Welcome to our dedicated page for Phunware SEC filings (Ticker: PHUN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Phunware filings document the company’s mobile cloud software business, operating results, governance actions, and material corporate events. Form 8-K reports furnish quarterly and annual financial-results releases, including revenue, margin, net loss, cash use, software subscriptions and services activity, and reconciliations for non-GAAP financial measures.
The company’s regulatory record also covers executive employment agreements, interim leadership arrangements, board composition, annual meeting procedures, director elections, auditor ratification, advisory compensation votes, and stockholder voting results. Proxy materials describe executive compensation, director nominees, governance practices, and related shareholder matters for PHUN.
Phunware reported mixed first-quarter 2026 results, with lower revenue but improved profitability metrics. Net revenue was $0.5 million, down 21% from $0.7 million a year earlier, while gross margin rose to 70.8% from 52.2%.
The company reduced its net loss to $3.2 million from $3.7 million, and net cash used in operations improved to $2.7 million from $3.3 million. Adjusted EBITDA was a loss of $3.9 million versus a $4.7 million loss in the prior-year quarter. Phunware ended March 31, 2026 with $97.9 million in cash and cash equivalents and no debt, and highlighted new hospitality-focused products, its AI Concierge solution, and the final settlement and dismissal of legacy legal proceedings.
Phunware, Inc. filed an amended report to disclose a second amendment to Interim Chief Executive Officer Jeremy Krol’s Confidential Executive Employment Agreement, extending his initial employment term through May 15, 2026, unless earlier terminated under the agreement.
The initial term, set in July 2025 for six months, was first extended to April 15, 2026 and is now further extended. All other terms of the employment agreement remain in full force and effect, as previously described in the original filing and prior amendment.
Du Quyen reported acquisition or exercise transactions in this Form 4 filing.
Phunware, Inc. director Du Quyen received a grant of 84,651 restricted stock units, each representing one share of common stock. The award was made under the company’s Outside Director Compensation Policy for services rendered in 2025, and the RSUs vest immediately.
Following this grant, Du Quyen holds 84,651 shares directly, reflecting the full award becoming vested and deliverable without a waiting period.
Han Elliot Jin reported acquisition or exercise transactions in this Form 4 filing.
Phunware director Han Elliot Jin received a stock grant from the company. On April 3, 2026, Jin was awarded 84,651 restricted stock units, each representing the right to receive one share of Phunware common stock. The award was made under the company’s Outside Director Compensation Policy for services rendered in 2025 and vests immediately. After this grant, Jin directly holds 109,670 shares of Phunware common stock.
Phunware, Inc. shareholder Zhengxu He has reported a 2.6% beneficial stake in the company’s common stock. The filing shows beneficial ownership of 520,000 shares, with sole voting and dispositive power over all of them.
He acquired these shares using personal funds as an “active investor,” purchasing in the open market between early February and late March 2026 at prices ranging from $1.61 to $1.88 per share.
Phunware, Inc. Chief Legal Officer Christopher D. Olive reported a routine tax-withholding transaction involving company stock. On April 2, 2026, 258 shares of common stock were surrendered to cover taxes under Phunware's 2018 Equity Incentive Plan at a weighted average price of $1.7497 per share. Following this tax withholding, Olive directly holds 13,546 shares of Phunware common stock.
Phunware, Inc. director Lu Edward Chi-Ting filed an initial Form 3 reporting his beneficial ownership in the company’s common stock. The filing shows he directly holds 0 shares of Common Stock following the reported position, indicating no reported equity stake as of the filing date.
Goldenwise Capital Group Ltd reports beneficial ownership of 1,233,811 shares of Phunware, Inc. common stock, representing 6.1% of the outstanding shares. The shares were acquired in open-market transactions for approximately USD $2,350,160, including commissions.
The reporting person states the investment is for investment purposes and plans to engage with Phunware’s board and management on governance, capital allocation, strategic direction, and performance. They have begun contacting directors to seek constructive dialogue and may seek board representation or other shareholder actions, and could increase or decrease their stake depending on market conditions and company performance.
Phunware, Inc. files its annual report describing a mobile software and in-app advertising business focused on cloud-based app frameworks, SDKs and AI-enabled features for industries such as healthcare and hospitality. The company reports a history of net losses in 2024 and 2025 and warns it may not achieve profitability.
Two customers represented 36% of 2025 net revenues, highlighting revenue concentration risk, and management discloses a material weakness in internal control over financial reporting related to segregation of duties. Phunware is investing in generative and agentic AI features such as AI Concierge and Guest Services Agent, while pausing further work on its app creator platform.
The report also explains its evolving dual-token strategy with PhunCoin and PhunToken, noting PhunCoin has not yet been issued and PhunToken sales did not occur in 2024 or 2025, with the broader Token Ecosystem still under development. As of December 31, 2025, Phunware had 26 full-time employees.
Goldenwise Capital Group Ltd has filed a Schedule 13D disclosing a new activist-style position in Phunware, Inc. It reports beneficial ownership of 1,100,905 shares of common stock, representing 5.5% of the company, acquired in open-market purchases totaling about USD $2,113,738.
Goldenwise, along with GoldenFuture Capital Investment Ltd and founder Huakun Ding, says Phunware’s market value does not fully reflect its intrinsic value, balance sheet strength and strategic opportunities. They intend to engage in constructive discussions with the board and management on capital allocation, strategy, corporate governance and operations, and may seek board representation to support these efforts.