PulteGroup VP & Controller Reports Sale and Gift of PHM Shares

Rhea-AI Filing Summary

O'Meara Brien P., Vice President & Controller of PulteGroup, Inc. (PHM), reported two disposals of company common stock on 08/14/2025. The filing shows an open-market sale of 814 shares at $127.973 per share, after which the reporting person beneficially owned 10,558 shares. The filing also reports a gift of 400 shares (reported at $0), after which beneficial ownership was 10,158 shares. The Form 4 was signed by an attorney-in-fact, Graham B. Overton, on 08/15/2025.

Positive

• Proper disclosure filed on Form 4 with attorney-in-fact signature indicating compliance with Section 16 reporting
• Clear pricing provided for the open-market sale (814 shares at $127.973 per share)

Negative

• None.

Insights

Securities Analyst

TL;DR: Insider sold 814 shares and gifted 400 shares, modest reductions in direct ownership that are routine rather than transformational.

The transactions are both disposals: an $127.973-per-share sale of 814 shares and a 400-share gift recorded at $0. Post-transaction direct beneficial ownership is reported at 10,558 and 10,158 shares respectively; the two lines reflect sequential reporting of the same holder after each disposal. These are relatively small absolute share amounts for a public company and the filing contains no indication of unusual timing, planned dispositions under a Rule 10b5-1 plan, or linkage to corporate events. Impact to control or governance is negligible based on disclosed numbers alone.

Corporate Governance Expert

TL;DR: Routine insider disposals recorded; documentation via attorney-in-fact is standard and shows proper filing procedure.

The Form 4 identifies the reporting person as Vice President & Controller and includes an attorney-in-fact signature, which is common when representatives file on behalf of officers. Both reported transactions are disposals: one cash sale at a specified price and one gift. No derivatives, no acquisitions, and no changes to indirect ownership are disclosed. From a governance perspective, these entries are informational and do not reflect a change in board or management status.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

O'Meara Brien P.

(Last) (First) (Middle)

3350 PEACHTREE RD. NE

SUITE 1500

(Street)

ATLANTA GA 30326

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PULTEGROUP INC/MI/ [ PHM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Vice President & Controller

3. Date of Earliest Transaction (Month/Day/Year)
08/14/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/14/2025		S		814	D	$127.973	10,558	D
Common Stock	08/14/2025		G		400	D	$0	10,158	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Graham B. Overton, Attorney-in-Fact	08/15/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did PHM reporting person O'Meara Brien P. disclose on 08/14/2025?

The report discloses an open-market sale of 814 shares at $127.973 per share and a gift of 400 shares (reported at $0).

How many PHM shares does the reporting person own after these transactions?

The Form 4 lists beneficial ownership of 10,558 shares after the sale and 10,158 shares after the gift as reported in the respective lines.

Who signed the Form 4 for the reporting person?

The Form 4 was signed by Graham B. Overton, Attorney-in-Fact on 08/15/2025.

Do the transactions include derivative instruments or option exercises?

No. Table II for derivative securities is empty; the filing only reports non-derivative common stock disposals.

Was any transaction reported as part of a 10b5-1 plan?

The filing does not indicate that the transactions were made pursuant to a 10b5-1 plan.