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Pharvaris officer plans $3.5M stock sale

An officer of Pharvaris N.V. has filed a Rule 144 notice to sell 100,000 common shares following an option exercise.

(Neutral)
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Pharvaris N.V. (PHVS) has a notice of proposed sale of securities under Rule 144 filed for officer Peng Lu. The filing covers the planned sale of 100,000 shares of common stock, to be sold through Morgan Stanley Smith Barney LLC on September 17, 2026, following an exercise of options under a registered plan for cash.

The notice also lists prior sales of Pharvaris common stock by Peng Lu during the preceding three months, including multiple transactions in June and September 2026 with specified share amounts and total proceeds.

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Shares proposed to be sold 100,000 shares Common stock under Rule 144 for Peng Lu
Proposed aggregate sale price $3,500,000.00 For 100,000 shares of Pharvaris N.V. common stock
Planned sale date September 17, 2026 Date of proposed Rule 144 sale and option exercise
Shares sold on September 11, 2026 15,000 shares Prior three-month sale by Peng Lu for $600,878.59
Proceeds on September 11, 2026 $600,878.59 For sale of 15,000 Pharvaris shares
Shares sold on September 8, 2026 15,000 shares Prior three-month sale by Peng Lu for $609,065.43
Shares sold on June 26, 2026 14,700 shares Prior three-month sale by Peng Lu for $498,801.74
Shares sold on June 25, 2026 15,000 shares Prior three-month sale by Peng Lu for $517,918.30
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Exercise of Options Under a Registered Plan financial
"Exercise of Options Under a Registered Plan | Issuer"
Common financial
"Common | Morgan Stanley Smith Barney LLC Executive Financial Services"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing for PHVS disclose?

It discloses that officer Peng Lu intends to sell 100,000 shares of Pharvaris N.V. common stock under Rule 144, to be sold through Morgan Stanley Smith Barney LLC on September 17, 2026 after exercising options under a registered plan for cash.

How many PHVS shares are proposed to be sold in this Form 144?

The filing lists a proposed sale of 100,000 shares of Pharvaris N.V. common stock. These shares are to be sold following an exercise of options under a registered plan, with the transaction date indicated as September 17, 2026.

What is the proposed aggregate sale price in the PHVS Form 144?

The Form 144 states a proposed aggregate sale price of $3,500,000.00 for the 100,000 shares of Pharvaris N.V. common stock to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services.

What prior PHVS share sales by Peng Lu are reported in the last three months?

The notice reports four prior sales of Pharvaris stock by Peng Lu: 15,000 shares on September 11, 2026 for $600,878.59, 15,000 shares on September 8, 2026 for $609,065.43, 14,700 shares on June 26, 2026 for $498,801.74, and 15,000 shares on June 25, 2026 for $517,918.30.

What is the relationship of Peng Lu to Pharvaris N.V. in this PHVS filing?

The document identifies Peng Lu as an officer of Pharvaris N.V. It shows Peng Lu as the person for whose account the 100,000 shares of common stock are to be sold under Rule 144.

Which broker is handling the proposed PHVS Rule 144 sale?

The filing lists Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, as the broker handling the proposed sale of 100,000 Pharvaris common shares under Rule 144.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

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