Welcome to our dedicated page for Piper Sandler Co`S SEC filings (Ticker: PIPR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Piper Sandler Companies filings document the regulatory record of an investment bank and institutional securities firm listed on the New York Stock Exchange. Current reports disclose quarterly and annual operating results, dividends, capital actions, and other material events tied to the company’s advisory, capital markets, public finance, brokerage, research, fixed income, and asset management activities.
The company’s proxy materials cover annual meeting matters, board structure, governance practices, executive and director compensation, shareholder voting, and capital return disclosures. Recent 8-K filings also document director elections, committee appointments, and certificate amendments related to the completed four-for-one forward stock split and related authorized-share changes.
Piper Sandler Companies executive James P. Baker, Global Co-Head of Investment Banking and Capital Markets, reported equity compensation activity in the company’s common stock. He acquired 7,377 shares at no cost through a grant/award tied to performance share units, and disposed of 2,903 shares to cover tax obligations by delivering shares.
The performance share units represented the right to receive one share each and vested 163% overall, with 126% vesting based on adjusted return on equity and 200% vesting based on relative total shareholder return versus peers, measured from January 1, 2023 through December 31, 2025. Following these transactions, Baker directly held 66,166 shares. Additional shares are held in irrevocable trusts, including one for the benefit of his spouse for which he disclaims beneficial ownership, and another irrevocable trust for his benefit where he serves as trustee.
Piper Sandler Companies CEO and Chairman Chad R. Abraham reported equity-related transactions in company common stock. He acquired 20,222 shares in a grant classified as a “grant, award, or other acquisition,” leaving him with 76,537 directly held shares afterward.
On the same date, 9,222 shares were disposed of to cover tax obligations by delivering securities, reducing his directly held balance to 67,315 shares. Separately, 36,000 shares are held indirectly through a revocable living trust where he and his spouse serve as trustees and he is a beneficiary. A related footnote explains that performance share units tied to adjusted return on equity and relative total shareholder return vested at 163% overall for the January 1, 2023 through December 31, 2025 performance period.
Piper Sandler Companies files its annual report describing a diversified investment bank focused on advisory, capital markets, public finance, institutional brokerage and alternative asset management, primarily in the U.S. with select international offices.
The firm emphasizes middle‑market sectors such as healthcare and financial services, operates as a single reporting segment, and faces intense competition from larger global banks and boutiques. As of December 31, 2025, it had 1,858 full‑time employees and 187 corporate investment banking managing directors, highlighting its human‑capital‑driven model.
The report devotes extensive detail to risk factors, including exposure to macroeconomic cycles, sector slowdowns, liquidity and credit risks, operational and cybersecurity threats, regulatory scrutiny and legal liability. It also notes $8.0 million of 2025 charitable giving and outlines board‑level succession, culture, compensation and regulatory capital constraints.
Piper Sandler Companies president Debbra L. Schoneman reported several common stock transactions. She acquired 1,524 shares as a grant or award, increasing her directly held stake before related tax transactions. Three separate tax-withholding dispositions totaling 331, 196, and 150 shares were used to cover tax liabilities, leaving 3,743 directly owned shares. She also reports 56,264 shares held indirectly through a living trust, reflecting additional indirect ownership rather than a new transaction.
Piper Sandler Companies executive Jean-Paul M. Peltier reported tax-related share dispositions. On February 17, 2026, he used a total of 2,093 shares of common stock in several transactions coded “F” to satisfy tax liabilities by delivering shares rather than paying cash. After these withholding transactions, he directly owned 33,931 common shares.
Piper Sandler Companies General Counsel John W. Geelan reported mixed equity transactions in company common stock. He received a grant of 505 shares on February 17, 2026 at a stated price of $0.00 per share, increasing his direct holdings.
On the same date, he disposed of a total of 149 shares through three separate transactions coded as tax-withholding dispositions, used to cover tax liabilities by delivering shares. After these transactions, he directly owned 13,001 common shares of Piper Sandler Companies.
Piper Sandler Companies director and officer Jonathan J. Doyle reported a mix of equity award and related tax transactions in company common stock. He received a grant of 1,758 shares on February 17, 2026 as a stock award at a stated price of $0.00 per share. On the same date, he disposed of 628, 385, and 240 shares in separate transactions coded as tax-withholding dispositions used to cover exercise price or tax liabilities. After these transactions, Doyle directly owned 133,415 common shares of Piper Sandler Companies.
PIPER SANDLER COMPANIES executive Michael R. Dillahunt, Global Co-Head IB and Capital Markets, reported equity compensation activity in company common stock. On February 17, 2026, he acquired 2364 shares of common stock as a grant or award at a stated price of $0.0000 per share.
On the same date, he disposed of 309 shares, 308 shares, and 184 shares of common stock in transactions coded as tax-withholding dispositions for payment of exercise price or tax liabilities. Following these transactions, his directly held common stock position was 21050 shares.
Piper Sandler Companies Chief Financial Officer Katherine Patricia Clune reported equity compensation activity in company common stock. She acquired 1,467 shares on February 17, 2026 through a grant or award at a stated price of $0.0000 per share.
On the same date, 352 shares and 109 shares of common stock were disposed of in two separate transactions classified as tax-withholding dispositions to cover exercise price or tax liabilities. After these transactions, her directly owned common stock holdings totaled 11,431 shares.
Piper Sandler Companies executive James P. Baker reported equity compensation activity in company stock. He received a grant of 2,364 shares of common stock at no cost. On the same date, 211, 215, and 113 shares were delivered to cover tax withholding obligations, treated as dispositions rather than open-market sales.
After these transactions, Baker directly held 61,692 Piper Sandler common shares. In addition, 25,699 shares are held in an irrevocable trust for his spouse, for which he disclaims beneficial ownership, and 25,699 shares are held in an irrevocable trust for his benefit, both reported as indirect holdings.