Charles Schwab (PKOH) files Form 144 listing employee compensation share sales

Rhea-AI Filing Summary

The Charles Schwab Corporation submitted a Form 144 notice listing proposed sales of common stock tied to employee compensation grants. The filing lists multiple grant dates and numeric entries associated with each grant date in the Form 144 table. The submission identifies NASDAQ and includes several numeric entries and a date of 06/18/2026.

Insights

Securities Compliance Counsel

Form 144 filed reporting proposed employee‑related sales; details are administrative.

The filing lists proposed sales of common stock under Rule 144 with multiple grant dates labeled "Employee Compensation" and numeric line items in the table. The entry shows NASDAQ and a date of 06/18/2026.

Cash‑flow treatment and exact number of shares offered for sale are presented as numeric table entries; further SEC filings or broker confirmation would specify consummation and settlement. Subsequent transaction details will appear in sale reports if executed.

Key Figures

Table numeric entry: 1705 Table numeric entry: 1932 Table numeric entry: 2767 +5 more

8 metrics

Table numeric entry 1705 Entry tied to grant date 06/12/2015 (Employee Compensation)

Table numeric entry 1932 Entry tied to grant date 12/17/2016 (Employee Compensation)

Table numeric entry 2767 Entry tied to grant date 03/08/2018 (Employee Compensation)

Table numeric entry 2135 Entry tied to grant date 06/05/2018 (Employee Compensation)

Table numeric entry 1704 Entry tied to grant date 06/12/2017 (Employee Compensation)

Document date or field 06/18/2026 Date shown near top of the filing

Numeric header values 363933.79 Numeric value shown in the header row of provided excerpt

Numeric header values 14398169 Numeric value shown in the header row of provided excerpt

Key Terms

Form 144, Rule 144, Employee Compensation, NASDAQ

4 terms

Form 144 regulatory

"submitted a <b>Form 144</b> notice listing proposed sales"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Rule 144 regulatory

"notice of proposed sale under Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Employee Compensation financial

"grant date labeled "Employee Compensation" in the table"

NASDAQ market

"the excerpt identifies <b>NASDAQ</b> in the securities row"

The Nasdaq is a stock exchange where many companies' shares are bought and sold, functioning much like a marketplace for investments. It matters to investors because it provides a platform to buy and sell ownership stakes in companies, helping them track the value of those companies and make informed decisions. As one of the largest and most technology-focused markets, it also reflects trends and developments in the business world.

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Available on EDGAR 06/18/2026 - 10:16 AM Accepted by SEC EDGAR 06/18/2026 - 10:16 AM Learn about SEC filing dates

FAQ

What does the Form 144 from PKOH show?

The Form 144 lists proposed sales of common stock associated with "Employee Compensation" grants. It includes multiple grant dates and numeric entries, and references NASDAQ and the date 06/18/2026.

Does the Form 144 mean the shares were sold?

No; Form 144 is a notice of proposed sale under Rule 144. It reports intended dispositions but does not confirm completed trades or settlement proceeds in this filing.

Which grant dates are listed in the filing?

The filing shows grant dates including 06/12/2015, 12/17/2016, 03/08/2018, 06/05/2018, and 06/12/2017 tied to "Employee Compensation" entries.

Who is identified as the issuer in this Form 144?

The document names The Charles Schwab Corporation with an address at 3000 Schwab Way, Westlake TX, and marks the securities as listed on NASDAQ.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	The Charles Schwab Corporation 3000 Schwab Way Westlake TX 76262	10243	363933.79	14398169	06/18/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/12/2015	Employee Compensation	Issuer			1705	06/12/2015	N/A
Common	12/17/2016	Employee Compensation	Issuer			1932	12/17/2016	N/A
Common	03/08/2018	Employee Compensation	Issuer			2767	03/08/2018	N/A
Common	06/05/2018	Employee Compensation	Issuer			2135	06/05/2018	N/A
Common	06/12/2017	Employee Compensation	Issuer			1704	06/12/2017	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)