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Phoenix Asia Holdings (PHOE) director Gao Yu files initial Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Phoenix Asia Holdings Ltd director Gao Yu has filed an initial Form 3, which is a statement of beneficial ownership for company insiders. The available data shows no reported transactions or derivative positions and indicates Gao Yu is a director but not a ten percent owner.

Positive

  • None.

Negative

  • None.
reportingPersons regulatory
""reportingPersons": [ { "name": "Gao Yu""
ten_percent_owner regulatory
""is_ten_percent_owner": 0"
transactionSummary financial
""transactionSummary": { "buyCount": 0"
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Gao Yu

(Last)(First)(Middle)
UNIT 604, TOWER 3, KLBJ GARDEN,
181 HENGJIANG RD, CANGSHAN DISTRICT,

(Street)
FUZHOUFUJIAN0000

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Phoenix Asia Holdings Ltd [ PHOE ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Yu Gao04/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Phoenix Asia Holdings (PHOE) Form 3 for Gao Yu show?

The Form 3 shows that Gao Yu is a director of Phoenix Asia Holdings Ltd and a reporting person. It records insider status at the company but, in the available data, does not list any transactions or derivative holdings.

Is Gao Yu a ten percent owner of Phoenix Asia Holdings (PHOE)?

Based on the filing data, Gao Yu is not classified as a ten percent owner of Phoenix Asia Holdings Ltd. The role is identified as a director only, which affects disclosure requirements but does not indicate large equity ownership in this dataset.

Does the Phoenix Asia Holdings (PHOE) Form 3 report any insider trades?

The provided Form 3 data shows no reported insider transactions for Gao Yu. Transaction counts and share figures in the summary fields are all zero, indicating no buys, sells, exercises, gifts, or restructurings reported in this filing.

What is the purpose of Gao Yu’s Form 3 at Phoenix Asia Holdings (PHOE)?

Gao Yu’s Form 3 serves to register initial insider status at Phoenix Asia Holdings Ltd with the SEC. It establishes that Gao Yu is a director and reporting person, providing a baseline before any future reportable transactions occur.

Are there any derivative securities reported for Gao Yu in the PHOE Form 3?

The Form 3 data shows no derivative securities reported for Gao Yu. The derivativeSummary section is empty and the derivative transaction counts are zero, indicating no listed options, warrants, or other derivatives in this particular filing.