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Piper Sandler shareholder plans Rule 144 stock sale

Piper Sandler Companies has a shareholder who intends to sell up to 7,500 shares of its common stock under Rule 144.

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Form Type
144

Rhea-AI Filing Summary

Piper Sandler Companies has a shareholder who intends to sell up to 7,500 shares of its common stock under Rule 144. The planned sale, through Charles Schwab & Co., Inc. on or about 02/11/2026 on the NYSE, has an aggregate market value of $2,632,461.00.

The 7,500 shares were acquired on 02/11/2026 via an employee stock option exercise from Piper Sandler Companies, using a broker payment for a cashless exercise. The filer represents they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing for PIPR disclose?

The Form 144 discloses a planned sale of up to 7,500 Piper Sandler Companies common shares. The sale is to be conducted under Rule 144, with an aggregate market value of $2,632,461.00, and executed through Charles Schwab & Co., Inc. on the NYSE.

How many Piper Sandler (PIPR) shares are planned to be sold and where?

The shareholder plans to sell up to 7,500 common shares of Piper Sandler Companies. The transaction is expected to occur on the NYSE through broker Charles Schwab & Co., Inc., with the shares carrying an aggregate market value of $2,632,461.00.

How were the PIPR shares in this Form 144 acquired?

The 7,500 Piper Sandler Companies shares were acquired on 02/11/2026 via an employee stock option exercise. The filing states this was executed as a broker payment for a cashless exercise, meaning the broker handled payment rather than a separate cash outlay by the holder.

What does the Form 144 say about undisclosed information for PIPR?

By signing the notice, the selling person represents they do not know any material adverse information about Piper Sandler Companies’ current or prospective operations that has not been publicly disclosed, as required when filing a Rule 144 sale notice.

How many Piper Sandler (PIPR) shares are outstanding in this filing?

The filing lists 17,689,597 Piper Sandler Companies common shares as outstanding. This figure provides context for the planned Rule 144 sale of 7,500 shares, which is a small portion of the total outstanding share count.

What is the planned sale date in the PIPR Form 144?

The notice lists an approximate sale date of 02/11/2026 for the 7,500 Piper Sandler Companies common shares. This date reflects when the holder expects to begin selling the shares on the NYSE through Charles Schwab & Co., Inc.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR Learn about SEC filing dates

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

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