Welcome to our dedicated page for Piper Sandler Co`S SEC filings (Ticker: PIPR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Piper Sandler Companies (NYSE: PIPR) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures from the U.S. Securities and Exchange Commission, along with AI-powered summaries to help interpret them. As an investment bank and institutional securities firm, Piper Sandler uses SEC filings to report its financial results, describe its operations and comply with ongoing reporting obligations.
Recent Form 8-K filings for Piper Sandler reference Item 2.02 – Results of Operations and Financial Condition, noting the release of financial results for specific fiscal quarters and directing readers to accompanying press releases furnished as exhibits. These current reports complement the firm’s earnings announcements and conference calls, providing an official record of quarterly performance.
On this page, you can access Piper Sandler’s 8-K current reports and, where available, annual reports on Form 10-K, quarterly reports on Form 10-Q, and other relevant filings. Stock Titan’s AI features are designed to highlight key sections, explain technical language and surface important points about advisory and capital markets activities, segment performance and risk disclosures as presented by the company in its filings.
For users interested in governance and ownership information, this page also serves as a starting point to locate proxy materials and insider transaction reports such as Form 4, when filed. Real-time updates from EDGAR combined with AI-generated overviews can help investors and researchers quickly understand what Piper Sandler reports in each document, without reading every page in detail.
Piper Sandler Companies General Counsel John W. Geelan reported equity compensation activity involving common stock. He acquired 1,806 shares on February 26, 2026 as a grant or award, increasing his directly held stake, then disposed of 824 shares in a tax-withholding transaction related to that award.
The footnote explains that each performance share unit converted into one share of common stock and that the overall performance share unit award vested at 163%, based on adjusted return on equity and relative total shareholder return measured from January 1, 2023 through December 31, 2025.
Piper Sandler Companies director and officer Jonathan J. Doyle reported equity compensation activity in company common stock. He acquired 14,443 shares through a grant or award on February 26, 2026, bringing his direct holdings to 147,858 shares immediately after that award.
On the same date, 5,937 shares were disposed of to cover tax liabilities by delivering shares, a tax-withholding disposition rather than an open-market sale. After this withholding, Doyle directly owned 141,921 common shares. The underlying performance share units vested at 163% overall, based on adjusted return on equity and relative total shareholder return measured from January 1, 2023 through December 31, 2025.
Piper Sandler Companies executive Michael R. Dillahunt reported performance-based equity activity. He acquired 8,615 shares of common stock through a grant/award tied to performance share units that vested after a measurement period from January 1, 2023 through December 31, 2025. In a related tax-withholding disposition, 3,929 shares were delivered to cover tax obligations, leaving him with 25,736 directly owned shares of common stock.
Piper Sandler Companies executive James P. Baker, Global Co-Head of Investment Banking and Capital Markets, reported equity compensation activity in the company’s common stock. He acquired 7,377 shares at no cost through a grant/award tied to performance share units, and disposed of 2,903 shares to cover tax obligations by delivering shares.
The performance share units represented the right to receive one share each and vested 163% overall, with 126% vesting based on adjusted return on equity and 200% vesting based on relative total shareholder return versus peers, measured from January 1, 2023 through December 31, 2025. Following these transactions, Baker directly held 66,166 shares. Additional shares are held in irrevocable trusts, including one for the benefit of his spouse for which he disclaims beneficial ownership, and another irrevocable trust for his benefit where he serves as trustee.
Piper Sandler Companies CEO and Chairman Chad R. Abraham reported equity-related transactions in company common stock. He acquired 20,222 shares in a grant classified as a “grant, award, or other acquisition,” leaving him with 76,537 directly held shares afterward.
On the same date, 9,222 shares were disposed of to cover tax obligations by delivering securities, reducing his directly held balance to 67,315 shares. Separately, 36,000 shares are held indirectly through a revocable living trust where he and his spouse serve as trustees and he is a beneficiary. A related footnote explains that performance share units tied to adjusted return on equity and relative total shareholder return vested at 163% overall for the January 1, 2023 through December 31, 2025 performance period.
Piper Sandler Companies files its annual report describing a diversified investment bank focused on advisory, capital markets, public finance, institutional brokerage and alternative asset management, primarily in the U.S. with select international offices.
The firm emphasizes middle‑market sectors such as healthcare and financial services, operates as a single reporting segment, and faces intense competition from larger global banks and boutiques. As of December 31, 2025, it had 1,858 full‑time employees and 187 corporate investment banking managing directors, highlighting its human‑capital‑driven model.
The report devotes extensive detail to risk factors, including exposure to macroeconomic cycles, sector slowdowns, liquidity and credit risks, operational and cybersecurity threats, regulatory scrutiny and legal liability. It also notes $8.0 million of 2025 charitable giving and outlines board‑level succession, culture, compensation and regulatory capital constraints.
Piper Sandler Companies president Debbra L. Schoneman reported several common stock transactions. She acquired 1,524 shares as a grant or award, increasing her directly held stake before related tax transactions. Three separate tax-withholding dispositions totaling 331, 196, and 150 shares were used to cover tax liabilities, leaving 3,743 directly owned shares. She also reports 56,264 shares held indirectly through a living trust, reflecting additional indirect ownership rather than a new transaction.
Piper Sandler Companies executive Jean-Paul M. Peltier reported tax-related share dispositions. On February 17, 2026, he used a total of 2,093 shares of common stock in several transactions coded “F” to satisfy tax liabilities by delivering shares rather than paying cash. After these withholding transactions, he directly owned 33,931 common shares.
Piper Sandler Companies General Counsel John W. Geelan reported mixed equity transactions in company common stock. He received a grant of 505 shares on February 17, 2026 at a stated price of $0.00 per share, increasing his direct holdings.
On the same date, he disposed of a total of 149 shares through three separate transactions coded as tax-withholding dispositions, used to cover tax liabilities by delivering shares. After these transactions, he directly owned 13,001 common shares of Piper Sandler Companies.
Piper Sandler Companies director and officer Jonathan J. Doyle reported a mix of equity award and related tax transactions in company common stock. He received a grant of 1,758 shares on February 17, 2026 as a stock award at a stated price of $0.00 per share. On the same date, he disposed of 628, 385, and 240 shares in separate transactions coded as tax-withholding dispositions used to cover exercise price or tax liabilities. After these transactions, Doyle directly owned 133,415 common shares of Piper Sandler Companies.