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Gallo Ann C reported acquisition or exercise transactions in this Form 4 filing.
Piper Sandler Companies director Ann C. Gallo received a grant of 28 shares of common stock as a compensation award, recorded as dividend-equivalent phantom stock in the directors' deferred compensation plan. These phantom shares will be paid out in an equal number of common shares after her board service ends.
Following this grant, Gallo directly holds 1,377 shares of common stock. This is a routine, non-cash equity compensation transaction rather than an open-market purchase or sale.
Piper Sandler Companies president Debbra L. Schoneman received a grant of 6,191 shares of common stock on February 26, 2026 as a performance share unit award. The award vested based on adjusted return on equity and relative total shareholder return measured from January 1, 2023 through December 31, 2025.
On the same date, 2,824 shares were disposed of to cover tax obligations, leaving 6,305 shares held directly. An additional 57,069 shares are held indirectly through revocable living trusts where Schoneman and a spouse serve as co‑trustees.
Piper Sandler Companies executive Jean-Paul M. Peltier, Global Co-Head of Investment Banking and Capital Markets, reported equity transactions in company common stock. He acquired 6,722 shares at no cash cost through a grant or award, then disposed of 3,066 shares to cover tax obligations.
According to the footnote, the award came from performance share units, each convertible into one common share. These units vested 163% overall, based on two performance goals measured from January 1, 2023 through December 31, 2025: 126% for adjusted return on equity and 200% for relative total shareholder return versus peers.
Piper Sandler Companies General Counsel John W. Geelan reported equity compensation activity involving common stock. He acquired 1,806 shares on February 26, 2026 as a grant or award, increasing his directly held stake, then disposed of 824 shares in a tax-withholding transaction related to that award.
The footnote explains that each performance share unit converted into one share of common stock and that the overall performance share unit award vested at 163%, based on adjusted return on equity and relative total shareholder return measured from January 1, 2023 through December 31, 2025.
Piper Sandler Companies director and officer Jonathan J. Doyle reported equity compensation activity in company common stock. He acquired 14,443 shares through a grant or award on February 26, 2026, bringing his direct holdings to 147,858 shares immediately after that award.
On the same date, 5,937 shares were disposed of to cover tax liabilities by delivering shares, a tax-withholding disposition rather than an open-market sale. After this withholding, Doyle directly owned 141,921 common shares. The underlying performance share units vested at 163% overall, based on adjusted return on equity and relative total shareholder return measured from January 1, 2023 through December 31, 2025.
Piper Sandler Companies executive Michael R. Dillahunt reported performance-based equity activity. He acquired 8,615 shares of common stock through a grant/award tied to performance share units that vested after a measurement period from January 1, 2023 through December 31, 2025. In a related tax-withholding disposition, 3,929 shares were delivered to cover tax obligations, leaving him with 25,736 directly owned shares of common stock.
Piper Sandler Companies executive James P. Baker, Global Co-Head of Investment Banking and Capital Markets, reported equity compensation activity in the company’s common stock. He acquired 7,377 shares at no cost through a grant/award tied to performance share units, and disposed of 2,903 shares to cover tax obligations by delivering shares.
The performance share units represented the right to receive one share each and vested 163% overall, with 126% vesting based on adjusted return on equity and 200% vesting based on relative total shareholder return versus peers, measured from January 1, 2023 through December 31, 2025. Following these transactions, Baker directly held 66,166 shares. Additional shares are held in irrevocable trusts, including one for the benefit of his spouse for which he disclaims beneficial ownership, and another irrevocable trust for his benefit where he serves as trustee.
Piper Sandler Companies reported that CEO and Chairman Chad R. Abraham received a grant of 20,222 shares of common stock on February 26, 2026, as an equity award. On the same date, 9,222 shares were delivered to cover tax obligations, a disposition classified as payment of tax liability using shares.
After these transactions, Abraham directly holds 67,315 common shares and indirectly holds 36,000 shares through a revocable living trust163% overall over the January 1, 2023 to December 31, 2025 performance period.
Piper Sandler Companies files its annual report describing a diversified investment bank focused on advisory, capital markets, public finance, institutional brokerage and alternative asset management, primarily in the U.S. with select international offices.
The firm emphasizes middle‑market sectors such as healthcare and financial services, operates as a single reporting segment, and faces intense competition from larger global banks and boutiques. As of December 31, 2025, it had 1,858 full‑time employees and 187 corporate investment banking managing directors, highlighting its human‑capital‑driven model.
The report devotes extensive detail to risk factors, including exposure to macroeconomic cycles, sector slowdowns, liquidity and credit risks, operational and cybersecurity threats, regulatory scrutiny and legal liability. It also notes $8.0 million of 2025 charitable giving and outlines board‑level succession, culture, compensation and regulatory capital constraints.
Piper Sandler Companies president Debbra L. Schoneman reported several common stock transactions. She acquired 1,524 shares as a grant or award, increasing her directly held stake before related tax transactions. Three separate tax-withholding dispositions totaling 331, 196, and 150 shares were used to cover tax liabilities, leaving 3,743 directly owned shares. She also reports 56,264 shares held indirectly through a living trust, reflecting additional indirect ownership rather than a new transaction.