PulteGroup executive surrenders 7,210 shares for taxes

PulteGroup executive Robert O'Shaughnessy reported a routine tax-related share surrender.

Accepted by SEC EDGAR 02/03/2026 - 04:46 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

PulteGroup executive Robert O'Shaughnessy reported a routine tax-related share surrender. On 02/02/2026, he surrendered 7,210 shares of PulteGroup common stock at $125.44 per share to the company to cover tax obligations when restrictions on previously granted shares lapsed. After this transaction, he directly beneficially owned 57,054 shares of PulteGroup common stock.

Insider Trade Summary

Exercise Price or Tax Liability: 7,210 shares

Exercise Price or Tax Liability 1 txn

Insider OShaughnessy Robert

Role Exec. VP

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	7,210	$125.44	$904K

Holdings After Transaction: Common Stock — 57,054 shares (Direct)

Holdings Before and After: Common Stock, 64,264 to 57,054 shares (Direct)

Footnotes (1)

1. F1. These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did PulteGroup (PHM) report for Robert O'Shaughnessy?

PulteGroup executive Robert O'Shaughnessy reported surrendering 7,210 common shares to the company. The shares were used to cover tax obligations arising when restrictions on previously granted stock lapsed, as disclosed in a Form 4 filed for the transaction dated February 2, 2026.

Was the PulteGroup (PHM) Form 4 transaction a sale for cash by the executive?

No. The Form 4 explains the 7,210 shares were surrendered to PulteGroup to satisfy tax obligations on restricted shares whose restrictions lapsed. This is a tax withholding transaction with the issuer, not an open-market sale for cash by Robert O'Shaughnessy.

How many PulteGroup (PHM) shares does Robert O'Shaughnessy own after this Form 4?

After the tax-related share surrender, Robert O'Shaughnessy directly beneficially owned 57,054 shares of PulteGroup common stock. This figure is reported in Table I of the Form 4 as the amount of securities beneficially owned following the reported transaction on February 2, 2026.

What does transaction code "F" mean in the PulteGroup (PHM) Form 4 filing?

Transaction code "F" on the Form 4 indicates a share disposition to the issuer to pay tax withholding obligations. In this case, 7,210 PulteGroup common shares were surrendered to cover taxes when restrictions lapsed on previously granted common shares.

Is Robert O'Shaughnessy a major shareholder or officer of PulteGroup (PHM)?

The Form 4 identifies Robert O'Shaughnessy as an officer of PulteGroup, serving as Executive Vice President. He is not listed as a director or 10% owner in the filing’s relationship section, which categorizes his role with the issuer.

Was the PulteGroup (PHM) insider transaction reported as direct or indirect ownership?

The Form 4 reports the holdings and transaction as directly owned. The ownership form column in Table I is marked "D" for direct ownership, and no nature of indirect beneficial ownership is indicated for these PulteGroup common stock holdings.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

OShaughnessy Robert

(Last) (First) (Middle)

3350 PEACHTREE ROAD NE, SUITE 1500

(Street)

ATLANTA GA 30326

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PULTEGROUP INC/MI/ [ PHM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Exec. VP

3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/02/2026		F		7,210(1)	D	$125.44	57,054	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.

Remarks:

	/s/ Graham B. Overton, Attorney-in-Fact	02/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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