Piper Sandler (PIPR) Form 144: 598 Shares Planned for Sale

Piper Sandler Companies (PIPR) had a Form 144 filed for a planned sale of restricted stock.

Rhea-AI Filing Summary

Piper Sandler Companies (PIPR) had a Form 144 filed for a planned sale of restricted stock. The notice covers up to 598 shares of common stock, with an aggregate market value of $189,595.18, to be sold on the NYSE through broker SIDCO/ITG in Oaks, Pennsylvania. The approximate sale date indicated is November 18, 2025.

The securities were acquired on May 22, 2025 as an annual director grant as compensation from Piper Sandler Companies, and the same amount, 598 shares, is listed as acquired and now intended for sale. The filing notes that the company had 17,690,000 shares of this class of stock outstanding, providing context for the size of the planned sale.

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Accepted by SEC EDGAR 11/19/2025 - 04:46 PM EST Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001233126
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	PIPER SANDLER COMPANIES
SEC File Number	001-31720
Address of Issuer	350 NORTH 5TH STREET, SUITE 1000 MINNEAPOLIS MINNESOTA 55401
Phone	(612) 303-6000
Name of Person for Whose Account the Securities are To Be Sold	SORAN PHILIP
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	SIDCO/ ITG 1 Freedom Valley Drive Oaks PA 19456	598	189595.18	17690000	11/18/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/22/2025	Annual Director Grant as Compensation	Piper Sandler Companies			598	05/22/2025	Annual Director Grant as Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	Evercore Wealth Management submits this filing as filing agent on behalf of Philip E. Soran
Date of Notice	11/19/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Ruth Calaman, Evercore Wealth Management, LLC, as Filing Agent on behalf of Philip E. Soran
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)