Piper Sandler Companies filings document the regulatory record of an investment bank and institutional securities firm listed on the New York Stock Exchange. Current reports disclose quarterly and annual operating results, dividends, capital actions, and other material events tied to the company’s advisory, capital markets, public finance, brokerage, research, fixed income, and asset management activities.
The company’s proxy materials cover annual meeting matters, board structure, governance practices, executive and director compensation, shareholder voting, and capital return disclosures. Recent 8-K filings also document director elections, committee appointments, and certificate amendments related to the completed four-for-one forward stock split and related authorized-share changes.
Brian R. Sterling, a director of Piper Sandler Companies (PIPR), acquired 383 shares of phantom stock on September 30, 2026, after electing to defer quarterly director cash retainer fees. The reported post-transaction position was 105,326 shares. The phantom stock becomes payable in common stock on the last day of the year in which his director service terminates.
Philip Soran reported acquisition or exercise transactions in this Form 4 filing. Piper Sandler Companies (PIPR) director Philip Soran accrued 383 shares of phantom stock on September 30, 2026, after electing to defer quarterly director cash retainer fees. The reported resulting position was 82,230 shares. The phantom stock becomes payable in common stock on the last day of the year in which his service as a director terminates.
Ann C. Gallo reported acquisition or exercise transactions in this Form 4 filing. Ann C. Gallo, a director of Piper Sandler Companies (PIPR), accrued 383 shares of phantom stock on September 30, 2026, after electing to defer receipt of quarterly director cash retainer fees. The reported post-transaction position was 8,476 shares. The phantom stock becomes payable in common stock on the last day of the year in which her service as a director terminates.
Piper Sandler Companies director Wendy Lee Schoppert acquired 1,396 common shares as a grant or award on September 22, 2026. Her reported direct holdings after the transaction were 1,396 shares. No Rule 10b5-1 plan is reported for the transaction.
PIPER SANDLER COMPANIES (PIPR) director Wendy Lee Schoppert reported a direct Common Stock position of 0 shares in a holding entry dated September 22, 2026.
Piper Sandler Companies (PIPR) reported that its board of directors elected Wendy L. Schoppert as a director, effective September 22, 2026, for an initial term expiring at the 2027 annual meeting of shareholders. Her election increases the board size from 10 to 11 directors, and she will serve on the Audit Committee.
For her board service, Ms. Schoppert will receive a pro-rated $100,000 annual cash retainer, a $60,000 initial equity grant, and a pro-rated $150,000 annual equity grant for the remainder of the fiscal year ending December 31, 2026, under the 2026 non-employee director compensation program. The company states there are no arrangements with other persons regarding her selection and no related person transactions with her as defined in Regulation S-K.
PIPER SANDLER COMPANIES (PIPR) reported that director Scott C. Taylor acquired 91 shares of common stock on September 11, 2026 through a grant of dividend equivalents on phantom stock under the directors' deferred compensation plan. Following this award, Taylor holds 68,105 shares of common stock directly.
The footnote explains that dividend equivalents on phantom stock are reinvested as additional phantom shares, which accrue in the director's deferred compensation account and become payable in an equal number of common shares on the last day of the year in which the director's service terminates.
PIPER SANDLER COMPANIES (symbol: PIPR) is the issuer of record for a Form 4 filing submitted to the SEC. Sterling Brian R reported acquisition or exercise transactions in this Form 4 filing.
PIPER SANDLER COMPANIES (PIPR) director Brian R. Sterling reported an award of 33 shares of common stock equivalents on September 11, 2026. The award arose from dividend equivalents reinvested into phantom stock under the directors' deferred compensation plan at a stated price of $0.00 per share, increasing his direct holdings to 104,943 shares. The phantom shares are payable in an equal number of common shares after his board service ends, and no Rule 10b5-1 trading plan is reported.
PIPER SANDLER COMPANIES (PIPR) director Philip Soran reported an acquisition of 214 shares of common stock equivalents on September 11, 2026. The award reflects dividend equivalents that were reinvested as additional shares of phantom stock under the directors' deferred compensation plan and is reported at a price of $0.00 per share.
These phantom shares accrue to his plan account and are payable in an equal number of common shares on the last day of the year in which his service as a director terminates. Following this transaction, he is reported as directly holding 81,847 shares. No Rule 10b5-1 trading plan is reported for this transaction.
PIPER SANDLER COMPANIES (PIPR) reported that director Mitchell Robbin acquired 42 shares of common stock-equivalent phantom stock on September 11, 2026 as a grant/award with no cash price. This increased his directly reported holdings to 15,797 shares, accrued in the directors' deferred compensation plan.
The footnote explains that dividend equivalents on existing phantom stock are reinvested as additional phantom shares, which are credited to the director’s deferred compensation account and become payable in an equal number of common shares on the last day of the year in which his service as a director ends. No Rule 10b5-1 trading plan is indicated.