PHVS (NASDAQ: PHVS) Rule 144 notice lists 2,291 RSUs; recent 10b5-1 sales noted

Rhea-AI Filing Summary

PHVS notice: a brokered Rule 144 submission lists 2,291 Restricted Stock Units dated 06/11/2026 proposed for sale and records recent 10b5-1 sales by Berndt B.A.E. Modig on 05/15/2026, 04/16/2026, and 04/08/2026 with proceeds of $68,581.68, $65,558.53, and $647,283.26 respectively.

Insights

Securities Compliance Analyst

Notice documents proposed Rule 144 sale of RSUs and recent 10b5-1 transactions.

The filing lists 2,291 Restricted Stock Units dated 06/11/2026 and three completed 10b5-1 sales by Berndt B.A.E. Modig on 04/08/2026, 04/16/2026, and 05/15/2026 with the amounts stated.

These entries are procedural disclosures required under resale rules; cash‑flow treatment and issuer proceeds are not specified in the excerpt. Subsequent filings or broker confirmations would show settlement and whether sales were pursuant to an established plan.

Key Figures

Restricted Stock Units to be sold: 2,291 shares 10b5-1 sale proceeds: $68,581.68 10b5-1 sale proceeds: $65,558.53 +1 more

4 metrics

Restricted Stock Units to be sold 2,291 shares dated 06/11/2026

10b5-1 sale proceeds $68,581.68 sale on 05/15/2026

10b5-1 sale proceeds $65,558.53 sale on 04/16/2026

10b5-1 sale proceeds $647,283.26 sale on 04/08/2026

Key Terms

Restricted Stock Units, 10b5-1 Sales, Rule 144

3 terms

Restricted Stock Units financial

"Securities To Be Sold Common 06/11/2026 Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

10b5-1 Sales regulatory

"10b5-1 Sales for Berndt B.A.E. Modig ... 05/15/2026"

10b5-1 sales are pre-arranged stock-trading plans that let company insiders automatically buy or sell shares according to a fixed schedule or formula, even if they later learn confidential information. Think of it as setting up an automatic thermostat for trades: it creates a clear, documented path that can protect insiders from insider-trading accusations and gives investors a signal about predictable insider activity—though it can also simply be a way for insiders to diversify or raise cash.

Rule 144 regulatory

"144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 06/15/2026 - 04:55 PM Accepted by SEC EDGAR 06/15/2026 - 04:55 PM Learn about SEC filing dates

FAQ

What does the PHVS Form 144 filing report?

It reports a proposed sale of 2,291 Restricted Stock Units dated 06/11/2026 and lists three prior 10b5-1 sales with stated proceeds on specific dates.

Who conducted the 10b5-1 sales shown in the PHVS excerpt?

The excerpt names Berndt B.A.E. Modig as the seller for 10b5-1 sales on 04/08/2026, 04/16/2026, and 05/15/2026 with the amounts shown.

What sale amounts are disclosed in the PHVS filing excerpt?

The filing lists proceeds of $647,283.26 on 04/08/2026, $65,558.53 on 04/16/2026, and $68,581.68 on 05/15/2026 for the 10b5-1 sales.

Does the Form 144 excerpt state who receives the proceeds for the RSU sale?

The excerpt does not state the recipient of proceeds. The filing lists the broker and the RSU quantity but does not specify issuer proceeds or allocation of sale proceeds.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2291	70379.52	65407822	06/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/11/2026	Restricted Stock Units	Issuer			2291	06/11/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for Berndt B.A.E. Modig Emmy Noetherweg 2 Leiden P7 2333 BK	Common	05/15/2026	2292	68581.68
10b5-1 Sales for Berndt B.A.E. Modig Emmy Noetherweg 2 Leiden P7 2333 BK	Common	04/16/2026	2292	65558.53
10b5-1 Sales for Berndt B.A.E. Modig Emmy Noetherweg 2 Leiden P7 2333 BK	Common	04/08/2026	23333	647283.26

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)