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Phunware, Inc. (PHUN) SEC Filings

PHUN NASDAQ

Welcome to our dedicated page for Phunware SEC filings (Ticker: PHUN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Phunware filings document the company’s mobile cloud software business, operating results, governance actions, and material corporate events. Form 8-K reports furnish quarterly and annual financial-results releases, including revenue, margin, net loss, cash use, software subscriptions and services activity, and reconciliations for non-GAAP financial measures.

The company’s regulatory record also covers executive employment agreements, interim leadership arrangements, board composition, annual meeting procedures, director elections, auditor ratification, advisory compensation votes, and stockholder voting results. Proxy materials describe executive compensation, director nominees, governance practices, and related shareholder matters for PHUN.

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Phunware, Inc. (symbol: PHUN) is the issuer of record for a Form 4 filing submitted to the SEC.

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Phunware, Inc. (symbol: PHUN) is the issuer of record for a Form 4 filing submitted to the SEC.

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Phunware, Inc. (symbol: PHUN) is the issuer of record for a Form 4 filing submitted to the SEC.

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Phunware, Inc. (PHUN) is the subject of an amended Schedule 13D filing reporting an activist position by Goldenwise Capital Group Limited and its founder, Huakun (Richard) Ding. Goldenwise reports beneficial ownership of 1,438,755 shares of Phunware common stock, representing 7% of the outstanding shares, acquired for approximately $2,760,396 in open-market purchases.

On August 21, 2026, the reporting person submitted a formal notice to nominate Mona Zhang for election to Phunware’s board at the 2026 annual meeting and intends to solicit proxies for her election. The filer states a belief that Phunware is undervalued and refers to opportunities to enhance shareholder value through alignment, governance and execution, while reserving the right to pursue actions such as engaging with other shareholders, seeking board representation and exercising other shareholder rights under applicable law. The filing also discloses short put and call option positions in Phunware held by GoldenFuture Fund and separately managed accounts managed by Goldenwise.

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Phunware, Inc. reported higher revenue but continued losses for the quarter and six months ended June 30, 2026. Net revenue reached $0.8 million for the quarter and $1.3 million year-to-date, driven mainly by software subscriptions and services and aided by a customer‑initiated early contract termination. Advertising remains a small contributor.

Gross margin improved sharply to 69.0% for the quarter and 69.7% year‑to‑date as cost of revenue declined, but operating expenses rose, particularly in sales and marketing, general and administrative and research and development, reflecting higher marketing spend, legal costs and AI‑focused hiring and consulting. Net loss widened to $5.2 million for the quarter and $8.4 million for the six months.

Phunware held $92.1 million in cash and cash equivalents and used $8.5 million in operating cash during the first half. Bookings and the combined backlog plus deferred revenue declined to $3.1 million. The company is investing in generative and agentic AI features and adopted a 2026 Inducement Plan to support hiring. Management continues to report a material weakness in internal control over financial reporting and is implementing remediation. The company also disclosed an ongoing arbitration with a former executive involving significant claimed damages.

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Phunware, Inc. reported Q2 2026 results with net revenue of $0.8 million, up 76% from $0.5 million a year earlier, and gross margin improving to 69.0% from 41.8%. The company posted a net loss of $5.2 million, or $0.26 per share, and an Adjusted EBITDA loss of $5.5 million.

For the first half of 2026, net revenue was $1.3 million and net loss $8.4 million. Cash and cash equivalents totaled $92.1 million as of June 30, 2026, with no debt, and net cash used in operations was $8.5 million. Management highlighted its 2.0 Strategy built around an AI-enabled Guest Intelligence Platform, including AI Concierge and AI Itinerary Builder, recent leadership and advisor additions, and running 12‑month customer retention above 95%.

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Phunware, Inc.'s Chief Legal Officer Christopher D. Olive reported a tax-withholding disposition of 519 shares of common stock on August 4, 2026. The shares were surrendered to cover taxes under the 2018 Equity Incentive Plan at a weighted average price of $2.1198 per share, with sales between $2.11 and $2.12. Following this transaction, he directly holds 13,027 shares of Phunware common stock.

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Phunware, Inc. vice president of accounting John Brendhan Botkin reported a tax-withholding disposition of 414 shares of common stock on August 4, 2026, at a weighted average price of $2.1194 per share to satisfy taxes under the 2018 Equity Incentive Plan, leaving 12,010 shares directly owned.

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Goldenwise Capital Group Ltd, together with entities it manages and CEO Huakun (Richard) Ding, reports beneficial ownership of 1,404,176 shares of Phunware common stock, representing 6.9% of the outstanding class. These shares were acquired in open-market purchases for approximately USD $2,690,523.00, including commissions.

The group states it holds the investment for value-focused purposes and is actively engaging Phunware’s board on governance, capital allocation, strategy, and board composition, including potential new directors and possible future proxy solicitation. It also discloses short put and short call option positions on Phunware stock with $2.50–$7.50 strike prices and expirations from July 2026 to January 2027.

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FAQ

How many Phunware (PHUN) SEC filings are available on StockTitan?

StockTitan tracks 47 SEC filings for Phunware (PHUN), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Phunware (PHUN)?

The most recent SEC filing for Phunware (PHUN) was filed on August 26, 2026.