PHINIA CEO acquires 338 dividend-reinvested shares

PHINIA’s President and CEO received additional restricted shares via dividend reinvestment, bringing his reported holdings to over 330,000 common shares.

Available on EDGAR 09/21/2026 - 05:39 PM EDT Accepted by SEC EDGAR 09/21/2026 - 05:38 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

PHINIA INC. (PHIN) reported that President and CEO, and director, Brady D. Ericson acquired 338 shares of common stock on September 18, 2026. The shares are restricted stock received through the automatic reinvestment of dividends on outstanding restricted stock awards. Following this acquisition, he holds a total of 330,835 common shares, including 69,460 shares of restricted stock.

Insider Trade Summary

Grant/Award: 338 shares

Grant/Award 1 txn

Insider Ericson Brady D

Role President and CEO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1, F2	338	$0.00	$0.00

Holdings After Transaction: Common Stock — 330,835 shares (Direct)

Footnotes (2)

1. F1. Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of such awards.
2. F2. Includes 69,460 shares of restricted stock.

Key Figures

Shares acquired: 338 shares of common stock Price per share: $0.00 per share Total shares owned after transaction: 330,835 shares +1 more

4 metrics

Shares acquired 338 shares of common stock Restricted stock acquired on September 18, 2026 via dividend reinvestment

Price per share $0.00 per share Reported acquisition price for the 338 restricted shares

Total shares owned after transaction 330,835 shares Common stock beneficially owned by Brady D. Ericson after the September 18, 2026 transaction

Restricted stock included in holdings 69,460 shares Portion of Ericson’s total holdings that are restricted stock

Key Terms

restricted stock, automatic reinvestment of dividends, dividend record date, grant, award, or other acquisition

4 terms

restricted stock financial

"Reflects shares of restricted stock acquired following the automatic reinvestment"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

automatic reinvestment of dividends financial

"acquired following the automatic reinvestment of dividends on outstanding restricted"

dividend record date financial

"outstanding restricted stock held on the dividend record date, as required"

grant, award, or other acquisition financial

"transaction was reported as a Grant, award, or other acquisition of shares"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did PHIN (PHINIA INC.) report for Brady D. Ericson?

Brady D. Ericson received 338 shares of PHINIA INC. common stock on September 18, 2026 as a grant of restricted stock resulting from automatic reinvestment of dividends on his outstanding restricted stock awards.

How many PHIN (PHINIA INC.) shares does Brady D. Ericson own after this transaction?

After the reported transaction, Brady D. Ericson beneficially owns 330,835 shares of PHINIA INC. common stock, which the filing states includes 69,460 shares of restricted stock.

Was the PHIN (PHINIA INC.) insider transaction a market purchase or a grant?

The transaction was reported as a grant or award acquisition of restricted stock, not a market purchase. The 338 shares were acquired at a reported price of $0.00 per share through dividend reinvestment on existing restricted stock.

Did PHINIA’s President and CEO sell any PHIN (PHIN) shares in this Form 4?

No sales were reported. The Form 4 shows one transaction in which Brady D. Ericson acquired 338 shares of common stock as restricted stock via dividend reinvestment, with no dispositions listed.

What do the restricted shares in Brady D. Ericson’s PHIN (PHINIA INC.) holdings represent?

The filing notes that his position includes 69,460 shares of restricted stock. It also explains that the 338 newly acquired shares reflect restricted stock gained through automatic reinvestment of dividends on restricted shares held on the dividend record date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ericson Brady D

(Last) (First) (Middle)

3000 UNIVERSITY DRIVE

(Street)

AUBURN HILLS MICHIGAN 48326

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PHINIA INC. [ PHIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/18/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/18/2026		A		338(1)	A	$0	330,835(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of such awards.

2. Includes 69,460 shares of restricted stock.

Remarks:

	/s/ Kathleen Cindric as attorney-in-fact for Brady D. Ericson	09/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)