Welcome to our dedicated page for Piper Sandler Co`S SEC filings (Ticker: PIPR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Piper Sandler Companies filings document the regulatory record of an investment bank and institutional securities firm listed on the New York Stock Exchange. Current reports disclose quarterly and annual operating results, dividends, capital actions, and other material events tied to the company’s advisory, capital markets, public finance, brokerage, research, fixed income, and asset management activities.
The company’s proxy materials cover annual meeting matters, board structure, governance practices, executive and director compensation, shareholder voting, and capital return disclosures. Recent 8-K filings also document director elections, committee appointments, and certificate amendments related to the completed four-for-one forward stock split and related authorized-share changes.
Piper Sandler Companies (PIPR) reported a planned Rule 144 sale of up to 4,400 shares of its common stock. The sale is to be executed through Charles Schwab & Co., Inc. on the NYSE, with an indicated aggregate market value of $1,485,441.00. The filing notes that 17,689,597 shares of common stock are outstanding.
The shares to be sold were acquired on 11/26/2025 through an employee stock option exercise from Piper Sandler Companies, using a broker-assisted cashless exercise. The seller represents that they are not aware of any undisclosed material adverse information about the company’s current or prospective operations.
Piper Sandler Companies (PIPR) received a Form 144 notice covering a planned sale of 1,367 shares of its common stock. The shares are to be sold through Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $443,857.00 reported in the notice.
The securities were acquired on 11/16/2025 through a restricted stock lapse as part of equity compensation. The filing also notes that there were 17,689,597 shares of common stock outstanding, providing context for the size of the proposed sale.
Piper Sandler Companies reported an insider stock sale by its Chief Financial Officer. On 11/21/2025, the CFO disposed of 1,367 shares of Piper Sandler common stock in an open market transaction coded as a sale. The shares were sold at a weighted average price of $324.69, with individual sale prices ranging from $324.6806 to $324.9700.
After this transaction, the reporting person beneficially owned 10,425 shares of Piper Sandler common stock, held directly. The filing notes that detailed breakdowns of the number of shares sold at each price within the reported range are available upon request to the company, the SEC staff, or any shareholder.
Piper Sandler Companies (PIPR) had a Form 144 filed for a planned sale of restricted stock. The notice covers up to 598 shares of common stock, with an aggregate market value of $189,595.18, to be sold on the NYSE through broker SIDCO/ITG in Oaks, Pennsylvania. The approximate sale date indicated is November 18, 2025.
The securities were acquired on May 22, 2025 as an annual director grant as compensation from Piper Sandler Companies, and the same amount, 598 shares, is listed as acquired and now intended for sale. The filing notes that the company had 17,690,000 shares of this class of stock outstanding, providing context for the size of the planned sale.
Piper Sandler Companies (PIPR) director reported a small sale of company stock. On 11/18/2025, the reporting person sold 598 shares of common stock in an open-market transaction coded "S" (sale). The weighted average sale price was $317.05 per share, with individual trades executed between $317.04 and $317.16.
After this transaction, the director beneficially owns 19,217 shares of Piper Sandler common stock in direct form. The sale was executed under standard reporting rules for insiders and reflects a routine change in the director’s personal holdings rather than an operational change at the company.
Piper Sandler Companies reported an insider equity transaction by its Chief Financial Officer. On 11/14/2025, the CFO disposed of 1,464 shares of common stock in a transaction coded "F" at a price of $0 per share, typically indicating shares withheld to cover taxes on a prior equity award. Following this transaction, the CFO directly beneficially owned 11,792 shares of Piper Sandler common stock.
Piper Sandler Companies (PIPR): President Debbra L. Schoneman reported insider transactions on 11/05/2025. She exercised 2,500 employee stock options at an exercise price of $99 per share, then sold portions of common stock in multiple trades at weighted-average prices.
Reported sales included 700 shares at $328.68, 443 shares at $330.09, 1,237 shares at $331.19, and 120 shares at $331.98. Following these transactions, she directly held 2,896 common shares. In addition, 56,264 common shares are held indirectly through revocable living trusts where she and her spouse serve as co-trustees. After the exercise, 15,167 derivative (option) securities remained beneficially owned.
Piper Sandler Companies (PIPR) had a Rule 144 notice filed for a proposed sale of 2,500 shares of common stock. The filing lists an aggregate market value of $825,826, an approximate sale date of November 5, 2025, execution through Charles Schwab & Co., Inc., and trading on the NYSE.
The shares were acquired on November 5, 2025 via an employee stock option exercise with a broker payment for cashless exercise. Shares outstanding were 17,689,597 as of the filing’s disclosure.
Piper Sandler Companies reported stronger Q3 2025 results, powered by advisory and underwriting activity. Total revenues were $480,094,000, up from $360,928,000 a year ago. Net income attributable to the company rose to $60,266,000 from $34,789,000, with diluted EPS of $3.38 versus $1.96.
Investment banking led the quarter at $330,588,000 (from $241,470,000), while institutional brokerage contributed $109,490,000 (from $100,934,000). Non-interest expenses increased to $371,849,000, primarily from compensation tied to higher production. For the nine months, revenues reached $1,237,225,000 and diluted EPS was $9.42.
On the balance sheet, cash and cash equivalents were $113,997,000 and shareholders’ equity was $1,463,164,000. Operating cash flow for the nine months was $(143,173,000), reflecting working capital swings in broker receivables and compensation. The company declared $0.70 per share in quarterly dividends and recorded $5.00 per share year-to-date. Piper Sandler also closed the acquisition of G Squared on September 12, adding $7.4 million of goodwill and $2.2 million of customer relationships.
Piper Sandler Companies reported that it released financial results for its third fiscal quarter ended September 30, 2025. The company furnished a press release dated October 31, 2025 as Exhibit 99, providing the detailed results. This disclosure was made under Item 2.02, Results of Operations and Financial Condition, and Item 9.01, Financial Statements and Exhibits.
The filing is an administrative update signaling that quarterly results are available through the attached press release. The document was signed by the Chief Financial Officer, Katherine P. Clune.