valuation metrics.

TL;DR: Routine insider filing documenting dividend reinvestment into restricted awards; governance impact is minimal.

The Form 4 properly discloses a Section 16 transaction by a director via reinvested dividends into restricted stock. Disclosure appears complete: transaction date, code, resulting beneficial ownership and restricted share count are provided. This is a standard administrative disclosure with no indicated related-party issues or material governance changes.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Norman Daun

(Last) (First) (Middle)
3000 UNIVERSITY DRIVE

(Street)
AUBURN HILLS MI 48326

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PHINIA INC. [ PHIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/12/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/12/2025 A 15(1) A $0 19,891(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of such award.
2. Includes 3,335 shares of restricted stock.
Remarks:
/s/ Kelly A. Albin as attorney-in-fact for D'aun Norman 09/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 4 filed for PHIN (PHIN) disclose?

It discloses that director Norman Daun acquired 15 common shares via dividend reinvestment on 09/12/2025, and now beneficially owns 19,891 shares including 3,335 restricted shares.

Was cash used to buy the shares in the reported transaction?

No. The filing reports a $0 price and explains the shares were received through automatic reinvestment of dividends into restricted stock.

Who signed the Form 4 for Norman Daun and when?

The Form 4 was signed by Kelly A. Albin as attorney-in-fact for D'aun Norman on 09/16/2025.

How many of the reported shares are restricted according to the filing?

The filing states that 3,335 shares of the beneficially owned total are restricted.

Does this Form 4 show any disposition or sale of shares by the director?

No. The transaction is coded as an acquisition (code A) and the filing shows an increase via reinvested dividends, not a sale or disposition.
Phinia Inc

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1.98B
37.63M
2.09%
104.74%
6.98%
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AUBURN HILLS