STOCK TITAN

Phunware (PHUN) director Han Elliot Jin receives 84,651 RSU stock grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Han Elliot Jin reported acquisition or exercise transactions in this Form 4 filing.

Phunware director Han Elliot Jin received a stock grant from the company. On April 3, 2026, Jin was awarded 84,651 restricted stock units, each representing the right to receive one share of Phunware common stock. The award was made under the company’s Outside Director Compensation Policy for services rendered in 2025 and vests immediately. After this grant, Jin directly holds 109,670 shares of Phunware common stock.

Positive

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Negative

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Insider Han Elliot Jin
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 84,651 $0.00 --
Holdings After Transaction: Common Stock — 109,670 shares (Direct)
Footnotes (1)
  1. [object Object]
RSU grant size 84,651 units Restricted stock units granted on April 3, 2026
Grant price $0.00 per share Equity compensation, not open-market purchase
Shares held after grant 109,670 shares Common stock directly owned after April 3, 2026 award
Vesting timing Immediate vesting RSUs vest immediately upon grant on April 3, 2026
Service period 2025 RSU grant made for services rendered in 2025
restricted stock units financial
"the Reporting Person was granted the number of restricted stock units ("RSUs") in Table I"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Outside Director Compensation Policy financial
"The RSUs were granted pursuant to the Issuer's Outside Director Compensation Policy"
contingent right financial
"each of which represents a contingent right to receive one share"
vest immediately financial
"The RSUs vest immediately."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Han Elliot Jin

(Last)(First)(Middle)
1002 WEST AVENUE

(Street)
AUSTIN TEXAS 78701

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Phunware, Inc. [ PHUN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/03/2026A84,651A(1)$0.00109,670D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On April 3, 2026, the Reporting Person was granted the number of restricted stock units ("RSUs") in Table I, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs were granted pursuant to the Issuer's Outside Director Compensation Policy for services rendered in 2025. The RSUs vest immediately.
/s/ J. Brendhan Botkin, Attorney-in-Fact04/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Phunware (PHUN) director Han Elliot Jin report in this Form 4?

Han Elliot Jin reported receiving a grant of 84,651 restricted stock units from Phunware. Each unit represents the right to receive one share of common stock, awarded under the Outside Director Compensation Policy for services rendered in 2025 and vesting immediately.

How many Phunware (PHUN) shares does Han Elliot Jin hold after this grant?

Following the April 3, 2026 grant, Han Elliot Jin directly holds 109,670 shares of Phunware common stock. This figure reflects his position after receiving 84,651 restricted stock units that immediately vest into common shares under the company’s director compensation program.

Was the Phunware (PHUN) Form 4 transaction an open-market buy or sale?

The Form 4 shows a grant of shares as compensation, not an open-market trade. The 84,651 restricted stock units were awarded at a price of $0.00 per share, consistent with stock-based compensation rather than a purchase or sale on the open market.

Why did Phunware grant 84,651 RSUs to director Han Elliot Jin?

Phunware granted 84,651 restricted stock units to Han Elliot Jin under its Outside Director Compensation Policy. The filing states the award compensates services rendered in 2025, aligning director pay with company equity and vesting immediately into common stock on April 3, 2026.

Do the RSUs granted to Han Elliot Jin vest over time or immediately?

The restricted stock units granted to Han Elliot Jin vest immediately. According to the filing footnote, each RSU represents a contingent right to receive one share of Phunware common stock, and the entire 84,651-unit award became fully vested on April 3, 2026.