PulteGroup CFO surrenders shares for tax withholding

PulteGroup executive James L. Ossowski, Exec VP and CFO, reported an automatic share surrender related to equity compensation.

Accepted by SEC EDGAR 02/03/2026 - 04:56 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

PulteGroup executive James L. Ossowski, Exec VP and CFO, reported an automatic share surrender related to equity compensation. On 02/02/2026, 1,804 shares of common stock were surrendered to the issuer at $125.44 per share to cover tax obligations when restricted stock vested.

After this tax withholding event, Ossowski directly holds 11,943 PulteGroup common shares and indirectly holds 28,945 shares via the Michelle L. Ossowski Living Trust. The filing reflects a compensation-related tax settlement rather than an open-market sale.

Insider Trade Summary

Exercise Price or Tax Liability: 1,804 shares

Exercise Price or Tax Liability 1 txn

Insider OSSOWSKI JAMES L

Role Exec VP and CFO

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	1,804	$125.44	$226K
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 11,943 shares (Direct); Common Stock — 28,945 shares (Indirect, Via Michelle L Ossowski Liv Trust)

Holdings Before and After: Common Stock, 13,747 to 11,943 shares (Direct)

Footnotes (1)

1. F1. These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did PulteGroup (PHM) report for James L. Ossowski?

PulteGroup reported that Exec VP and CFO James L. Ossowski surrendered 1,804 common shares to the company. The shares were used to cover tax obligations triggered when restrictions on previously granted common stock lapsed, so this was a tax-withholding event rather than an open-market sale.

At what price were the surrendered PulteGroup (PHM) shares valued?

The 1,804 common shares surrendered by James L. Ossowski were valued at $125.44 per share. This value is used solely for the reportable transaction amount and reflects the price applied to satisfy the tax withholding on vested restricted common stock awarded as compensation.

How many PulteGroup (PHM) shares does James L. Ossowski own after this Form 4?

After the reported transaction, James L. Ossowski directly owns 11,943 PulteGroup common shares. In addition, 28,945 common shares are held indirectly via the Michelle L. Ossowski Living Trust, giving him a combination of direct and indirect beneficial ownership as disclosed in the filing.

What does transaction code "F" mean in this PulteGroup (PHM) Form 4?

Transaction code “F” indicates shares were withheld or surrendered to the issuer to pay tax obligations related to equity awards. In this case, 1,804 common shares were surrendered when restrictions lapsed on previously granted stock, making it a tax-settlement event rather than a discretionary share sale.

Is the Michelle L. Ossowski Living Trust involved in the reported PulteGroup (PHM) transaction?

The Michelle L. Ossowski Living Trust is disclosed as holding 28,945 PulteGroup common shares indirectly for James L. Ossowski. However, the Form 4 shows no new transaction for the trust; the only reported movement is the 1,804-share surrender directly by Ossowski to cover taxes.

What role does James L. Ossowski hold at PulteGroup (PHM)?

James L. Ossowski is identified as an officer of PulteGroup, serving as Executive Vice President and Chief Financial Officer. His status as a senior executive requires prompt reporting of changes in his beneficial ownership of PulteGroup common stock on Form 4 under U.S. securities regulations.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

OSSOWSKI JAMES L

(Last) (First) (Middle)

3350 PEACHTREE ROAD NE, SUITE 1500

(Street)

ATLANTA GA 30326

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PULTEGROUP INC/MI/ [ PHM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Exec VP and CFO

3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/02/2026		F		1,804(1)	D	$125.44	11,943	D
Common Stock								28,945	I	Via Michelle L Ossowski Liv Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.

Remarks:

	/s/ Graham B. Overton, Attorney-in-Fact	02/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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