Phunware, Inc. (PHUN) VP uses stock sale to cover taxes

Rhea-AI Filing Summary

Phunware, Inc. vice president of accounting John Brendhan Botkin reported a tax-withholding disposition of 414 shares of common stock on August 4, 2026, at a weighted average price of $2.1194 per share to satisfy taxes under the 2018 Equity Incentive Plan, leaving 12,010 shares directly owned.

Insider Trade Summary

Net Seller: 414 shares

Net Sell 1 txn

Insider Botkin John Brendhan

Role Vice President, Accounting

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F1, F2	414	$2.1194	$877.43

Holdings After Transaction: Common Stock — 12,010 shares (Direct)

Footnotes (2)

1. F1. Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.
2. F2. The price reported in Table I, Box 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $2.0901 to $2.12. The Reporting Person undertakes to provide Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Key Figures

Shares disposed for taxes: 414 shares Weighted average price: $2.1194 per share Transaction price range: $2.0901–$2.12 per share +1 more

4 metrics

Shares disposed for taxes 414 shares Tax-withholding disposition of common stock on August 4, 2026

Weighted average price $2.1194 per share Average price for shares surrendered to satisfy tax liability

Transaction price range $2.0901–$2.12 per share Range of prices for multiple transactions referenced in footnote F2

Shares owned after transaction 12,010 shares Directly owned Phunware common stock following the tax-withholding disposition

Key Terms

weighted average price, withholding of taxes, 2018 Equity Incentive Plan

3 terms

weighted average price financial

"The price reported in Table I, Box 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

withholding of taxes financial

"Represents shares surrendered by the Reporting Person for withholding of taxes."

2018 Equity Incentive Plan financial

"pursuant to the terms of the Issuer's 2018 Equity Incentive Plan."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/04/2026 - 09:04 PM Accepted by SEC EDGAR 08/04/2026 - 09:04 PM Learn about SEC filing dates

FAQ

What insider transaction did Phunware (PHUN) report for John Brendhan Botkin?

John Brendhan Botkin reported a tax-withholding disposition of 414 common shares of Phunware stock. The shares were used to satisfy tax obligations tied to equity compensation, rather than representing a discretionary open-market sale of his investment stake.

At what price were the 414 Phunware (PHUN) shares attributed to Botkin’s transaction?

The 414 shares were reported at a weighted average price of $2.1194 per share. A footnote explains they were sold in multiple transactions, with individual prices ranging from $2.0901 to $2.12 per share to cover the tax liability.

How many Phunware (PHUN) shares does John Brendhan Botkin own after this Form 4?

After the reported tax-related disposition, Botkin directly owns 12,010 shares of Phunware common stock. This share count reflects his position following the surrender of 414 shares that were used to satisfy withholding taxes under the company’s 2018 Equity Incentive Plan.

Was Botkin’s Phunware (PHUN) transaction an open-market sale or tax withholding?

The transaction is described as shares surrendered for withholding of taxes under Phunware’s 2018 Equity Incentive Plan. Although the shares were sold in multiple trades, the Form 4 classifies the event as a tax-liability payment using stock, not a discretionary sale.

Was Botkin’s Phunware (PHUN) transaction under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not marked as affirming a trading plan, and the footnotes do not reference any such plan. The reported event is characterized solely as a tax-withholding share disposition related to equity compensation.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Botkin John Brendhan

(Last) (First) (Middle)

1002 WEST AVENUE

(Street)

AUSTIN TEXAS 78701

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Phunware, Inc. [ PHUN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Vice President, Accounting

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/04/2026		F		414(1)	D	$2.1194(2)	12,010	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.

2. The price reported in Table I, Box 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $2.0901 to $2.12. The Reporting Person undertakes to provide Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

	/s/ J. Brendhan Botkin	08/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)