STOCK TITAN

PulteGroup (PHM) director awarded 1,507 shares, now holds 75,326

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PulteGroup director Andre J. Hawaux received a stock grant of 1,507 shares of Common Stock on April 29, 2026. The award was granted at $0.00 per share under the PulteGroup, Inc. 2022 Stock Incentive Plan, reflecting equity-based compensation rather than an open-market purchase.

Following this grant, Hawaux directly holds a total of 75,326 PulteGroup common shares. This filing records a routine compensation-related acquisition that modestly increases his equity stake in the company.

Positive

  • None.

Negative

  • None.
Insider Hawaux Andre J
Role null
Type Security Shares Price Value
Grant/Award Common Stock 1,507 $0.00 --
Holdings After Transaction: Common Stock — 75,326 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares granted 1,507 shares Equity award of Common Stock to director
Grant price per share $0.00 per share Compensation grant under 2022 Stock Incentive Plan
Total shares after grant 75,326 shares Director’s direct holdings following transaction
Transaction date April 29, 2026 Date of stock grant to director
Grant, award, or other acquisition financial
"transaction code description is “Grant, award, or other acquisition” for this stock grant"
Common Stock financial
"The security title reported in the transaction is Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
PulteGroup, Inc. 2022 Stock Incentive Plan financial
"Footnote states the shares were granted under the PulteGroup, Inc. 2022 Stock Incentive Plan"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hawaux Andre J

(Last)(First)(Middle)
1417 SCARLETT RIDGE DRIVE

(Street)
PITTSBURGH PENNSYLVANIA 15237

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PULTEGROUP INC/MI/ [ PHM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/29/2026A1,507(1)A$075,326D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Granted under the PulteGroup, Inc. 2022 Stock Incentive Plan.
Remarks:
/s/ Graham B. Overton, Attorney-in-Fact05/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did PulteGroup (PHM) director Andre J. Hawaux report in this Form 4?

Andre J. Hawaux reported receiving a grant of 1,507 shares of PulteGroup Common Stock as equity compensation. The award was made at $0.00 per share under the company’s 2022 Stock Incentive Plan, increasing his directly held position to 75,326 shares after the transaction.

Was the PulteGroup (PHM) Form 4 transaction an open-market purchase or a grant?

The Form 4 transaction is a grant, not an open-market purchase. Hawaux received 1,507 shares at $0.00 per share as a compensation award under the PulteGroup, Inc. 2022 Stock Incentive Plan, classified as a “Grant, award, or other acquisition” in the filing.

How many PulteGroup (PHM) shares does Andre J. Hawaux own after this award?

After the reported grant, Andre J. Hawaux directly holds 75,326 shares of PulteGroup Common Stock. This total includes the newly awarded 1,507 shares, reflecting his updated ownership position as disclosed in the Form 4 insider trading report filed with the SEC.

What is the size of the stock award reported for PulteGroup (PHM) director Hawaux?

The stock award reported for director Andre J. Hawaux totals 1,507 shares of PulteGroup Common Stock. These shares were granted at $0.00 per share under the PulteGroup, Inc. 2022 Stock Incentive Plan, representing an additional equity-based compensation grant to the director.

Under which plan was the PulteGroup (PHM) stock granted to director Andre J. Hawaux?

The shares granted to Andre J. Hawaux were issued under the PulteGroup, Inc. 2022 Stock Incentive Plan. This plan provides equity-based awards such as stock grants to eligible participants, and the 1,507-share award in this filing is one such compensation-related grant to a company director.