Welcome to our dedicated page for Phunware SEC filings (Ticker: PHUN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Phunware filings document the company’s mobile cloud software business, operating results, governance actions, and material corporate events. Form 8-K reports furnish quarterly and annual financial-results releases, including revenue, margin, net loss, cash use, software subscriptions and services activity, and reconciliations for non-GAAP financial measures.
The company’s regulatory record also covers executive employment agreements, interim leadership arrangements, board composition, annual meeting procedures, director elections, auditor ratification, advisory compensation votes, and stockholder voting results. Proxy materials describe executive compensation, director nominees, governance practices, and related shareholder matters for PHUN.
Goldenwise Capital Group Ltd, together with entities it manages and CEO Huakun (Richard) Ding, reports beneficial ownership of 1,404,176 shares of Phunware common stock, representing 6.9% of the outstanding class. These shares were acquired in open-market purchases for approximately USD $2,690,523.00, including commissions.
The group states it holds the investment for value-focused purposes and is actively engaging Phunware’s board on governance, capital allocation, strategy, and board composition, including potential new directors and possible future proxy solicitation. It also discloses short put and short call option positions on Phunware stock with $2.50–$7.50 strike prices and expirations from July 2026 to January 2027.
Goldenwise Capital Group Ltd, an investment manager based in Hong Kong, reports beneficial ownership of 1,404,176 shares of Phunware common stock, representing 6.9% of the outstanding shares. The position was acquired in open‑market purchases for approximately USD $2,690,523.00 using working capital.
The reporting person describes the investment as activist and has sent an open letter to Phunware’s board seeking governance changes, board “refreshment,” and potential board representation. It criticizes current governance and director compensation, proposes four potential director candidates, and states it may nominate directors and conduct a proxy solicitation for the 2026 annual meeting while reserving the right to adjust its stake.
Goldenwise Capital Group Ltd, managed by founder and CEO Huakun (Richard) Ding, reports beneficial ownership of 1,354,510 shares of Phunware, Inc. common stock, representing 6.6% of outstanding shares. The position, held via GoldenFuture Capital Investment Ltd and separately managed accounts, was acquired in open‑market purchases using approximately USD $2,589,688, including commissions.
The investor holds sole voting and dispositive power over these shares and characterizes the stake as an investment position, while also pursuing an activist governance agenda. Ding has sent an open letter to Phunware’s board expressing concerns about governance, board compensation and capital allocation, and has proposed adding new directors, including himself, to refresh the board. If no agreement is reached, the investor may nominate a slate and conduct a proxy solicitation for the 2026 annual meeting and is evaluating use of shareholder rights such as a books-and-records inspection under Section 220.
Goldenwise Capital Group Ltd, through GoldenFuture Fund and certain separately managed accounts overseen by founder and CEO Huakun Ding, reports beneficial ownership of 1,354,510 shares of Phunware, Inc. common stock, representing 6.6% of the outstanding shares. The position, acquired in open-market purchases totaling approximately USD $2,589,688, is held for investment purposes.
The reporting person is taking an activist stance, engaging Phunware’s board and management on governance, capital allocation, strategic direction, and performance, and has sent an open letter outlining concerns about board oversight and director compensation. They have proposed adding multiple new directors and indicate they may nominate candidates and conduct a proxy solicitation for the 2026 annual meeting or pursue other shareholder rights if meaningful governance reforms and board refreshment are not considered.
Phunware, Inc. Chief Executive Officer Dmitry Kroshka reported multiple equity compensation awards. He received 105,820 restricted stock units, each representing a right to one share of common stock, vesting over three years starting on May 13, 2026, subject to continued service.
He was also granted 317,460 performance-based restricted stock units that may vest only if the stock’s volume weighted average price reaches at least $5.00 per share for 20 days and the company generates at least $4.5 million in trailing 12-month revenue excluding professional services, while he remains employed. In addition, he received a non-qualified stock option for 105,820 shares of common stock at an exercise price of $5.00 per share, vesting over four years from May 13, 2026 and expiring on June 25, 2036. These are grants, not open-market share purchases.
Phunware, Inc. Vice President of Accounting John Brendhan Botkin reported a small routine tax-related share disposition on a Form 4. On June 9, 2026, he surrendered 429 shares of Common Stock at $1.94 per share to cover withholding taxes under Phunware’s 2018 Equity Incentive Plan. This was recorded as a tax-withholding disposition rather than an open-market trade. After this transaction, he directly holds 12,424 shares of Phunware common stock.
Phunware, Inc. filed an initial insider ownership report for its Chief Executive Officer, Dmitry Kroshka, showing no beneficial ownership of common stock as of the reporting date. The Form 3 lists common stock with total shares following the report stated as 0, indicating no reportable holdings.
Phunware, Inc. filed a shelf registration to offer up to $200,000,000 of common stock, preferred stock, warrants and units, and a prospectus supplement for an at-the-market Equity Distribution Agreement to sell up to $15,300,000 of Common Stock through The Benchmark Company, LLC and StoneX Financial Inc.
The prospectus states the Company’s Common Stock traded at $1.98 on May 19, 2026, reports a public float of approximately $46,128,468 based on 20,231,784 shares held by non-affiliates (price reference April 23, 2026), and discloses 20,447,419 shares outstanding as of May 19, 2026. Sales under the Equity Distribution Agreement will be on a continuous, at‑the‑market basis and the Agents may act as underwriters for commissions up to 2.5%.