Piper Sandler insider plans Rule 144 sale of 3,000 shares

Piper Sandler Companies insider Chad R. Abraham has filed a notice of proposed sale of company stock under Rule 144.

Rhea-AI Filing Summary

Piper Sandler Companies insider Chad R. Abraham has filed a notice of proposed sale of company stock under Rule 144. The filing covers the planned sale of 3,000 common shares through Charles Schwab & Co., Inc., with an aggregate market value of $1,008,637.00. The filing notes that 17,689,597 shares of Piper Sandler common stock are outstanding.

The 3,000 shares to be sold were acquired on 11/28/2025 through an employee stock option exercise from Piper Sandler Companies, using a broker payment for a cashless exercise. In the prior three months, Chad R. Abraham sold 4,400 shares on 11/26/2025 for gross proceeds of $1,485,441.00. By signing the notice, the seller represents that he is not aware of undisclosed material adverse information about the company’s current or prospective operations.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction does Piper Sandler (PIPR) disclose in this Form 144?

Chad R. Abraham filed a notice to sell 3,000 shares of Piper Sandler Companies common stock under Rule 144 through Charles Schwab & Co., Inc.

What is the market value of the Piper Sandler (PIPR) shares proposed for sale?

The 3,000 common shares proposed for sale have an aggregate market value of $1,008,637.00 according to the filing.

How many Piper Sandler (PIPR) shares are outstanding in this Form 144?

The notice reports that 17,689,597 shares of Piper Sandler Companies common stock are outstanding.

How did the insider acquire the Piper Sandler (PIPR) shares being sold?

The 3,000 shares were acquired on 11/28/2025 via an employee stock option exercise from Piper Sandler Companies using a broker payment for cashless exercise.

What Piper Sandler (PIPR) stock sales has the insider made in the last three months?

In the past three months, Chad R. Abraham sold 4,400 shares on 11/26/2025, generating gross proceeds of $1,485,441.00.

What representation does the Piper Sandler (PIPR) insider make in the Form 144?

By signing, the seller represents that he does not know any material adverse information about Piper Sandler’s current or prospective operations that has not been publicly disclosed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 11/28/2025 - 01:46 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001538591
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	PIPER SANDLER COMPANIES
SEC File Number	001-31720
Address of Issuer	350 NORTH 5TH STREET, SUITE 1000 MINNEAPOLIS MINNESOTA 55401
Phone	(612) 303-6000
Name of Person for Whose Account the Securities are To Be Sold	Abraham Chad R
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	3000	1008637.00	17689597	11/28/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/28/2025	Employee Stock Option Exercise	PIPER SANDLER COMPANIES			3000	11/28/2025	Broker Payment for Cashless Exercise

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Chad R Abraham 350 NORTH 5TH STREET, SUITE 1000 MINNEAPOLIS MN 55401	PIPER SANDLER COMPANIES	11/26/2025	4400	1485441.00

144: Remarks and Signature

Remarks
Date of Notice	11/28/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Chad R Abraham
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)