STOCK TITAN

PulteGroup (NYSE: PHM) EVP covers tax bill by surrendering 56 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PulteGroup Inc. executive Kevin A. Henry, EVP and Chief People Officer, reported a small insider transaction. On February 2, 2026, he surrendered 56 shares of common stock to the company at $125.44 per share to cover tax obligations tied to lapsed restrictions.

After this tax-withholding transaction, Henry directly beneficially owned 11,737 shares of PulteGroup common stock. This filing reflects routine share withholding for taxes rather than an open-market sale.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HENRY KEVIN A

(Last) (First) (Middle)
3350 PEACHTREE ROAD NE, SUITE 1500

(Street)
ATLANTA GA 30326

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PULTEGROUP INC/MI/ [ PHM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP and Chief People Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/02/2026 F 56(1) D $125.44 11,737 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.
Remarks:
/s/ Graham B. Overton, Attorney-in-Fact 02/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did PulteGroup (PHM) report for Kevin A. Henry?

PulteGroup reported that EVP and Chief People Officer Kevin A. Henry surrendered 56 shares of common stock to the company. The shares were used to cover tax obligations on restricted stock whose restrictions had lapsed.

At what price were the 56 PulteGroup (PHM) shares surrendered?

The 56 PulteGroup common shares were surrendered at a price of $125.44 per share. This price is used solely for reporting the value of shares withheld to satisfy associated tax obligations on vested restricted stock.

How many PulteGroup (PHM) shares does Kevin A. Henry own after this transaction?

After the reported transaction, Kevin A. Henry beneficially owns 11,737 shares of PulteGroup common stock directly. This balance reflects his holdings following the surrender of 56 shares to satisfy tax withholding requirements.

Was the PulteGroup (PHM) insider transaction an open-market sale?

No, the transaction was not an open-market sale. The 56 shares were surrendered back to PulteGroup to cover tax obligations arising when restrictions lapsed on previously granted common shares.

What does transaction code "F" mean in the PulteGroup (PHM) Form 4?

Transaction code "F" indicates a tax withholding event, where shares are surrendered to the issuer to satisfy tax liabilities. In this case, 56 PulteGroup shares were withheld when restrictions on earlier awards lapsed.
Pultegroup

NYSE:PHM

View PHM Stock Overview

PHM Rankings

PHM Latest News

PHM Latest SEC Filings

PHM Stock Data

22.62B
190.33M
Residential Construction
Operative Builders
Link
United States
ATLANTA