Welcome to our dedicated page for Piper Sandler Co`S SEC filings (Ticker: PIPR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Piper Sandler Companies filings document the regulatory record of an investment bank and institutional securities firm listed on the New York Stock Exchange. Current reports disclose quarterly and annual operating results, dividends, capital actions, and other material events tied to the company’s advisory, capital markets, public finance, brokerage, research, fixed income, and asset management activities.
The company’s proxy materials cover annual meeting matters, board structure, governance practices, executive and director compensation, shareholder voting, and capital return disclosures. Recent 8-K filings also document director elections, committee appointments, and certificate amendments related to the completed four-for-one forward stock split and related authorized-share changes.
Piper Sandler Companies director Brian R. Sterling reported a compensation-related share award. On June 30, 2026, he accrued 345 shares of phantom stock by electing to defer his quarterly director cash retainer fees. These phantom shares will be paid in common stock after his board service ends.
Following this accrual, Sterling directly holds 104,910 shares of common stock. The transaction reflects a grant/award acquisition rather than an open-market purchase or sale.
PIPER SANDLER COMPANIES director Philip Soran acquired 345 shares tied to his board compensation. The Form 4 shows an "A" code transaction for 345 shares of Common Stock at a price of $0.00 per share, reflecting a grant or award rather than an open-market purchase.
According to the footnote, Soran elected to defer quarterly director cash retainer fees, which resulted in the accrual of 345 shares of phantom stock to his account. These phantom shares become payable in common stock on the last day of the year in which his service as a director ends. Following this award, his direct holdings total 81,633 shares of common stock.
Gallo Ann C reported acquisition or exercise transactions in this Form 4 filing.
Piper Sandler Companies director Ann C. Gallo reported a compensation-related stock accrual. She elected to defer her quarterly director cash retainer, resulting in an award of 345 shares of phantom stock at no cash cost. These phantom shares will be paid out in common stock on the last day of the year in which her board service ends. Following this grant, she directly holds 8,071 shares of Piper Sandler common stock.
Piper Sandler Companies director Scott C. Taylor reported an automatic stock-related award. On the reported date, he acquired 87 shares of common stock at no cost, described as dividend-equivalent phantom stock credited under the directors' deferred compensation plan. This increased his direct holdings to 68,014 common shares.
Sterling Brian R reported acquisition or exercise transactions in this Form 4 filing.
Piper Sandler Companies director Brian R. Sterling received a grant of 31 shares of common stock-equivalent phantom stock as compensation. The award was recorded at a price of $0.00 per share and brings his directly held and deferred position to 104,565 shares.
The footnote explains that dividend equivalents on phantom stock are automatically reinvested into additional phantom shares in the directors' deferred compensation plan. These phantom shares will be settled in an equal number of common shares, payable after Sterling’s service as a director ends.
Piper Sandler Companies director Philip Soran reported a compensation-related share award. He acquired 206 shares of common stock at $0.00 per share, bringing his directly held stake to 81,288 shares.
The award stems from dividend equivalents on phantom stock under the directors' deferred compensation plan. These phantom shares are deemed reinvested and will be paid out in an equal number of common shares after Soran’s board service ends.
Piper Sandler Companies director Mitchell Robbin reported a compensation-related share award. On the reported date, he acquired 40 shares at a price of $0.00 per share, increasing his directly held common stock to 15,755 shares. According to the disclosure, dividend equivalents on phantom stock are reinvested as additional phantom shares in the directors' deferred compensation plan and will be paid out in an equal number of common shares after his board service ends.
Piper Sandler Companies director Victoria M. Holt received an equity award tied to her board compensation. On June 12, 2026, she acquired 76 shares of common stock at an award price of $0.00 per share, recorded as dividend-equivalent phantom stock in the directors' deferred compensation plan.
These phantom shares will be paid out in an equal number of common shares after her service as a director ends, with payment on the last day of that year. Following this grant, Holt directly holds 31,863 shares of Piper Sandler common stock, reflecting a small, routine, non-cash compensation-related increase in her stake.
Gallo Ann C reported acquisition or exercise transactions in this Form 4 filing.
PIPER SANDLER COMPANIES director Ann C. Gallo received a grant of 20 shares of common stock on June 12, 2026. The award was recorded at a price of $0.00 per share, indicating it was part of her director compensation rather than an open-market purchase.
Following this grant, Gallo directly holds 7,726 shares of Piper Sandler common stock. A related footnote explains that dividend equivalents on phantom stock in the directors' deferred compensation plan are automatically reinvested and ultimately payable in common shares when a director’s service ends.
TAYLOR SCOTT C reported acquisition or exercise transactions in this Form 4 filing.
Piper Sandler Companies director Scott C. Taylor received an equity-based award linked to 1,875 shares of common stock. The filing shows the award at a price of $0.00 per share as a grant, not an open-market purchase or sale. Following this transaction, his directly held common stock position is reported at 67,927 shares.
According to the footnote, Taylor elected to defer this annual equity grant into 1,875 shares of phantom stock, which will be paid out in common stock on the last day of the year in which his service as a director ends.