Welcome to our dedicated page for Piper Sandler Co`S SEC filings (Ticker: PIPR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Piper Sandler Companies filings document the regulatory record of an investment bank and institutional securities firm listed on the New York Stock Exchange. Current reports disclose quarterly and annual operating results, dividends, capital actions, and other material events tied to the company’s advisory, capital markets, public finance, brokerage, research, fixed income, and asset management activities.
The company’s proxy materials cover annual meeting matters, board structure, governance practices, executive and director compensation, shareholder voting, and capital return disclosures. Recent 8-K filings also document director elections, committee appointments, and certificate amendments related to the completed four-for-one forward stock split and related authorized-share changes.
Sterling Brian R reported acquisition or exercise transactions in this Form 4 filing.
Piper Sandler Companies director Brian R. Sterling received a grant of 59 shares of Common Stock on March 13, 2026, as a compensation-related award at no cost. Following this grant, he directly holds 25,584 shares of the company’s common stock.
The related footnote explains that dividend equivalents on phantom stock in the directors’ deferred compensation plan are reinvested into additional phantom shares and will ultimately be paid out in an equal number of common shares after the director’s service ends.
Piper Sandler Companies director Philip Soran acquired 391 shares-equivalent through a phantom stock award. The grant was recorded at a price of $0.00 per share as a dividend equivalent credited under the directors' deferred compensation plan. Following this award, his phantom stock account reflects 19,721 shares, which are payable in an equal number of common shares after his board service ends.
Mitchell Robbin reported acquisition or exercise transactions in this Form 4 filing.
Director Mitchell Robbin of Piper Sandler Companies reported receiving an award of 69 shares of common stock, recorded at a price of $0.00 per share. Following this compensation-related grant, he directly holds 3,460 shares of Piper Sandler common stock.
The award reflects dividend equivalents on phantom stock credited under the directors' deferred compensation plan, which will ultimately be paid out in an equal number of common shares after his service as a director ends.
HOLT VICTORIA M reported acquisition or exercise transactions in this Form 4 filing.
Piper Sandler Companies director Victoria M. Holt received a grant of 139 shares of common stock on dividend-equivalent terms, with no cash paid per share. This award is tied to phantom stock in the directors' deferred compensation plan and brings her direct holdings to 7,478 shares.
Gallo Ann C reported acquisition or exercise transactions in this Form 4 filing.
Piper Sandler Companies director Ann C. Gallo received a grant of 28 shares of common stock as a compensation award, recorded as dividend-equivalent phantom stock in the directors' deferred compensation plan. These phantom shares will be paid out in an equal number of common shares after her board service ends.
Following this grant, Gallo directly holds 1,377 shares of common stock. This is a routine, non-cash equity compensation transaction rather than an open-market purchase or sale.
Piper Sandler Companies president Debbra L. Schoneman received a grant of 6,191 shares of common stock on February 26, 2026 as a performance share unit award. The award vested based on adjusted return on equity and relative total shareholder return measured from January 1, 2023 through December 31, 2025.
On the same date, 2,824 shares were disposed of to cover tax obligations, leaving 6,305 shares held directly. An additional 57,069 shares are held indirectly through revocable living trusts where Schoneman and a spouse serve as co‑trustees.
Piper Sandler Companies executive Jean-Paul M. Peltier, Global Co-Head of Investment Banking and Capital Markets, reported equity transactions in company common stock. He acquired 6,722 shares at no cash cost through a grant or award, then disposed of 3,066 shares to cover tax obligations.
According to the footnote, the award came from performance share units, each convertible into one common share. These units vested 163% overall, based on two performance goals measured from January 1, 2023 through December 31, 2025: 126% for adjusted return on equity and 200% for relative total shareholder return versus peers.
Piper Sandler Companies General Counsel John W. Geelan reported equity compensation activity involving common stock. He acquired 1,806 shares on February 26, 2026 as a grant or award, increasing his directly held stake, then disposed of 824 shares in a tax-withholding transaction related to that award.
The footnote explains that each performance share unit converted into one share of common stock and that the overall performance share unit award vested at 163%, based on adjusted return on equity and relative total shareholder return measured from January 1, 2023 through December 31, 2025.
Piper Sandler Companies director and officer Jonathan J. Doyle reported equity compensation activity in company common stock. He acquired 14,443 shares through a grant or award on February 26, 2026, bringing his direct holdings to 147,858 shares immediately after that award.
On the same date, 5,937 shares were disposed of to cover tax liabilities by delivering shares, a tax-withholding disposition rather than an open-market sale. After this withholding, Doyle directly owned 141,921 common shares. The underlying performance share units vested at 163% overall, based on adjusted return on equity and relative total shareholder return measured from January 1, 2023 through December 31, 2025.
Piper Sandler Companies executive Michael R. Dillahunt reported performance-based equity activity. He acquired 8,615 shares of common stock through a grant/award tied to performance share units that vested after a measurement period from January 1, 2023 through December 31, 2025. In a related tax-withholding disposition, 3,929 shares were delivered to cover tax obligations, leaving him with 25,736 directly owned shares of common stock.