STOCK TITAN

PHINIA officer acquires 22 dividend-reinvested shares

PHINIA’s Power Systems president received a small equity award via automatic dividend reinvestment, modestly increasing his direct holdings.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PHINIA INC. (PHIN) reported that officer Neto de Abreu Pedro Rui, President, Power Systems, acquired 22 shares of common stock on September 18, 2026 as a compensation-related equity adjustment. This consisted of 15 shares of restricted stock from automatic dividend reinvestment and 7 restricted stock units from automatic reinvestment of dividend equivalents. Following this award, he directly holds a total of 16,723 shares, including 3,090 shares of restricted stock and 1,427 restricted stock units.

Positive

  • None.

Negative

  • None.
Insider Neto de Abreu Pedro Rui
Role President, Power Systems
Type Security Shares Price Value
Grant/Award Common Stock F1, F2 22 $0.00 $0.00
Holdings After Transaction: Common Stock — 16,723 shares (Direct)
Footnotes (2)
  1. F1. Reflects 15 shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date and 7 shares of restricted stock units acquired following the automatic reinvestment of dividend equivalents on outstanding restricted stock units held on the dividend record date, as required by the terms of such awards.
  2. F2. Includes 3,090 shares of restricted stock and 1,427 restricted stock units.
Shares acquired 22 shares Grant/award acquisition on September 18, 2026
Price per share $0.00 Reported for the 22-share equity award
Total shares following transaction 16,723 shares Direct holdings after September 18, 2026 transaction
Restricted stock included in holdings 3,090 shares Portion of total direct holdings
Restricted stock units included in holdings 1,427 units Portion of total direct holdings
Restricted stock acquired via dividend reinvestment 15 shares Part of the 22-share award on September 18, 2026
Restricted stock units acquired via dividend equivalents 7 units Part of the 22-share award on September 18, 2026
restricted stock financial
"Reflects 15 shares of restricted stock acquired following the automatic reinvestment"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
restricted stock units financial
"7 shares of restricted stock units acquired following the automatic reinvestment"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalents financial
"automatic reinvestment of dividend equivalents on outstanding restricted stock units"
Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.
automatic reinvestment financial
"acquired following the automatic reinvestment of dividends on outstanding restricted stock"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did PHIN’s President, Power Systems report on this Form 4?

He acquired 22 shares of PHINIA common stock on September 18, 2026 through a grant/award, tied to automatic reinvestment of dividends and dividend equivalents on existing restricted stock and restricted stock units.

How many PHIN shares does the reporting officer hold after this transaction?

After the transaction, he directly holds 16,723 shares of PHINIA common stock, which the filing states include 3,090 shares of restricted stock and 1,427 restricted stock units.

What was the price per share for the PHIN insider transaction?

The Form 4 reports a price per share of $0.00, consistent with a grant or award of equity tied to dividend and dividend-equivalent reinvestments rather than a market purchase.

How were the 22 PHIN shares in this Form 4 transaction generated?

The 22 shares reflect 15 shares of restricted stock acquired via automatic reinvestment of dividends on outstanding restricted stock and 7 restricted stock units acquired via automatic reinvestment of dividend equivalents on outstanding restricted stock units.

Was this PHIN Form 4 transaction executed under a Rule 10b5-1 trading plan?

The filing indicates the Rule 10b5-1 checkbox is not marked, and there is no footnote stating that the transactions were made pursuant to a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Neto de Abreu Pedro Rui

(Last)(First)(Middle)
3000 UNIVERSITY DRIVE

(Street)
AUBURN HILLS MICHIGAN 48326

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PHINIA INC. [ PHIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President, Power Systems
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/18/2026A22(1)A$016,723(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects 15 shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date and 7 shares of restricted stock units acquired following the automatic reinvestment of dividend equivalents on outstanding restricted stock units held on the dividend record date, as required by the terms of such awards.
2. Includes 3,090 shares of restricted stock and 1,427 restricted stock units.
Remarks:
/s/ Kathleen Cindric as attorney-in-fact for Pedro Rui Neto de Abreu09/21/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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