PulteGroup CFO Ossowski reports stock grants and taxes

PulteGroup Executive Vice President and CFO James L. Ossowski reported several stock transactions dated February 4, 2026.

Rhea-AI Filing Summary

PulteGroup Executive Vice President and CFO James L. Ossowski reported several stock transactions dated February 4, 2026. He received 8,112 shares of common stock at $0 per share as a grant linked to a stock-settled performance award under the 2019 Senior Management Incentive Plan.

On the same date, he surrendered 3,657 shares of common stock at $130.865 per share back to the issuer to cover tax obligations on shares whose restrictions had lapsed. He also acquired an additional 6,283 shares of common stock at $0 per share, which are described as fully vested and exercisable.

After these transactions, Ossowski directly beneficially owned 22,681 shares of PulteGroup common stock. He also indirectly beneficially owned 28,945 shares through the Michelle L Ossowski Liv Trust, reflecting holdings associated with that trust.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider OSSOWSKI JAMES L

Role Exec VP and CFO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	8,112	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	3,657	$130.865	$479K
Grant/Award	Common Stock	6,283	$0.00	$0.00
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 22,681 shares (Direct); Common Stock — 28,945 shares (Indirect, Via Michelle L Ossowski Liv Trust)

Footnotes (3)

1. F1. These shares are fully vested and exercisable.
2. F2. These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2019 Senior Management Incentive Plan.
3. F3. These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did PulteGroup (PHM) CFO James L. Ossowski report?

James L. Ossowski reported multiple stock transactions on February 4, 2026. He received 8,112 common shares as a performance-based grant, surrendered 3,657 shares at $130.865 to cover taxes, and acquired another 6,283 fully vested shares, changing his direct and indirect ownership positions.

How many PulteGroup (PHM) shares does CFO Ossowski own after this Form 4?

After the reported transactions, Ossowski directly owned 22,681 PulteGroup common shares. In addition, he indirectly beneficially owned 28,945 shares through the Michelle L Ossowski Liv Trust, reflecting both his direct holdings and trust-related interests disclosed in the filing.

What does the share grant to PulteGroup (PHM) CFO Ossowski represent?

The 8,112-share grant to Ossowski settled a performance-based stock award. The filing states these shares were issued at $0 per share to settle a stock-settled performance award under PulteGroup’s 2019 Senior Management Incentive Plan, aligning compensation with performance metrics.

Why did PulteGroup (PHM) CFO Ossowski surrender 3,657 shares?

Ossowski surrendered 3,657 shares to PulteGroup to cover tax obligations. The shares, valued at $130.865 each in the transaction, were given back to the issuer when restrictions on certain common shares lapsed, providing shares to satisfy related tax liabilities.

What is the indirect ownership reported via the Michelle L Ossowski Liv Trust for PulteGroup (PHM)?

The filing shows 28,945 PulteGroup shares held indirectly via the Michelle L Ossowski Liv Trust. This line reflects Ossowski’s beneficial interest in shares attributed to that trust, separate from his directly held 22,681 common shares reported after the transactions.

Are the newly acquired PulteGroup (PHM) shares by CFO Ossowski vested?

The filing notes that certain reported shares are fully vested and exercisable. It explains that the awarded shares were granted to settle a performance award and that these shares are fully vested, indicating no remaining service-based vesting conditions on those specific shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/06/2026 - 04:17 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

OSSOWSKI JAMES L

(Last) (First) (Middle)

3350 PEACHTREE ROAD NE, SUITE 1500

(Street)

ATLANTA GA 30326

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PULTEGROUP INC/MI/ [ PHM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Exec VP and CFO

3. Date of Earliest Transaction (Month/Day/Year)
02/04/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock								28,945	I	Via Michelle L Ossowski Liv Trust
Common Stock	02/04/2026		A		8,112(1)(2)	A	$0	20,055	D
Common Stock	02/04/2026		F		3,657(3)	D	$130.865	16,398	D
Common Stock	02/04/2026		A		6,283	A	$0	22,681	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares are fully vested and exercisable.

2. These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2019 Senior Management Incentive Plan.

3. These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.

Remarks:

	/s/ Graham B. Overton, Attorney-in-Fact	02/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.