Piper Sandler Companies filings document the regulatory record of an investment bank and institutional securities firm listed on the New York Stock Exchange. Current reports disclose quarterly and annual operating results, dividends, capital actions, and other material events tied to the company’s advisory, capital markets, public finance, brokerage, research, fixed income, and asset management activities.
The company’s proxy materials cover annual meeting matters, board structure, governance practices, executive and director compensation, shareholder voting, and capital return disclosures. Recent 8-K filings also document director elections, committee appointments, and certificate amendments related to the completed four-for-one forward stock split and related authorized-share changes.
Piper Sandler Companies files its annual report describing a diversified investment bank focused on advisory, capital markets, public finance, institutional brokerage and alternative asset management, primarily in the U.S. with select international offices.
The firm emphasizes middle‑market sectors such as healthcare and financial services, operates as a single reporting segment, and faces intense competition from larger global banks and boutiques. As of December 31, 2025, it had 1,858 full‑time employees and 187 corporate investment banking managing directors, highlighting its human‑capital‑driven model.
The report devotes extensive detail to risk factors, including exposure to macroeconomic cycles, sector slowdowns, liquidity and credit risks, operational and cybersecurity threats, regulatory scrutiny and legal liability. It also notes $8.0 million of 2025 charitable giving and outlines board‑level succession, culture, compensation and regulatory capital constraints.
Piper Sandler Companies president Debbra L. Schoneman reported several common stock transactions. She acquired 1,524 shares as a grant or award, increasing her directly held stake before related tax transactions. Three separate tax-withholding dispositions totaling 331, 196, and 150 shares were used to cover tax liabilities, leaving 3,743 directly owned shares. She also reports 56,264 shares held indirectly through a living trust, reflecting additional indirect ownership rather than a new transaction.
Piper Sandler Companies executive Jean-Paul M. Peltier reported tax-related share dispositions. On February 17, 2026, he used a total of 2,093 shares of common stock in several transactions coded “F” to satisfy tax liabilities by delivering shares rather than paying cash. After these withholding transactions, he directly owned 33,931 common shares.
Piper Sandler Companies General Counsel John W. Geelan reported mixed equity transactions in company common stock. He received a grant of 505 shares on February 17, 2026 at a stated price of $0.00 per share, increasing his direct holdings.
On the same date, he disposed of a total of 149 shares through three separate transactions coded as tax-withholding dispositions, used to cover tax liabilities by delivering shares. After these transactions, he directly owned 13,001 common shares of Piper Sandler Companies.
Piper Sandler Companies director and officer Jonathan J. Doyle reported a mix of equity award and related tax transactions in company common stock. He received a grant of 1,758 shares on February 17, 2026 as a stock award at a stated price of $0.00 per share. On the same date, he disposed of 628, 385, and 240 shares in separate transactions coded as tax-withholding dispositions used to cover exercise price or tax liabilities. After these transactions, Doyle directly owned 133,415 common shares of Piper Sandler Companies.
PIPER SANDLER COMPANIES executive Michael R. Dillahunt, Global Co-Head IB and Capital Markets, reported equity compensation activity in company common stock. On February 17, 2026, he acquired 2364 shares of common stock as a grant or award at a stated price of $0.0000 per share.
On the same date, he disposed of 309 shares, 308 shares, and 184 shares of common stock in transactions coded as tax-withholding dispositions for payment of exercise price or tax liabilities. Following these transactions, his directly held common stock position was 21050 shares.
Piper Sandler Companies Chief Financial Officer Katherine Patricia Clune reported equity compensation activity in company common stock. She acquired 1,467 shares on February 17, 2026 through a grant or award at a stated price of $0.0000 per share.
On the same date, 352 shares and 109 shares of common stock were disposed of in two separate transactions classified as tax-withholding dispositions to cover exercise price or tax liabilities. After these transactions, her directly owned common stock holdings totaled 11,431 shares.
Piper Sandler Companies executive James P. Baker reported equity compensation activity in company stock. He received a grant of 2,364 shares of common stock at no cost. On the same date, 211, 215, and 113 shares were delivered to cover tax withholding obligations, treated as dispositions rather than open-market sales.
After these transactions, Baker directly held 61,692 Piper Sandler common shares. In addition, 25,699 shares are held in an irrevocable trust for his spouse, for which he disclaims beneficial ownership, and 25,699 shares are held in an irrevocable trust for his benefit, both reported as indirect holdings.
Piper Sandler Companies CEO and Chairman Chad R. Abraham reported equity award activity in company common stock. He received a grant of 4,985 shares at no cost, increasing his directly held stake.
On the same date, he had three tax-withholding dispositions of 1,080, 689 and 459 shares to satisfy tax obligations tied to awards, leaving 56,315 shares held directly. He also has 36,000 shares held indirectly through a revocable living trust where he and his spouse serve as trustees and he is a beneficiary.
Piper Sandler Companies’ President Debbra L. Schoneman reported an option exercise and related stock sales. On February 11, 2026, she exercised an employee stock option for 5,240 shares of common stock at $99 per share. The exercise increased her direct common stock holdings before subsequent sales.
That same day, she sold 81 shares of common stock at a weighted average price of $350.03, and separately sold 5,159 shares at $351.01 in open-market transactions. Following these trades, she directly owned 2,896 shares and indirectly held 56,264 shares through revocable living trusts for which she and her spouse serve as co‑trustees.