Every Form 4 that Phunware, Inc. (PHUN) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow PHUN and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full PHUN filings page.
Phunware, Inc. (symbol: PHUN) is the issuer of record for a Form 4 filing submitted to the SEC.
Phunware, Inc. (symbol: PHUN) is the issuer of record for a Form 4 filing submitted to the SEC.
Phunware, Inc. (symbol: PHUN) is the issuer of record for a Form 4 filing submitted to the SEC.
Phunware, Inc.'s Chief Legal Officer Christopher D. Olive reported a tax-withholding disposition of 519 shares of common stock on August 4, 2026. The shares were surrendered to cover taxes under the 2018 Equity Incentive Plan at a weighted average price of $2.1198 per share, with sales between $2.11 and $2.12. Following this transaction, he directly holds 13,027 shares of Phunware common stock.
Phunware, Inc. vice president of accounting John Brendhan Botkin reported a tax-withholding disposition of 414 shares of common stock on August 4, 2026, at a weighted average price of $2.1194 per share to satisfy taxes under the 2018 Equity Incentive Plan, leaving 12,010 shares directly owned.
Phunware, Inc. Chief Executive Officer Dmitry Kroshka reported multiple equity compensation awards. He received 105,820 restricted stock units, each representing a right to one share of common stock, vesting over three years starting on May 13, 2026, subject to continued service.
He was also granted 317,460 performance-based restricted stock units that may vest only if the stock’s volume weighted average price reaches at least $5.00 per share for 20 days and the company generates at least $4.5 million in trailing 12-month revenue excluding professional services, while he remains employed. In addition, he received a non-qualified stock option for 105,820 shares of common stock at an exercise price of $5.00 per share, vesting over four years from May 13, 2026 and expiring on June 25, 2036. These are grants, not open-market share purchases.
Phunware, Inc. Vice President of Accounting John Brendhan Botkin reported a small routine tax-related share disposition on a Form 4. On June 9, 2026, he surrendered 429 shares of Common Stock at $1.94 per share to cover withholding taxes under Phunware’s 2018 Equity Incentive Plan. This was recorded as a tax-withholding disposition rather than an open-market trade. After this transaction, he directly holds 12,424 shares of Phunware common stock.
Du Quyen reported acquisition or exercise transactions in this Form 4 filing.
Phunware, Inc. director Du Quyen received a grant of 84,651 restricted stock units, each representing one share of common stock. The award was made under the company’s Outside Director Compensation Policy for services rendered in 2025, and the RSUs vest immediately.
Following this grant, Du Quyen holds 84,651 shares directly, reflecting the full award becoming vested and deliverable without a waiting period.
Han Elliot Jin reported acquisition or exercise transactions in this Form 4 filing.
Phunware director Han Elliot Jin received a stock grant from the company. On April 3, 2026, Jin was awarded 84,651 restricted stock units, each representing the right to receive one share of Phunware common stock. The award was made under the company’s Outside Director Compensation Policy for services rendered in 2025 and vests immediately. After this grant, Jin directly holds 109,670 shares of Phunware common stock.
Phunware, Inc. Chief Legal Officer Christopher D. Olive reported a routine tax-withholding transaction involving company stock. On April 2, 2026, 258 shares of common stock were surrendered to cover taxes under Phunware's 2018 Equity Incentive Plan at a weighted average price of $1.7497 per share. Following this tax withholding, Olive directly holds 13,546 shares of Phunware common stock.
Phunware (PHUN) reported an insider transaction by its Chief Legal Officer. On 08/04/2025, the officer disposed of 504 shares of common stock at $2.71 per share, coded F, which indicates shares were surrendered to satisfy tax withholding obligations under the company’s 2018 Equity Incentive Plan.
Following the transaction, the reporting person beneficially owns 14,013 shares, held directly. The filing notes the price reflects the actual per-share sales price of the shares disposed.