PulteGroup (PHM) COO Koart grants, tax surrenders and sells 15,309 shares

Filing Impact

(Very High)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

PulteGroup (PHM) executive Matthew William Koart, Exec. VP & COO, reported multiple stock transactions in early February 2026. On February 4, 2026, he acquired 28,350 common shares at $0 to settle a stock-settled performance award under the 2019 Senior Management Incentive Plan, and another 8,602 common shares at $0 that are fully vested and exercisable. On the same date, 13,246 shares were surrendered to PulteGroup to cover tax obligations when restrictions lapsed, at a price of $130.865 per share. On February 6, 2026, Koart sold 15,309 common shares in market transactions at a weighted average price of $135.793 per share, with individual trades ranging from $135.73 to $135.93. After these transactions, he directly owned 42,418 PulteGroup common shares.

Insider Trade Summary

Net Seller: 15,309 shares ($2,078,855)

Net Sell 4 txns

Insider Koart Matthew William

Role Exec. VP & COO

Sold 15,309 shs ($2.08M)

Type	Security	Shares	Price	Value
Sale	Common Stock	15,309	$135.793	$2.08M
Grant/Award	Common Stock	28,350	$0.00	--
Tax Withholding	Common Stock	13,246	$130.865	$1.73M
Grant/Award	Common Stock	8,602	$0.00	--

Holdings After Transaction: Common Stock — 42,418 shares (Direct)

Footnotes (1)

These shares are fully vested and exercisable. These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2019 Senior Management Incentive Plan. These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $135.73 to $135.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Form 4 Insider Transactions: What Each Field Means →

02/06/2026 - 04:09 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Koart Matthew William

(Last)

(First)

(Middle)

3350 PEACHTREE ROAD NE, SUITE 1500

(Street)

ATLANTA

30326

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
PULTEGROUP INC/MI/ [ PHM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Exec. VP & COO

3. Date of Earliest Transaction (Month/Day/Year)
02/04/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	02/04/2026		A		28,350⁽¹⁾⁽²⁾	A	$0	62,371	D
Common Stock	02/04/2026		F		13,246⁽³⁾	D	$130.865	49,125	D
Common Stock	02/04/2026		A		8,602	A	$0	57,727	D
Common Stock	02/06/2026		S		15,309	D	$135.793⁽⁴⁾	42,418	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. These shares are fully vested and exercisable.

2. These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2019 Senior Management Incentive Plan.

3. These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.

4. The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $135.73 to $135.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Remarks:

	/s/ Graham B. Overton, Attorney-in-Fact	02/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did PHM executive Matthew Koart report in February 2026?

Matthew Koart reported several transactions involving PulteGroup common stock in early February 2026, including performance-based share grants, tax-related share surrenders, and an open-market sale. These movements reflect equity compensation settlement and partial monetization of his holdings, while still retaining a significant direct share position.

How many PulteGroup (PHM) shares did Matthew Koart sell and at what price?

On February 6, 2026, Matthew Koart sold 15,309 PulteGroup common shares at a weighted average price of $135.793. The sale occurred through multiple trades, with individual prices ranging from $135.73 to $135.93, as disclosed in the Form 4 footnote describing the transaction pricing.

What stock awards did Matthew Koart receive from PulteGroup (PHM) on February 4, 2026?

On February 4, 2026, Koart acquired 28,350 PulteGroup shares at $0 to settle a stock-settled performance award under the 2019 Senior Management Incentive Plan, and separately received 8,602 fully vested and exercisable shares, also at $0, reflecting equity compensation rather than cash purchases.

Why were some PulteGroup (PHM) shares surrendered by Matthew Koart in this filing?

The Form 4 notes that 13,246 PulteGroup shares were surrendered back to the company on February 4, 2026. These shares were used to cover tax obligations arising when restrictions on previously awarded common shares lapsed, at a price of $130.865 per share.

How many PulteGroup (PHM) shares does Matthew Koart own after these transactions?

Following the reported February 2026 transactions, Matthew Koart directly owned 42,418 PulteGroup common shares. This figure reflects the combined effect of stock-settled performance awards, tax-related share surrenders, and his subsequent open-market sale disclosed in the Form 4.

What is Matthew Koart’s role at PulteGroup (PHM) in this Form 4 filing?

In this Form 4, Matthew William Koart is identified as an officer of PulteGroup, serving as Executive Vice President and Chief Operating Officer. He is not listed as a director or 10% owner, and the filing reflects his transactions in that executive capacity.