[144] PIPER SANDLER COMPANIES SEC Filing

Rhea-AI Filing Summary

Piper Sandler Companies (PIPR) reported a planned Rule 144 sale of up to 4,400 shares of its common stock. The sale is to be executed through Charles Schwab & Co., Inc. on the NYSE, with an indicated aggregate market value of $1,485,441.00. The filing notes that 17,689,597 shares of common stock are outstanding.

The shares to be sold were acquired on 11/26/2025 through an employee stock option exercise from Piper Sandler Companies, using a broker-assisted cashless exercise. The seller represents that they are not aware of any undisclosed material adverse information about the company’s current or prospective operations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	4400	1485441.00	17689597	11/26/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/26/2025	Employee Stock Option Exercise	PIPER SANDLER COMPANIES			4400	11/26/2025	Broker Payment for Cashless Exercise

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the PIPR Form 144 filing report?

The Form 144 reports that a holder intends to sell up to 4,400 shares of Piper Sandler Companies (PIPR) common stock under Rule 144.

How many Piper Sandler (PIPR) shares are planned for sale and what is their value?

The notice covers 4,400 common shares with an indicated aggregate market value of $1,485,441.00.

How were the PIPR shares being sold under Form 144 acquired?

The shares were acquired on 11/26/2025 via an employee stock option exercise from Piper Sandler Companies using a broker payment for a cashless exercise.

Which broker will handle the planned sale of PIPR shares and on which exchange?

The planned sale will be handled by Charles Schwab & Co., Inc., and the shares are to be sold on the NYSE.

How many Piper Sandler (PIPR) shares are outstanding according to this notice?

The notice states that there are 17,689,597 shares of common stock outstanding.

What representation does the seller make in the PIPR Form 144?

The seller represents that they do not know of any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed.