Director Stuart Essig reports no Piper Sandler (PIPR) share or derivative holdings

Rhea-AI Filing Summary

Piper Sandler Companies filed an initial insider ownership report for director Stuart Essig. The filing shows that Essig beneficially owns 0 shares of Piper Sandler common stock in direct form as of the event date. No derivative securities are reported.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider ESSIG STUART

Role Director

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 0 shares (Direct)

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Accepted by SEC EDGAR 02/04/2026 - 04:05 PM Learn about SEC filing dates

FAQ

What does the Form 3 filed for PIPER SANDLER COMPANIES (PIPR) show about Stuart Essig?

The Form 3 shows that director Stuart Essig beneficially owns 0 shares of common stock of Piper Sandler Companies in direct form as of February 4, 2026, and reports no derivative securities holdings.

What is the role of Stuart Essig at Piper Sandler Companies (PIPR)?

Stuart Essig is identified in the filing as a director of Piper Sandler Companies. He is not listed as an officer or a 10% owner, and no other relationship to the issuer is indicated in the report.

How many Piper Sandler (PIPR) shares does director Stuart Essig report owning?

Director Stuart Essig reports beneficial ownership of 0 shares of common stock of Piper Sandler Companies. The filing’s Table I lists common stock with an amount of securities beneficially owned equal to 0, held directly.

Does the PIPR Form 3 report any derivative securities for Stuart Essig?

No. The Form 3 indicates that no derivative securities are beneficially owned by director Stuart Essig. Table II, which would list options or other derivatives, contains no entries for any derivative holdings.

Is Stuart Essig reported as a 10% owner of Piper Sandler Companies (PIPR)?

No. The Form 3 identifies Stuart Essig as a director only. The checkbox for 10% owner is not selected, indicating he is not reported as beneficially owning at least 10% of Piper Sandler Companies’ equity securities.

What type of ownership does Stuart Essig report for any PIPR securities?

The filing shows common stock with 0 shares under ownership form Direct (D), and there is no listed indirect beneficial ownership. This means no directly held Piper Sandler common stock is reported for Essig in this Form 3.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

ESSIG STUART

(Last) (First) (Middle)

350 NORTH 5TH STREET

SUITE 1000

(Street)

MINNEAPOLIS MN 55401

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
02/04/2026

3. Issuer Name and Ticker or Trading Symbol
PIPER SANDLER COMPANIES [ PIPR ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ James Grant for Stuart Essig	02/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.