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[Form 4] PULTEGROUP INC/MI/ Insider Trading Activity

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PulteGroup executive vice president and chief people officer Kevin A. Henry reported several stock transactions in common shares. On February 4, 2026, he received 9,304 shares at $0 per share, settling a stock-settled performance award that is fully vested and exercisable.

On the same date, 4,187 shares were surrendered to PulteGroup at $130.865 per share to cover tax obligations related to lapsed restrictions. He also received an additional 2,992 shares at $0 per share. After these transactions, Henry directly owned 19,846 shares of PulteGroup common stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HENRY KEVIN A

(Last) (First) (Middle)
3350 PEACHTREE ROAD NE, SUITE 1500

(Street)
ATLANTA GA 30326

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PULTEGROUP INC/MI/ [ PHM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP and Chief People Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/04/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/04/2026 A 9,304(1)(2) A $0 21,041 D
Common Stock 02/04/2026 F 4,187(3) D $130.865 16,854 D
Common Stock 02/04/2026 A 2,992 A $0 19,846 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares are fully vested and exercisable.
2. These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2019 Senior Management Incentive Plan.
3. These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.
Remarks:
/s/ Graham B. Overton, Attorney-in-Fact 02/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did PulteGroup (PHM) EVP Kevin Henry report?

Kevin A. Henry reported stock awards and related tax-share surrenders. He received 9,304 PulteGroup common shares and an additional 2,992 shares at no cost, and surrendered 4,187 shares to the company to cover tax obligations tied to restricted shares whose restrictions lapsed.

How many PulteGroup (PHM) shares does Kevin Henry own after this Form 4?

After the reported transactions, Kevin A. Henry directly owns 19,846 PulteGroup common shares. This figure reflects stock awards received and shares surrendered back to the company for tax withholding on restricted stock whose restrictions have lapsed.

Why did Kevin Henry surrender PulteGroup (PHM) shares in this filing?

Kevin A. Henry surrendered 4,187 PulteGroup common shares to the company to cover tax obligations. These obligations arose on common shares for which restrictions had lapsed, with the surrender price reported at $130.865 per share in the Form 4 filing.

What type of stock awards did Kevin Henry receive from PulteGroup (PHM)?

Kevin A. Henry received shares to settle a stock-settled performance award under PulteGroup’s 2019 Senior Management Incentive Plan. The filing notes 9,304 fully vested, exercisable shares and an additional 2,992 common shares, both reported at a price of $0 per share.

What compensation plan is referenced in Kevin Henry’s PulteGroup (PHM) Form 4?

The Form 4 references the PulteGroup, Inc. 2019 Senior Management Incentive Plan. Shares granted to Kevin A. Henry were used to settle a stock-settled performance award under this plan, contributing to his reported acquisitions of PulteGroup common stock on February 4, 2026.

What role does Kevin Henry hold at PulteGroup (PHM) in this Form 4?

Kevin A. Henry is identified as PulteGroup’s executive vice president and chief people officer. The Form 4 confirms he is an officer of the company, not a director or 10% owner, and reports his direct ownership of PulteGroup common stock following equity compensation transactions.
Pultegroup

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Residential Construction
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United States
ATLANTA