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Park-Ohio (PKOH) Director Granted 68 RSUs; 10,677 Shares Beneficially Owned

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Park-Ohio Holdings Corp. director Dan T. Moore III acquired 68 Restricted Stock Units (RSUs) on 08/15/2025. Each RSU converts to one share of common stock; the RSUs are fully vested and will be settled in shares and delivered to the reporting person within 30 days after separation of service. The Form 4 reports 10,677 shares beneficially owned by the reporting person following the transaction. The RSUs carry a reported price of $0 on grant. The filing was signed by an attorney-in-fact on 08/18/2025. This is a routine insider equity award by a director, disclosed under Section 16.

Positive

  • Director received equity compensation in the form of 68 RSUs, aligning management incentives with shareholders
  • RSUs are fully vested, meaning the award is immediately owned and conversion to shares is defined
  • Clear settlement terms: RSUs will be delivered within 30 days after separation of service

Negative

  • None.

Insights

TL;DR: Routine, fully vested equity award to a director with limited immediate market impact.

The Form 4 documents a grant of 68 RSUs to director Dan T. Moore III, fully vested as of the report date and convertible into one share each. The post-transaction beneficial ownership is listed as 10,677 shares. Because the grant size is small relative to typical public-company floats and there is no cash consideration reported, this disclosure appears to be standard compensation-related reporting rather than a market-moving transaction.

TL;DR: Disclosure aligns with Section 16 rules; shows director compensation through equity with settlement conditions tied to separation.

The filing clearly states the RSUs are fully vested and will be settled in shares within 30 days after separation of service, which clarifies transfer timing and potential dilution mechanics. The use of an attorney-in-fact to sign the Form 4 is properly disclosed. No other governance concerns or unusual terms are stated in the filing.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MOORE DAN T III

(Last) (First) (Middle)
6065 PARKLAND BLVD.

(Street)
CLEVELAND OH 44124

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PARK OHIO HOLDINGS CORP [ PKOH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 08/15/2025 A 68 (2) (2) Common Stock 68 $0 10,677 D
Explanation of Responses:
1. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Park-Ohio Holdings Corp. common stock ("Share").
2. RSUs are fully vested and will be settled in Shares and delivered to the Reporting Person within 30 days after separation of service.
Remarks:
Robert D. Vilsack, Attorney-In-Fact for Dan T. Moore III 08/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Dan T. Moore III report on the Form 4 for PKOH?

He reported the acquisition of 68 RSUs on 08/15/2025, which are fully vested and convertible to 68 shares of Park-Ohio common stock.

How many Park-Ohio (PKOH) shares does the reporting person beneficially own after the transaction?

The Form 4 lists 10,677 shares beneficially owned following the reported transaction.

When will the RSUs reported by Dan T. Moore III be settled?

The RSUs are to be settled in shares and delivered to the reporting person within 30 days after separation of service.

What price was reported for the RSU grant on the Form 4?

The reported price for the RSU grant is $0 in the filing.

Who signed the Form 4 for the reporting person?

The Form 4 was signed by Robert D. Vilsack, Attorney-In-Fact for Dan T. Moore III on 08/18/2025.
Park-Ohio Hldgs Corp

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331.73M
9.60M
33.43%
52.88%
0.68%
Specialty Industrial Machinery
Metal Forgings & Stampings
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United States
CLEVELAND