Piper Sandler Companies filings document the regulatory record of an investment bank and institutional securities firm listed on the New York Stock Exchange. Current reports disclose quarterly and annual operating results, dividends, capital actions, and other material events tied to the company’s advisory, capital markets, public finance, brokerage, research, fixed income, and asset management activities.
The company’s proxy materials cover annual meeting matters, board structure, governance practices, executive and director compensation, shareholder voting, and capital return disclosures. Recent 8-K filings also document director elections, committee appointments, and certificate amendments related to the completed four-for-one forward stock split and related authorized-share changes.
Mitchell Robbin reported acquisition or exercise transactions in this Form 4 filing.
Director Mitchell Robbin of Piper Sandler Companies reported receiving an award of 69 shares of common stock, recorded at a price of $0.00 per share. Following this compensation-related grant, he directly holds 3,460 shares of Piper Sandler common stock.
The award reflects dividend equivalents on phantom stock credited under the directors' deferred compensation plan, which will ultimately be paid out in an equal number of common shares after his service as a director ends.
HOLT VICTORIA M reported acquisition or exercise transactions in this Form 4 filing.
Piper Sandler Companies director Victoria M. Holt received a grant of 139 shares of common stock on dividend-equivalent terms, with no cash paid per share. This award is tied to phantom stock in the directors' deferred compensation plan and brings her direct holdings to 7,478 shares.
Gallo Ann C reported acquisition or exercise transactions in this Form 4 filing.
Piper Sandler Companies director Ann C. Gallo received a grant of 28 shares of common stock as a compensation award, recorded as dividend-equivalent phantom stock in the directors' deferred compensation plan. These phantom shares will be paid out in an equal number of common shares after her board service ends.
Following this grant, Gallo directly holds 1,377 shares of common stock. This is a routine, non-cash equity compensation transaction rather than an open-market purchase or sale.
Piper Sandler Companies president Debbra L. Schoneman received a grant of 6,191 shares of common stock on February 26, 2026 as a performance share unit award. The award vested based on adjusted return on equity and relative total shareholder return measured from January 1, 2023 through December 31, 2025.
On the same date, 2,824 shares were disposed of to cover tax obligations, leaving 6,305 shares held directly. An additional 57,069 shares are held indirectly through revocable living trusts where Schoneman and a spouse serve as co‑trustees.
Piper Sandler Companies executive Jean-Paul M. Peltier, Global Co-Head of Investment Banking and Capital Markets, reported equity transactions in company common stock. He acquired 6,722 shares at no cash cost through a grant or award, then disposed of 3,066 shares to cover tax obligations.
According to the footnote, the award came from performance share units, each convertible into one common share. These units vested 163% overall, based on two performance goals measured from January 1, 2023 through December 31, 2025: 126% for adjusted return on equity and 200% for relative total shareholder return versus peers.
Piper Sandler Companies General Counsel John W. Geelan reported equity compensation activity involving common stock. He acquired 1,806 shares on February 26, 2026 as a grant or award, increasing his directly held stake, then disposed of 824 shares in a tax-withholding transaction related to that award.
The footnote explains that each performance share unit converted into one share of common stock and that the overall performance share unit award vested at 163%, based on adjusted return on equity and relative total shareholder return measured from January 1, 2023 through December 31, 2025.
Piper Sandler Companies director and officer Jonathan J. Doyle reported equity compensation activity in company common stock. He acquired 14,443 shares through a grant or award on February 26, 2026, bringing his direct holdings to 147,858 shares immediately after that award.
On the same date, 5,937 shares were disposed of to cover tax liabilities by delivering shares, a tax-withholding disposition rather than an open-market sale. After this withholding, Doyle directly owned 141,921 common shares. The underlying performance share units vested at 163% overall, based on adjusted return on equity and relative total shareholder return measured from January 1, 2023 through December 31, 2025.
Piper Sandler Companies executive Michael R. Dillahunt reported performance-based equity activity. He acquired 8,615 shares of common stock through a grant/award tied to performance share units that vested after a measurement period from January 1, 2023 through December 31, 2025. In a related tax-withholding disposition, 3,929 shares were delivered to cover tax obligations, leaving him with 25,736 directly owned shares of common stock.
Piper Sandler Companies executive James P. Baker, Global Co-Head of Investment Banking and Capital Markets, reported equity compensation activity in the company’s common stock. He acquired 7,377 shares at no cost through a grant/award tied to performance share units, and disposed of 2,903 shares to cover tax obligations by delivering shares.
The performance share units represented the right to receive one share each and vested 163% overall, with 126% vesting based on adjusted return on equity and 200% vesting based on relative total shareholder return versus peers, measured from January 1, 2023 through December 31, 2025. Following these transactions, Baker directly held 66,166 shares. Additional shares are held in irrevocable trusts, including one for the benefit of his spouse for which he disclaims beneficial ownership, and another irrevocable trust for his benefit where he serves as trustee.
Piper Sandler Companies reported that CEO and Chairman Chad R. Abraham received a grant of 20,222 shares of common stock on February 26, 2026, as an equity award. On the same date, 9,222 shares were delivered to cover tax obligations, a disposition classified as payment of tax liability using shares.
After these transactions, Abraham directly holds 67,315 common shares and indirectly holds 36,000 shares through a revocable living trust163% overall over the January 1, 2023 to December 31, 2025 performance period.