Piper Sandler Companies filings document the regulatory record of an investment bank and institutional securities firm listed on the New York Stock Exchange. Current reports disclose quarterly and annual operating results, dividends, capital actions, and other material events tied to the company’s advisory, capital markets, public finance, brokerage, research, fixed income, and asset management activities.
The company’s proxy materials cover annual meeting matters, board structure, governance practices, executive and director compensation, shareholder voting, and capital return disclosures. Recent 8-K filings also document director elections, committee appointments, and certificate amendments related to the completed four-for-one forward stock split and related authorized-share changes.
Piper Sandler Companies director Philip Soran reported a compensation-related share award. He acquired 206 shares of common stock at $0.00 per share, bringing his directly held stake to 81,288 shares.
The award stems from dividend equivalents on phantom stock under the directors' deferred compensation plan. These phantom shares are deemed reinvested and will be paid out in an equal number of common shares after Soran’s board service ends.
Piper Sandler Companies director Mitchell Robbin reported a compensation-related share award. On the reported date, he acquired 40 shares at a price of $0.00 per share, increasing his directly held common stock to 15,755 shares. According to the disclosure, dividend equivalents on phantom stock are reinvested as additional phantom shares in the directors' deferred compensation plan and will be paid out in an equal number of common shares after his board service ends.
Piper Sandler Companies director Victoria M. Holt received an equity award tied to her board compensation. On June 12, 2026, she acquired 76 shares of common stock at an award price of $0.00 per share, recorded as dividend-equivalent phantom stock in the directors' deferred compensation plan.
These phantom shares will be paid out in an equal number of common shares after her service as a director ends, with payment on the last day of that year. Following this grant, Holt directly holds 31,863 shares of Piper Sandler common stock, reflecting a small, routine, non-cash compensation-related increase in her stake.
Gallo Ann C reported acquisition or exercise transactions in this Form 4 filing.
PIPER SANDLER COMPANIES director Ann C. Gallo received a grant of 20 shares of common stock on June 12, 2026. The award was recorded at a price of $0.00 per share, indicating it was part of her director compensation rather than an open-market purchase.
Following this grant, Gallo directly holds 7,726 shares of Piper Sandler common stock. A related footnote explains that dividend equivalents on phantom stock in the directors' deferred compensation plan are automatically reinvested and ultimately payable in common shares when a director’s service ends.
TAYLOR SCOTT C reported acquisition or exercise transactions in this Form 4 filing.
Piper Sandler Companies director Scott C. Taylor received an equity-based award linked to 1,875 shares of common stock. The filing shows the award at a price of $0.00 per share as a grant, not an open-market purchase or sale. Following this transaction, his directly held common stock position is reported at 67,927 shares.
According to the footnote, Taylor elected to defer this annual equity grant into 1,875 shares of phantom stock, which will be paid out in common stock on the last day of the year in which his service as a director ends.
Piper Sandler Companies director Brian R. Sterling reported an acquisition of company stock. On May 20, he received 1,875 shares of Common Stock in a transaction classified as a grant or award at a stated price of $0.00 per share. Following this award, he directly holds 104,534 shares of Piper Sandler common stock.
Piper Sandler Companies director Philip Soran reported a compensation-related stock award. He acquired 1,875 shares of common stock in the form of an annual equity grant, which he elected to defer into 1,875 shares of phantom stock credited to his account.
After this grant, Soran directly holds 81,082 shares of common stock. The phantom stock will be settled in common stock and become payable on the last day of the year in which his service as a director ends. This is a non-cash award and not an open-market purchase or sale.
SCHREIER THOMAS S JR reported acquisition or exercise transactions in this Form 4 filing.
Piper Sandler Companies director Thomas S. Schreier Jr. received a grant of 1,875 shares of common stock on May 20, 2026. The shares were awarded at a reported price of $0.00 per share, indicating an equity compensation grant rather than an open-market purchase. Following this award, he directly holds a total of 32,479 Piper Sandler common shares.
Mitchell Robbin reported acquisition or exercise transactions in this Form 4 filing.
PIPER SANDLER COMPANIES director Mitchell Robbin reported a deferred equity award. The director elected to defer an annual equity grant of 1,875 shares of common stock, which accrued as 1,875 shares of phantom stock in the director's account. These phantom shares will be paid out in common stock on the last day of the year in which the director's board service ends. Following this grant, the director directly holds 15,715 shares of Piper Sandler common stock.
Director Victoria M. Holt of Piper Sandler Companies received an award linked to 1,875 shares of common stock on May 20, 2026. She elected to defer this annual equity grant, so it was credited as 1,875 shares of phantom stock in her account rather than current shares.
These phantom shares will be paid out in common stock on the last day of the year in which her board service ends. After this grant, Holt’s reported direct holdings total 31,787 shares of common stock, reflecting a routine, compensation-related acquisition rather than an open-market trade.