Welcome to our dedicated page for Piper Sandler Co`S SEC filings (Ticker: PIPR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Piper Sandler Companies filings document the regulatory record of an investment bank and institutional securities firm listed on the New York Stock Exchange. Current reports disclose quarterly and annual operating results, dividends, capital actions, and other material events tied to the company’s advisory, capital markets, public finance, brokerage, research, fixed income, and asset management activities.
The company’s proxy materials cover annual meeting matters, board structure, governance practices, executive and director compensation, shareholder voting, and capital return disclosures. Recent 8-K filings also document director elections, committee appointments, and certificate amendments related to the completed four-for-one forward stock split and related authorized-share changes.
Brian R. Sterling, a director of Piper Sandler Companies (PIPR), reported a non‑market acquisition on 09/30/2025 that increased his beneficial ownership to 25,444 shares. The Form 4 shows Mr. Sterling elected to defer his quarterly director cash retainer, which resulted in an accrual of 73 shares of phantom stock. Those phantom shares are payable in common stock on the last day of the year in which his service as a director terminates. The transaction was filed on a Form 4 signed on 10/01/2025.
Philip E. Soran, a director of Piper Sandler Companies (PIPR), reported an acquisition on 09/30/2025 of 73 shares of phantom stock by electing to defer his quarterly director cash retainer. The filing shows 73 phantom shares recorded at $0 price and states those phantom shares become payable in common stock on the last day of the year in which his service as a director terminates. Following the reported transaction, the reporting person beneficially owned 19,815 common shares.
Scott C. Taylor, a director of Piper Sandler Companies (PIPR), reported a non-cash acquisition of phantom stock dividend equivalents under the directors' deferred compensation plan on 09/12/2025. The Form 4 shows a transaction coded as an acquisition (Code A) under rule 17(1) with a reported price of $0. Following the reported transaction, Mr. Taylor beneficially owned 16,336 shares (listed as direct ownership). The filing explains that dividend equivalents on phantom stock are reinvested as additional phantom shares that accrue to the director's account and convert into an equal number of common shares on the last day of the year in which the director's service terminates.
Scott C. Taylor, a director of Piper Sandler Companies (PIPR), reported a non-cash acquisition of phantom stock dividend equivalents under the directors' deferred compensation plan on 09/12/2025. The Form 4 shows a transaction coded as an acquisition (Code A) under rule 17(1) with a reported price of $0. Following the reported transaction, Mr. Taylor beneficially owned 16,336 shares (listed as direct ownership). The filing explains that dividend equivalents on phantom stock are reinvested as additional phantom shares that accrue to the director's account and convert into an equal number of common shares on the last day of the year in which the director's service terminates.
Brian R. Sterling, a director of Piper Sandler Companies (PIPR), reported an acquisition on 09/12/2025 of 25,371 shares of common stock delivered under the directors' deferred compensation plan. The transaction shows a price of $0, reflecting that these are dividend-equivalent phantom shares that were deemed reinvested into additional phantom stock. The filing indicates the 25,371 phantom shares are held directly and will be payable in an equal number of common shares on the last day of the year in which Mr. Sterling's service as a director terminates.
Brian R. Sterling, a director of Piper Sandler Companies (PIPR), reported an acquisition on 09/12/2025 of 25,371 shares of common stock delivered under the directors' deferred compensation plan. The transaction shows a price of $0, reflecting that these are dividend-equivalent phantom shares that were deemed reinvested into additional phantom stock. The filing indicates the 25,371 phantom shares are held directly and will be payable in an equal number of common shares on the last day of the year in which Mr. Sterling's service as a director terminates.
Philip E. Soran, a director of Piper Sandler Companies (PIPR), reported an acquisition of 39 shares on 09/12/2025 at no cash price, increasing his beneficial holding to 19,742 shares. The filing shows the shares result from dividend equivalents reinvested as phantom stock under the directors' deferred compensation plan; those phantom shares convert to common stock in an equal number when the director's service ends. The transaction was signed on behalf of Mr. Soran on 09/15/2025.
Philip E. Soran, a director of Piper Sandler Companies (PIPR), reported an acquisition of 39 shares on 09/12/2025 at no cash price, increasing his beneficial holding to 19,742 shares. The filing shows the shares result from dividend equivalents reinvested as phantom stock under the directors' deferred compensation plan; those phantom shares convert to common stock in an equal number when the director's service ends. The transaction was signed on behalf of Mr. Soran on 09/15/2025.
Mitchell Robbin, a director of Piper Sandler Companies (PIPR), received additional phantom common stock shares through dividend equivalents that were deemed reinvested on 09/12/2025. The reported non-derivative transaction shows 7(1) phantom shares acquired at $0, increasing the reporting person's beneficial ownership to 3,384 shares. The filing explains these phantom shares accrue under the directors' deferred compensation plan and are payable in an equal number of common shares on the last day of the year in which the director's service terminates.
Mitchell Robbin, a director of Piper Sandler Companies (PIPR), received additional phantom common stock shares through dividend equivalents that were deemed reinvested on 09/12/2025. The reported non-derivative transaction shows 7(1) phantom shares acquired at $0, increasing the reporting person's beneficial ownership to 3,384 shares. The filing explains these phantom shares accrue under the directors' deferred compensation plan and are payable in an equal number of common shares on the last day of the year in which the director's service terminates.
Piper Sandler Companies (PIPR) director Victoria M. Holt reported an acquisition of 7,325 shares of common stock on 09/12/2025. The Form 4 shows the shares were issued at no cash cost (Price $0) under a director deferred compensation arrangement: dividend equivalents on phantom stock are deemed reinvested into additional phantom shares that accrue to her account and convert to common stock when her director service ends. The filing was signed on 09/15/2025 and reflects routine, non-cash compensation-related share accrual rather than an open-market purchase or sale.
Piper Sandler Companies (PIPR) director Victoria M. Holt reported an acquisition of 7,325 shares of common stock on 09/12/2025. The Form 4 shows the shares were issued at no cash cost (Price $0) under a director deferred compensation arrangement: dividend equivalents on phantom stock are deemed reinvested into additional phantom shares that accrue to her account and convert to common stock when her director service ends. The filing was signed on 09/15/2025 and reflects routine, non-cash compensation-related share accrual rather than an open-market purchase or sale.
Ann C. Gallo, a director of Piper Sandler Companies (PIPR), reported a transaction dated 09/12/2025 that increased her beneficial holdings to 1,198 shares of common stock equivalent. The Form 4 shows a transaction coded A with a price of $0, and an explanation that dividend equivalents on phantom stock were reinvested into additional phantom shares under the directors' deferred compensation plan. Those phantom shares are payable in an equal number of common shares on the last day of the year in which the reporting person’s service as a director terminates. The filing was signed on behalf of Ms. Gallo by James Grant on 09/15/2025.
Ann C. Gallo, a director of Piper Sandler Companies (PIPR), reported a transaction dated 09/12/2025 that increased her beneficial holdings to 1,198 shares of common stock equivalent. The Form 4 shows a transaction coded A with a price of $0, and an explanation that dividend equivalents on phantom stock were reinvested into additional phantom shares under the directors' deferred compensation plan. Those phantom shares are payable in an equal number of common shares on the last day of the year in which the reporting person’s service as a director terminates. The filing was signed on behalf of Ms. Gallo by James Grant on 09/15/2025.
Piper Sandler Companies (PIPR) submitted a Form 144 notifying the proposed sale of 850 common shares through Charles Schwab, with an aggregate market value of $285,370. The filing reports 17,690,540 shares outstanding and an approximate sale date of 08/12/2025.
The securities were acquired on 05/15/2020 by restricted stock lapse from Piper Sandler Companies and were received as equity compensation. The filer reports Nothing to Report for any sales in the past three months and includes the standard representation that no undisclosed material adverse information is known.
Piper Sandler Companies (PIPR) filed a Form 144 reporting a proposed sale of 2,000 common shares through Charles Schwab & Co., Inc. on the NYSE, with an approximate sale date of 08/11/2025 and an aggregate market value of $645,378.00. The filing lists 17,690,540 shares outstanding and specifies this block for sale.
The filing shows the shares were acquired as equity compensation: 113 shares vested on 02/16/2020, 554 shares vested on 02/16/2024, and 1,333 shares vested on 02/26/2024, all from Piper Sandler Companies. The filer reports nothing to report for securities sold in the past three months.