[8-K] PIPER SANDLER COMPANIES Reports Material Event

Rhea-AI Filing Summary

Piper Sandler Companies reported that it released financial results for its third fiscal quarter ended September 30, 2025. The company furnished a press release dated October 31, 2025 as Exhibit 99, providing the detailed results. This disclosure was made under Item 2.02, Results of Operations and Financial Condition, and Item 9.01, Financial Statements and Exhibits.

The filing is an administrative update signaling that quarterly results are available through the attached press release. The document was signed by the Chief Financial Officer, Katherine P. Clune.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 ________________________________

FORM 8-K

 _____________________________

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

October 31, 2025

Date of report (Date of earliest event reported)

_______________________________ 

PIPER SANDLER COMPANIES

(Exact Name of Registrant as Specified in its Charter)

_________________________________ 

Delaware

001-31720

30-0168701

(State of Incorporation)

(Commission File Number)

(IRS Employer Identification No.)

350 North 5th Street, Suite 1000

Minneapolis,

Minnesota

55401

(Address of Principal Executive Offices)

(Zip Code)

(612)

303-6000

(Registrant's Telephone Number, Including Area Code)

800 Nicollet Mall, Suite 900

Minneapolis,

Minnesota

55402

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class			Trading Symbol			Name of Each Exchange On Which Registered
Common Stock, par value $0.01 per share			PIPR			The New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

Item 2.02. Results of Operations and Financial Condition.

On October 31, 2025, Piper Sandler Companies (the "Company") reported its financial results for its third fiscal quarter ended September 30, 2025. See the Company's press release dated October 31, 2025, which is furnished as Exhibit 99 hereto.

Item 9.01. Financial Statements and Exhibits.

(d)Exhibit

99    Press Release dated October 31, 2025

104    Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

PIPER SANDLER COMPANIES

Date:

October 31, 2025

By

/s/ Katherine P. Clune

Name

Katherine P. Clune

Its

Chief Financial Officer

FAQ

What did Piper Sandler (PIPR) announce in this 8-K?

The company reported it released financial results for its third fiscal quarter ended September 30, 2025, with details in a press release furnished as Exhibit 99.

Which period does the update cover for PIPR?

It covers the third fiscal quarter ended September 30, 2025.

What exhibits are included with the PIPR 8-K?

Exhibit 99 is the press release dated October 31, 2025, and Exhibit 104 is the cover page interactive data file.

Under which item did PIPR furnish its quarterly results?

Item 2.02, Results of Operations and Financial Condition.

Who signed the filing for PIPR?

Katherine P. Clune, Chief Financial Officer.

Where is PIPR’s common stock listed?

On the New York Stock Exchange under the symbol PIPR.