Phunware director granted 84,651 RSUs

Du Quyen reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Du Quyen reported acquisition or exercise transactions in this Form 4 filing.

Phunware, Inc. director Du Quyen received a grant of 84,651 restricted stock units, each representing one share of common stock. The award was made under the company’s Outside Director Compensation Policy for services rendered in 2025, and the RSUs vest immediately.

Following this grant, Du Quyen holds 84,651 shares directly, reflecting the full award becoming vested and deliverable without a waiting period.

Insider Trade Summary

Grant/Award: 84,651 shares

Grant/Award 1 txn

Insider Du Quyen

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	84,651	$0.00	$0.00

Holdings After Transaction: Common Stock — 84,651 shares (Direct)

Footnotes (1)

1. F1. On April 3, 2026, the Reporting Person was granted the number of restricted stock units ("RSUs") in Table I, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs were granted pursuant to the Issuer's Outside Director Compensation Policy for services rendered in 2025. The RSUs vest immediately.

Key Figures

RSUs granted: 84,651 units Transaction price: $0.0000 per share Shares held after grant: 84,651 shares +1 more

4 metrics

RSUs granted 84,651 units Restricted stock units granted on April 3, 2026

Transaction price $0.0000 per share Reported price for RSU grant

Shares held after grant 84,651 shares Total direct holdings following transaction

Transaction code A (grant, award, or other acquisition) Form 4 transaction classification

Key Terms

restricted stock units, Outside Director Compensation Policy, vest immediately, contingent right

4 terms

restricted stock units financial

"the Reporting Person was granted the number of restricted stock units ("RSUs") in Table I"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Outside Director Compensation Policy financial

"The RSUs were granted pursuant to the Issuer's Outside Director Compensation Policy for services rendered in 2025."

vest immediately financial

"The RSUs vest immediately."

contingent right financial

"each of which represents a contingent right to receive one share of Phunware, Inc. common stock."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Phunware (PHUN) director Du Quyen report in this Form 4?

Director Du Quyen reported receiving 84,651 restricted stock units, each equal to one Phunware common share. The grant was compensation for 2025 director service and was made at no cash cost to the director, as reflected by a zero dollar per-share transaction price.

How many Phunware (PHUN) shares does Du Quyen hold after this RSU grant?

After the grant, Du Quyen directly holds 84,651 Phunware common shares. This figure matches the number of restricted stock units awarded, which vested immediately, meaning all granted units converted into an equal number of shares shown as beneficially owned.

What are the terms of the RSUs granted to Phunware director Du Quyen?

The restricted stock units represent a contingent right to receive one common share for each unit. They were granted under Phunware’s Outside Director Compensation Policy for 2025 services, and the footnote states these RSUs vest immediately, eliminating a long-term vesting schedule.

Did Du Quyen buy or sell Phunware (PHUN) stock in the open market?

No open-market buy or sell occurred; the Form 4 shows an acquisition coded as a grant. Du Quyen received 84,651 restricted stock units as a compensation award, with a reported price per share of $0.0000, indicating no cash paid in this transaction.

Why was Du Quyen granted 84,651 RSUs by Phunware?

The RSUs were granted pursuant to Phunware’s Outside Director Compensation Policy for services rendered in 2025. This indicates the award functions as part of the director’s equity compensation, aligning board member interests with shareholders through stock-based incentives rather than cash payments alone.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/07/2026 - 09:05 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Du Quyen

(Last) (First) (Middle)

1002 WEST AVENUE

(Street)

AUSTIN TEXAS 78701

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Phunware, Inc. [ PHUN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/03/2026		A		84,651	A(1)	$0.00	84,651	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. On April 3, 2026, the Reporting Person was granted the number of restricted stock units ("RSUs") in Table I, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs were granted pursuant to the Issuer's Outside Director Compensation Policy for services rendered in 2025. The RSUs vest immediately.

	/s/ J. Brendhan Botkin, Attorney-in-Fact	04/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)