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Park-Ohio insider vests 137 RSUs; Form 4 shows 21,372 shares owned

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Patrick V. Auletta, a director of Park-Ohio Holdings Corp. (PKOH), reported the acquisition of 137 restricted stock units (RSUs) on 08/15/2025. The RSUs are fully vested and represent the contingent right to receive one share each; they will be settled in common stock and delivered within 30 days after separation of service. After this reported transaction, the filing shows beneficial ownership of 21,372 shares. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person.

Positive

  • Insider acquisition disclosed: 137 RSUs converted to common stock, increasing reported beneficial ownership to 21,372 shares
  • RSUs fully vested: The award is fully vested and will be settled in shares, clarifying the nature and timing of issuance
  • Timely Section 16 disclosure: Form 4 filed and signed by attorney-in-fact, demonstrating compliance with insider reporting rules

Negative

  • None.

Insights

TL;DR: Routine insider vesting and settlement of fully vested RSUs by a director; not materially dilutive or unusual.

The reported transaction is a standard internal compensation vesting event: 137 RSUs vested and will convert to 137 shares upon settlement timing tied to separation. As a director-level reporting person, this disclosure meets Section 16 requirements and provides transparency on insider ownership. The post-transaction beneficial ownership of 21,372 shares is explicit and there are no indications of sales, pledges, or derivative activity in this filing. Governance impact is minimal given the small size of the award relative to typical public-company floats.

TL;DR: Small, routine equity compensation vesting; unlikely to affect market perception or share supply materially.

The transaction code indicates acquisition of awards (A) and the filing clarifies these RSUs are fully vested and settle into common shares with a zero price reported (compensation shares). The number involved (137 shares) is modest; the filing contains no sales or derivative positions that would suggest liquidity actions. For investors tracking insider activity, this is a transparency disclosure rather than a signal of material insider trading or company-specific news.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
AULETTA PATRICK V

(Last) (First) (Middle)
6065 PARKLAND BLVD.

(Street)
CLEVELAND OH 44124

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PARK OHIO HOLDINGS CORP [ PKOH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 08/15/2025 A 137 (2) (2) Common Stock 137 $0 21,372 D
Explanation of Responses:
1. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Park-Ohio Holdings Corp. common stock ("Share").
2. RSUs are fully vested and will be settled in Shares and delivered to the Reporting Person within 30 days after separation of service.
Remarks:
Robert D. Vilsack, Attorney-In-Fact for Patrick V. Auletta 08/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Park-Ohio Holdings (PKOH) director Patrick V. Auletta report on his Form 4?

The report discloses the acquisition of 137 restricted stock units (RSUs) on 08/15/2025, which are fully vested and will be settled into shares.

How many shares does Patrick V. Auletta beneficially own after the transaction?

The Form 4 reports beneficial ownership of 21,372 shares following the reported transaction.

When will the RSUs be delivered to the reporting person?

The filing states RSUs will be settled in shares and delivered within 30 days after separation of service.

Was the Form 4 signed by the reporting person?

The Form 4 was signed by Robert D. Vilsack, Attorney-In-Fact for Patrick V. Auletta on 08/18/2025.

Does the Form 4 show any sales or derivative transactions by the reporting person?

No; the filing reports only the acquisition of RSUs and no sales, option exercises, or derivative dispositions are listed.
Park-Ohio Hldgs Corp

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337.63M
9.60M
33.43%
52.88%
0.68%
Specialty Industrial Machinery
Metal Forgings & Stampings
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United States
CLEVELAND