[144] PIPER SANDLER COMPANIES SEC Filing

Rhea-AI Filing Summary

Piper Sandler Companies (PIPR)1,367 shares of its common stock. The shares are to be sold through Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $443,857.00 reported in the notice.

The securities were acquired on 11/16/2025 through a restricted stock lapse as part of equity compensation. The filing also notes that there were 17,689,597 shares of common stock outstanding, providing context for the size of the proposed sale.

11/21/2025 - 04:49 PM

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	1367	443857.00	17689597	11/21/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/16/2025	Restricted Stock Lapse	PIPER SANDLER COMPANIES			1367	11/16/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filing for Piper Sandler (PIPR) disclose?

The Form 144 discloses a planned sale of 1,367 shares of Piper Sandler Companies common stock, to be executed through Charles Schwab & Co., Inc. on the NYSE.

How many Piper Sandler (PIPR) shares are proposed to be sold and at what value?

The notice covers a proposed sale of 1,367 common shares of Piper Sandler Companies, with an aggregate market value of $443,857.00 reported in the form.

How and when were the Piper Sandler (PIPR) shares being sold acquired?

The 1,367 shares were acquired on 11/16/2025 via a restricted stock lapse from Piper Sandler Companies, with the form identifying the consideration as equity compensation.

What is the total number of Piper Sandler (PIPR) shares outstanding referenced in the Form 144?

The Form 144 references 17,689,597 shares of Piper Sandler Companies common stock as outstanding, giving context to the size of the proposed sale.

Which broker is handling the proposed Piper Sandler (PIPR) share sale?

The proposed sale of Piper Sandler Companies common stock is listed as being handled by Charles Schwab & Co., Inc., located at 3000 Schwab Way, Westlake, TX 76262.

When is the approximate sale date for the Piper Sandler (PIPR) shares in this Form 144?

The Form 144 indicates an approximate date of sale of 11/21/2025 for the 1,367 shares of Piper Sandler Companies common stock.