Welcome to our dedicated page for Princeton Captl SEC filings (Ticker: PIAC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Princeton Capital Corporation (PIAC) is a Maryland corporation that files periodic and current reports, proxy statements and other documents with the U.S. Securities and Exchange Commission. This SEC filings page brings together those public documents and pairs them with AI-powered summaries to help readers interpret the company’s regulatory disclosures more efficiently.
The company’s filings include annual reports on Form 10-K, quarterly reports on Form 10-Q, current reports on Form 8-K and proxy statements on Schedule 14A. For example, a Form 8-K dated December 18, 2025 describes the results of the 2025 Annual Meeting of Stockholders, including the election of four directors, the ratification of WithumSmith&Brown, PC as the independent registered public accounting firm for the year ending December 31, 2025, and the approval of an adjournment proposal. The definitive proxy statement filed on November 12, 2025 provides additional detail on the proposals, voting procedures, quorum requirements and other meeting information.
Princeton Capital Corporation’s filings also discuss topics such as security ownership of certain beneficial owners and management, principal accountant fees and services, audit committee reports and the submission of stockholder proposals. Earlier public communications, such as the August 19, 2021 strategic process update, direct readers to the company’s Form 10-Q filings for more information on the valuation of its portfolio of investments.
On this page, AI-generated overviews can highlight the key points in lengthy documents like Forms 10-K and 10-Q, explain the outcomes of proxy votes reported on Form 8-K, and help users locate information about auditor ratification and board elections. Real-time updates from the SEC’s EDGAR system ensure that new filings, including any future proxy materials or current reports, are added as they become available, while Form 4 insider transaction reports and other ownership-related filings can be accessed for additional context.
Princeton Capital Corporation reported the results of its 2025 Annual Meeting of Stockholders held on December 18, 2025. Stockholders re-elected four directors — Darren Stainrod, Mark DiSalvo, Martin Laidlaw, and Greg Bennett — each receiving roughly 115.8 million votes for and fewer than 80,000 votes withheld, with broker non-votes reported at 179,810 for each nominee.
Stockholders also ratified the selection of WithumSmith&Brown, PC as the company’s independent registered public accounting firm for the fiscal year ending December 31, 2025, with 116,081,745 votes for, and no votes against or abstentions. A proposal to approve potential adjournment of the Annual Meeting to solicit additional proxies was approved with 116,079,087 votes for and 2,658 against, but an adjournment was ultimately not needed.
Princeton Capital Corporation reported a net decrease in net assets from operations of
Total investments at fair value were
The portfolio remains concentrated in Level 3 assets and control positions, with key exposures in Casual Dining (
Princeton Capital Corporation called its 2025 Annual Meeting for December 18, 2025 at 2:00 p.m. ET in Baltimore. Stockholders will vote on three items: electing four directors, ratifying WithumSmith&Brown, PC as independent auditor for 2025, and approving a potential adjournment to solicit additional proxies.
The record date is November 11, 2025. There were 120,486,061 shares outstanding as of that date; a quorum requires a majority of votes entitled to be cast. Brokers may exercise discretion only on the auditor ratification proposal. The board recommends voting “FOR” all proposals.
Ownership is concentrated: Capital Point Partners, LP and Capital Point Partners II, LP beneficially own 104,562,000 and 10,922,327 shares, respectively (about 96% combined). Under an agreement, they will either seek pass‑through voting instructions from their investors or vote their shares in the same proportion as other stockholders on each proposal.