Welcome to our dedicated page for Phinia SEC filings (Ticker: PHIN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
PHINIA Inc. (NYSE: PHIN) files a range of reports with the U.S. Securities and Exchange Commission that provide detail on its fuel systems, electrical systems, and aftermarket solutions business. This SEC filings page aggregates those documents so readers can review how PHINIA describes its financial condition, risk factors, governance, and key agreements.
Core filings for a company like PHINIA typically include annual reports on Form 10-K and quarterly reports on Form 10-Q, which discuss segment performance for its Fuel Systems and Aftermarket businesses, geographic exposure, and factors affecting demand in commercial vehicles, industrial applications, and light vehicles. Current reports on Form 8-K add timely disclosures about specific events. Recent 8-K filings for PHINIA have addressed quarterly financial results, a settlement agreement with its former parent BorgWarner related to tax matters associated with its spin-off, and a change in independent registered public accounting firm.
Investors interested in PHINIA’s capital structure, liquidity, and risk profile can use these filings to understand topics such as its debt arrangements, tax matters, and the risks it identifies around economic conditions, emissions regulation, supply chains, and its international operations. Filings also reference forward-looking statements, outlining uncertainties that could affect future results.
On Stock Titan, PHINIA’s filings are updated as new documents are posted to the SEC’s EDGAR system. AI-powered summaries help explain the key points of lengthy reports, highlight notable items in 10-K and 10-Q filings, and clarify the significance of specific 8-K events. Users can also review disclosures related to the company’s spin-off history and other material agreements, using this page as a focused entry point into PHINIA’s regulatory record.
PHINIA CFO Chris P. Gropp reported changes in beneficial ownership through dividend reinvestment transactions on June 16, 2025. The transactions involved:
- Direct acquisition of 317 shares of common stock at $0 through dividend reinvestment on restricted stock, bringing total direct beneficial ownership to 67,645 shares (including 50,554 restricted shares)
- Indirect acquisition of 19 shares held by spouse at $0 through dividend reinvestment, bringing total indirect ownership to 3,890 shares (including 2,913 restricted shares)
The transactions were automatic reinvestments of dividends on existing restricted stock holdings, as required by the terms of the awards. The filing includes a disclaimer of beneficial ownership for securities held by spouse. The Form 4 was signed by Kate Vandenberg as attorney-in-fact for Gropp on June 18, 2025.
Brady D. Ericson, President, CEO, and Director of PHINIA, reported acquiring additional shares through dividend reinvestment on June 16, 2025. The transaction details include:
- Acquisition of 1,773 shares of common stock at $0, consisting of: - 1,435 restricted stock shares from dividend reinvestment - 338 restricted stock units from dividend equivalent reinvestment
- Following the transaction, Ericson beneficially owns 438,259 shares, including: - 228,925 restricted stock shares - 53,927 restricted stock units
The shares were acquired automatically per the terms of existing awards. The filing was signed by Kate Vandenberg as attorney-in-fact for Ericson on June 18, 2025.
Form 4 Filing - PHINIA Director Stock Transaction
Director Roger Wood reported acquiring 21 shares of PHINIA (PHIN) common stock on June 16, 2025, through dividend reinvestment on existing restricted stock holdings. The shares were acquired at $0 cost as part of the automatic dividend reinvestment program for restricted stock awards.
Following the transaction, Wood beneficially owns a total of 19,876 shares directly, including 3,320 shares of restricted stock. The transaction was reported through an attorney-in-fact, Kate Vandenberg, on June 18, 2025.
This routine transaction reflects standard dividend reinvestment on restricted stock holdings, indicating continued alignment between the director's interests and shareholder value.
Form 4 filing reveals insider trading activity for PHINIA Director Meggan M. Walsh on June 16, 2025. Key details:
- Acquired 21 shares of Common Stock through dividend reinvestment on restricted stock
- Transaction price: $0 (automatic dividend reinvestment)
- Post-transaction holdings: 7,513 shares held directly, including 3,320 restricted stock shares
- Form of ownership: Direct (D)
The transaction was executed pursuant to the terms of the restricted stock award, which requires automatic reinvestment of dividends on outstanding restricted shares held on the dividend record date. The filing was signed by Kate Vandenberg as attorney-in-fact for Walsh on June 18, 2025.
Form 4 Filing Details - PHINIA Insider Trading Activity
Director Norman Daun reported the following transaction:
- Acquired 21 shares of Common Stock on June 16, 2025
- Acquisition price: $0 per share
- Transaction type: Automatic dividend reinvestment on restricted stock
- Total beneficial ownership after transaction: 19,876 shares (including 3,320 restricted shares)
The shares were acquired through automatic dividend reinvestment on existing restricted stock holdings, as required by the award terms. The transaction was reported via Form 4 filing, signed by Kate Vandenberg as attorney-in-fact for Norman on June 18, 2025.
Latondra Newton, Director at PHINIA, reported changes in beneficial ownership through a Form 4 filing dated June 28, 2025. The key transactions include:
- Acquisition of 21 Deferred Restricted Stock Units (DRSUs) on June 16, 2025, resulting from dividend reinvestment on existing DRSUs
- Current holdings include 16,556 shares of Common Stock held directly
- Total of 3,320 DRSUs beneficially owned following the reported transaction
The DRSUs vest on the one-year anniversary of the grant date and will convert to common stock upon Newton's termination of board service. Each DRSU represents one share of PHINIA common stock and includes dividend equivalent rights. The transaction was executed under the company's Director Deferred Compensation Program and 2023 Stock Incentive Plan.
Director Robin Kendrick of PHINIA reported changes in beneficial ownership in a Form 4 filing dated June 28, 2025. The key transactions and holdings include:
- Acquisition of 29 Deferred Restricted Stock Units (DRSUs) on June 16, 2025, resulting from dividend reinvestment on existing DRSUs
- Current DRSU holdings total 4,658 units held directly
- Direct ownership of 16,556 shares of common stock
- Indirect ownership of 15,794 shares held in trust
The newly acquired DRSUs will vest on the one-year anniversary of the grant date and will settle into common stock upon Kendrick's termination of board service, as per the company's Director Deferred Compensation Program and 2023 Stock Incentive Plan. The DRSUs were acquired at $0 cost through dividend reinvestment.
PHINIA Director Samuel R. Chapin reported changes in beneficial ownership through a Form 4 filing dated June 28, 2025. The transaction details reveal:
- Acquisition of 21 shares of Common Stock on June 16, 2025
- Shares were acquired at $0 cost through automatic dividend reinvestment on restricted stock
- Total beneficial ownership following the transaction: 23,876 shares
- Of the total shares owned, 3,320 shares are restricted stock
- Ownership form is Direct (D)
The transaction was executed pursuant to the terms of the restricted stock award, which requires automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date. The filing was signed by Kate Vandenberg as attorney-in-fact for Samuel R. Chapin on June 18, 2025.
Form 4 Filing Details: PHINIA director Rohan Weerasinghe reported changes in beneficial ownership on June 16, 2025. The filing reveals the following positions:
- Direct Common Stock Ownership: 22,686 shares
- Indirect Ownership: 12 shares held through a managed account
- Deferred Restricted Stock Units (DRSUs): Acquired 53 new units through dividend reinvestment, bringing total DRSU holdings to 8,432 units
The newly acquired DRSUs are economically equivalent to common stock and will vest on the one-year anniversary of the grant date. These units will convert to common shares upon termination of board service, per the Director Deferred Compensation Program and 2023 Stock Incentive Plan. The transaction was executed at $0 per unit as part of the dividend reinvestment program.