Welcome to our dedicated page for Piper Sandler Co`S SEC filings (Ticker: PIPR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Piper Sandler Companies filings document the regulatory record of an investment bank and institutional securities firm listed on the New York Stock Exchange. Current reports disclose quarterly and annual operating results, dividends, capital actions, and other material events tied to the company’s advisory, capital markets, public finance, brokerage, research, fixed income, and asset management activities.
The company’s proxy materials cover annual meeting matters, board structure, governance practices, executive and director compensation, shareholder voting, and capital return disclosures. Recent 8-K filings also document director elections, committee appointments, and certificate amendments related to the completed four-for-one forward stock split and related authorized-share changes.
Mitchell Robbin reported acquisition or exercise transactions in this Form 4 filing.
PIPER SANDLER COMPANIES director Mitchell Robbin reported a deferred equity award. The director elected to defer an annual equity grant of 1,875 shares of common stock, which accrued as 1,875 shares of phantom stock in the director's account. These phantom shares will be paid out in common stock on the last day of the year in which the director's board service ends. Following this grant, the director directly holds 15,715 shares of Piper Sandler common stock.
Director Victoria M. Holt of Piper Sandler Companies received an award linked to 1,875 shares of common stock on May 20, 2026. She elected to defer this annual equity grant, so it was credited as 1,875 shares of phantom stock in her account rather than current shares.
These phantom shares will be paid out in common stock on the last day of the year in which her board service ends. After this grant, Holt’s reported direct holdings total 31,787 shares of common stock, reflecting a routine, compensation-related acquisition rather than an open-market trade.
ESSIG STUART reported acquisition or exercise transactions in this Form 4 filing.
Piper Sandler Companies director Stuart Essig received a stock grant of 1,875 shares of common stock. The award was reported at a price of $0.00 per share, indicating a compensation-related grant rather than an open-market purchase. After this grant, he directly holds 2,575 shares of Piper Sandler common stock.
Piper Sandler Companies director Ann C. Gallo reported a compensation-related award involving 1,875 shares. On this Form 4, she is shown acquiring 1,875 shares at a price of $0.00 per share, with her direct common stock holdings reported at 7,706 shares after the transaction.
According to the footnote, she elected to defer receipt of an annual equity grant, resulting in an accrual of 1,875 shares of phantom stock in her account. These phantom shares will be paid out in common stock on the last day of the year in which her service as a director ends, making this a standard deferred equity compensation arrangement rather than an open-market purchase or sale.
Piper Sandler Companies reported the results of its annual shareholder meeting held on May 20, 2026. Shareholders representing 59,916,900 common shares, or 84.07 percent of shares entitled to vote as of the record date, were present in person or by proxy.
All ten nominated directors, including Chad R. Abraham, Jonathan J. Doyle and Scott C. Taylor, were elected to one-year terms expiring at the 2027 annual meeting. Each director received over 53.9 million votes in favor, with broker non-votes of 4,188,050 for each seat.
Shareholders also approved the ratification of Ernst & Young LLP as independent auditor for the fiscal year ending December 31, 2026, with 58,666,911 votes for and 1,165,687 against. In an advisory say-on-pay vote, shareholders approved the executive compensation program, with 55,063,759 votes for and 534,421 against, plus 4,188,050 broker non-votes.
Piper Sandler Companies reported solid first‑quarter 2026 results with stronger revenue and stable earnings. Total revenues rose to $475.1 million from $358.6 million a year earlier, driven mainly by investment banking revenue of $348.2 million and institutional brokerage revenue of $110.8 million. Net income attributable to Piper Sandler was $65.2 million, roughly flat with $64.9 million, as higher compensation and other operating expenses offset much of the revenue growth. Diluted earnings per share were $0.92 versus $0.91. Cash and cash equivalents decreased to $344.4 million from $809.4 million at year‑end as the company used cash for operations, dividends and share repurchases. The firm paid $100.7 million of dividends, including a $1.25 special dividend, and repurchased $69.9 million of common stock. Piper Sandler remained well capitalized, with $2.13 billion of total assets and broker‑dealer net capital of $276.1 million, far above regulatory minimums.
Piper Sandler Companies director and officer Jonathan J. Doyle, Head of the Financial Services Group, reported a series of open-market sales of the company’s Common Stock. On May 4–5, 2026, he sold a total of 90,000 shares in six transactions at weighted average prices ranging from the high $70s to low $80s per share, as detailed in price ranges in the footnotes. After these sales, Doyle directly owns 477,684 shares of Piper Sandler Common Stock.
PIPR reporting a proposed sale under Rule 144: 45,000 shares of Common Stock tied to restricted stock that vested on 01/17/2025. The filer listed is Morgan Stanley Smith Barney LLC and a sale date of 05/04/2026 is shown with proceeds of $3,474,774.00.
PIPR presented a Form 144 notice proposing the sale of 45,000 shares of Common Stock that vested as restricted stock under a registered plan on 01/17/2025. The filing lists an associated dollar figure of $3,474,774.00 and a separate numeric entry 17,822,435 in the record.
Piper Sandler Companies reported record first quarter 2026 net revenues of $474.4 million, up 33% from a year earlier but down 29% from the record fourth quarter of 2025. U.S. GAAP net income attributable to the company was $65.2 million, or $0.92 per diluted share, essentially flat versus $0.91 a year ago.
Adjusted net revenues were $469.5 million, up 22% year-over-year, with adjusted earnings of $1.00 per diluted share, slightly below $1.02 in the prior-year quarter. Corporate investment banking and equity brokerage both delivered record first quarter revenues, while municipal financing softened.
Results included $8.5 million of litigation-related expenses, reducing diluted EPS by $0.08 and adjusted EPS by $0.09. The company increased its quarterly dividend by 14% to $0.20 per share, following a four-for-one stock split in March, and returned $171 million to shareholders through dividends and repurchases of 0.9 million shares at an average price of $79.08.