Piper Sandler (PIPR) Global Co-Head IB & Cap Mkts reports 36,024 shares

Rhea-AI Filing Summary

Piper Sandler Companies executive Jean-Paul M. Peltier, Global Co-Head IB and Cap Mkts, has filed an initial ownership report. The Form 3 shows that he beneficially owns 36,024 shares of Piper Sandler common stock, held in direct form. The reporting date for this ownership position is 01/09/2026. This is a disclosure of existing holdings rather than a record of a new stock purchase or sale.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

PELTIER JEAN-PAUL M

(Last) (First) (Middle)

350 NORTH 5TH STREET

SUITE 1000

(Street)

MINNEAPOLIS MN 55401

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/09/2026

3. Issuer Name and Ticker or Trading Symbol
PIPER SANDLER COMPANIES [ PIPR ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Global Co-Head IB and Cap Mkts

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	36,024	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	James Grant for Jean-Paul M. Peltier	01/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the insider reporting ownership in Piper Sandler Companies (PIPR)?

The insider is Jean-Paul M. Peltier, who serves as Global Co-Head IB and Cap Mkts at Piper Sandler Companies.

How many Piper Sandler (PIPR) shares does Jean-Paul M. Peltier report owning?

Jean-Paul M. Peltier reports beneficial ownership of 36,024 shares of Common Stock of Piper Sandler Companies.

Is Jean-Paul M. Peltier's Piper Sandler (PIPR) ownership direct or indirect?

The filing lists his 36,024 Common Stock shares with an ownership form of Direct (D), indicating direct ownership.

What type of SEC filing is this for Piper Sandler Companies (PIPR)?

This is a Form 3, an initial statement of beneficial ownership of securities filed under Section 16(a) for Piper Sandler Companies.

Does this Piper Sandler (PIPR) Form 3 show any stock transactions?

No specific purchase or sale transactions are listed. The Form 3 reports the total beneficial ownership of 36,024 Common Stock shares as of 01/09/2026.

What is the event date associated with this Piper Sandler (PIPR) Form 3?

The date of the event requiring this Form 3 statement is 01/09/2026, as disclosed in the filing.