Phoenix Asia director files initial Form 3

Phoenix Asia Holdings Ltd director Xie Yafei filed an initial Form 3, which is the required statement of beneficial ownership for new insiders.

Rhea-AI Filing Summary

Phoenix Asia Holdings Ltd director Xie Yafei filed an initial Form 3, which is the required statement of beneficial ownership for new insiders. The filing lists no stock transactions or derivative positions and serves mainly to register Xie’s status as a reporting director of the company.

Key Terms

Form 3, director, beneficial ownership

3 terms

Form 3 regulatory

"filed an initial Form 3, which is the required statement"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

director financial

"director Xie Yafei filed an initial Form 3"

beneficial ownership financial

"initial Form 3, which is the required statement of beneficial ownership"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Phoenix Asia Holdings (PHOE) Form 3 filed by Xie Yafei show?

The Form 3 for Phoenix Asia Holdings Ltd (PHOE) reports that director Xie Yafei is now an insider subject to SEC reporting. It shows no stock purchases, sales, or derivative positions and functions as an initial ownership registration.

Did Phoenix Asia (PHOE) director Xie Yafei buy or sell shares in this Form 3?

No, the Form 3 for Xie Yafei reports no stock transactions. Transaction counts for buys, sells, exercises, gifts, tax withholding, and restructurings are all zero, indicating this filing is purely administrative rather than a trading disclosure.

What is the purpose of the Xie Yafei Form 3 for Phoenix Asia Holdings (PHOE)?

The Form 3 formally identifies Xie Yafei as a director and reporting person for Phoenix Asia Holdings Ltd. It initiates ongoing SEC disclosure obligations for future trades, even though this specific filing does not list any current holdings or transactions.

Does the Phoenix Asia (PHOE) Form 3 disclose any derivative securities for Xie Yafei?

No, the Form 3 shows no derivative positions for Xie Yafei. The derivative transaction counts and derivative summary are empty, meaning there are no reported options, warrants, or other derivative securities in this initial statement.

Is Xie Yafei a 10% owner of Phoenix Asia Holdings (PHOE) according to the Form 3?

The Form 3 indicates that Xie Yafei is a director but not a ten percent owner. The ten percent owner indicator is set to zero, so the insider status arises from board service rather than owning at least 10% of the company’s shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/15/2026 - 07:25 AM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Xie Yafei

(Last) (First) (Middle)

FLAT B, 8/F, BLOCK 2,

HILLSBOROUGH COURT, 18 OLD PEAK ROAD

(Street)

MID-LEVELS 0000

(City) (State) (Zip)

HONG KONG

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Phoenix Asia Holdings Ltd [ PHOE ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Yafei Xie	04/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)