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Piper Sandler Companies director Philip Soran reported an acquisition of 323 shares of phantom stock tied to his quarterly director cash retainer fees. These phantom shares, which increased his direct holdings to 79,207 shares, will be paid in common stock when his board service ends.
Piper Sandler Companies director Ann C. Gallo reported receiving an award of 323 shares of common stock-equivalent phantom stock. This reflects her election to defer quarterly director cash retainer fees, converting that cash into phantom stock credited to her account. Following this award, she holds 5,831 shares of common stock directly. The phantom stock will be settled in common stock on the last day of the year in which her board service ends.
Piper Sandler Cos: an amended Schedule 13G/A from The Vanguard Group reports a disaggregation of certain Vanguard subsidiaries following an internal realignment and states 0 shares beneficially owned and 0% of the class. The filing cites SEC Release No. 34-39538 (January 12, 1998) and is signed by Ashley Grim, Head of Global Fund Administration, dated 03/27/2026.
Piper Sandler Companies approved and implemented a four-for-one forward stock split of its common stock, keeping the $0.01 par value unchanged. At the same time, the company increased its authorized common shares from 100,000,000 to 400,000,000 through an amendment to its certificate of incorporation.
The amendment became effective at 4:30 p.m. Eastern Time on March 23, 2026, and trading in the split-adjusted shares is expected to begin on March 24, 2026. The stock will trade under a new CUSIP number, 724078209, and existing Form S-8 registrations are proportionately adjusted under Rule 416(b).
TAYLOR SCOTT C reported acquisition or exercise transactions in this Form 4 filing.
Piper Sandler Companies director Scott C. Taylor received 161 shares of common stock-equivalent compensation on a grant basis. The award, dated March 13, 2026, carried a per-share price of $0.00, reflecting a non-cash grant rather than an open-market purchase.
According to the deferred compensation plan, dividend equivalents on phantom stock are automatically reinvested into additional phantom shares, which later settle in an equal number of common shares after Taylor’s board service ends. Following this grant, Taylor now directly holds 16,513 shares of common stock, indicating a small, routine increase in his equity-linked position.
Sterling Brian R reported acquisition or exercise transactions in this Form 4 filing.
Piper Sandler Companies director Brian R. Sterling received a grant of 59 shares of Common Stock on March 13, 2026, as a compensation-related award at no cost. Following this grant, he directly holds 25,584 shares of the company’s common stock.
The related footnote explains that dividend equivalents on phantom stock in the directors’ deferred compensation plan are reinvested into additional phantom shares and will ultimately be paid out in an equal number of common shares after the director’s service ends.
Piper Sandler Companies director Philip Soran acquired 391 shares-equivalent through a phantom stock award. The grant was recorded at a price of $0.00 per share as a dividend equivalent credited under the directors' deferred compensation plan. Following this award, his phantom stock account reflects 19,721 shares, which are payable in an equal number of common shares after his board service ends.
Mitchell Robbin reported acquisition or exercise transactions in this Form 4 filing.
Director Mitchell Robbin of Piper Sandler Companies reported receiving an award of 69 shares of common stock, recorded at a price of $0.00 per share. Following this compensation-related grant, he directly holds 3,460 shares of Piper Sandler common stock.
The award reflects dividend equivalents on phantom stock credited under the directors' deferred compensation plan, which will ultimately be paid out in an equal number of common shares after his service as a director ends.
HOLT VICTORIA M reported acquisition or exercise transactions in this Form 4 filing.
Piper Sandler Companies director Victoria M. Holt received a grant of 139 shares of common stock on dividend-equivalent terms, with no cash paid per share. This award is tied to phantom stock in the directors' deferred compensation plan and brings her direct holdings to 7,478 shares.