STOCK TITAN

Dave & Buster's (PLAY) strategy chief reports 53,830 shares and equity awards

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Dave & Buster's Entertainment, Inc. officer Aldo Rosales, Chief Strategy & Revenue Officer, reported his initial beneficial ownership. He directly holds 53,830 shares of Common Stock, multiple stock options to acquire additional Common Stock with exercise prices between 12.3300 and 48.2200 expiring from 2034 to 2036, and performance stock units tied to targets including $600M EBITDA and at least 3% same store sales growth or positive same store sales over specified future performance periods.

Positive

  • None.

Negative

  • None.
Insider Rosales Aldo
Role Chief Strategy & Revenue Ofc
Type Security Shares Price Value
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Performance Stock Unit F2 -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Performance Stock Unit F3 -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Performance Stock Unit F1 -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Performance Stock Unit F1 -- -- --
holding Performance Stock Unit F3, F1 -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Performance Stock Unit F4 -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Stock Option (Right to Buy) — 47,519 shares (Direct); Performance Stock Unit — 34,941 shares (Direct); Common Stock — 53,830 shares (Direct)
Footnotes (4)
  1. F1. This grant will be earned based on achievement of the following performance conditions over the three-year period commencing as of the beginning of the third quarter of fiscal 2025: (a) achievement of minimum fiscal year 2027 EBITDA of $600M, and (b) average same store sales growth in each one-year measurement period of at least 3% compared to the same periods in the prior year.
  2. F2. The grant will be earned based on a three-year performance against a Board-established EBITDA target growth.
  3. F3. This grant will vest upon the achievement of the following performance condition: average same store sales growth of 3% or greater for 4 consecutive quarters in the prior year, with the measurement period commencing as of the beginning at the third quarter of fiscal 2025. If the performance condition is not achieved, these PSUs will be forfeited. Upon satisfaction of the performance condition, the PSUs will vest ratably in equal annual installments over two years.
  4. F4. Represents the Target Achievable performance-based restricted stock units ("PSUs") in respect of the one-fiscal year performance period commencing on the first day of fiscal 2026 and ending on the last day of fiscal 2026. 100% of the RSUs shall be deemed earned upon the attainment of positive Same Store Sales during the Performance Period.
Direct Common Stock Holdings 53830.0000 shares Common Stock directly owned by Aldo Rosales following reported holdings
Highest Option Exercise Price 48.2200 Exercise price on certain stock options expiring 2034-06-24
Lowest Option Exercise Price 12.3300 Exercise price on stock options expiring 2036-04-24
Option Underlying Shares Example 11013.0000 shares Common shares underlying a stock option at 22.7000 expiring 2035-10-07
EBITDA Performance Target $600M Minimum fiscal year 2027 EBITDA required for certain PSUs
Same Store Sales Threshold 3% Average same store sales growth required in specified measurement periods
Largest PSU Target Tranche 12247.0000 shares Target achievable PSUs for the one-fiscal-year period in 2026
Performance Stock Unit financial
"security_title: Performance Stock Unit tied to Common Stock"
A performance stock unit is a type of reward companies give to employees, usually managers, that depends on how well the company performs over time. If the company hits specific goals, the employee earns shares of stock, like earning a prize for reaching certain levels in a game. It motivates employees to work hard because their rewards are tied to the company's success.
Same Store Sales financial
"average same store sales growth in each one-year measurement period"
Same store sales measure the change in revenue generated by stores that have been open for at least a year, comparing current sales to past periods. It helps investors see how well a business is growing from its existing locations, without the influence of new store openings or closures. This metric provides a clearer picture of ongoing performance and customer demand.
EBITDA financial
"achievement of minimum fiscal year 2027 EBITDA of $600M"
EBITDA stands for earnings before interest, taxes, depreciation, and amortization. It measures a company's profitability by focusing on the money it makes from its core operations, ignoring expenses like taxes and accounting adjustments. Investors use EBITDA to compare how well different companies are performing financially, as it provides a clearer picture of operational success without the influence of financial structure or accounting choices.
restricted stock units ("PSUs") financial
"performance-based restricted stock units ("PSUs") in respect of the one-fiscal year"

FAQ

What did Aldo Rosales report owning in PLAY on his Form 3?

Aldo Rosales reported direct ownership of Common Stock, stock options, and performance stock units in PLAY. His holdings include 53,830 Common shares plus multiple stock option and PSU awards that may convert into additional shares based on future performance and vesting conditions.

How many Dave & Buster's (PLAY) common shares does Aldo Rosales hold?

Aldo Rosales reported holding 53,830.0000 shares of Dave & Buster's Common Stock directly. This figure reflects his reported ownership of the underlying stock itself, separate from additional potential shares tied to options and performance stock unit awards.

What stock options does Aldo Rosales have in Dave & Buster's (PLAY)?

Rosales holds several stock options to buy PLAY Common Stock at exercise prices from 12.3300 to 48.2200. These options cover various underlying share amounts and have expiration dates between 2034 and 2036, providing potential future equity if exercised.

What performance targets affect Aldo Rosales' PSUs at PLAY?

Certain PSUs are tied to achieving $600M EBITDA and at least 3% same store sales growth. Other PSUs depend on positive Same Store Sales in fiscal 2026 or four consecutive quarters of 3% or greater same store sales growth, with vesting over defined periods if met.

Over what periods are Aldo Rosales' Dave & Buster's PSUs measured?

PSU performance periods include a three-year window starting at the beginning of Q3 fiscal 2025 and a one-fiscal-year period in 2026. Vesting and earning depend on meeting EBITDA and same store sales metrics specified for these measurement periods.

Does the Aldo Rosales Form 3 for PLAY show any recent buy or sell transactions?

The disclosure lists equity holdings and derivative awards but no reported buy or sell transactions. Entries are characterized as holdings, with stock options and performance stock units detailing exercise prices, expiration dates, and performance conditions rather than executed trades.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Rosales Aldo

(Last)(First)(Middle)
1221 S BELT LINE RD
SUITE 500

(Street)
COPPELL TEXAS 75019

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
08/03/2026
3. Issuer Name and Ticker or Trading Symbol
Dave & Buster's Entertainment, Inc. [ PLAY ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Strategy & Revenue Ofc
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock53,830D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)06/24/202506/24/2034Common Stock1,659$48.22D
Stock Option (Right to Buy)06/24/202506/24/2034Common Stock1,659$48.22D
Stock Option (Right to Buy)12/20/202512/20/2034Common Stock3,028$33.02D
Performance Stock Unit (2) (2)Common Stock666$0D
Stock Option (Right to Buy)10/07/202610/07/2035Common Stock11,013$22.7D
Performance Stock Unit (3) (3)Common Stock8,811$0.00D
Stock Option (Right to Buy)10/07/202610/07/2035Common Stock2,203$22.7D
Stock Option (Right to Buy)10/07/202610/07/2035Common Stock9,631$22.7D
Performance Stock Unit (1) (1)Common Stock2,203$22.7D
Stock Option (Right to Buy)06/27/202606/27/2035Common Stock666$30.45D
Performance Stock Unit (1) (1)Common Stock2,203$0.00D
Performance Stock Unit (3) (1)Common Stock8,811$0.00D
Stock Option (Right to Buy)10/07/202610/07/2035Common Stock5,972$22.7D
Stock Option (Right to Buy)10/07/202610/07/2035Common Stock2,515$22.7D
Stock Option (Right to Buy)04/24/202704/24/2036Common Stock6,658$12.33D
Performance Stock Unit (4) (4)Common Stock12,247$0D
Stock Option (Right to Buy)10/27/202610/27/2035Common Stock2,515$22.7D
Explanation of Responses:
1. This grant will be earned based on achievement of the following performance conditions over the three-year period commencing as of the beginning of the third quarter of fiscal 2025: (a) achievement of minimum fiscal year 2027 EBITDA of $600M, and (b) average same store sales growth in each one-year measurement period of at least 3% compared to the same periods in the prior year.
2. The grant will be earned based on a three-year performance against a Board-established EBITDA target growth.
3. This grant will vest upon the achievement of the following performance condition: average same store sales growth of 3% or greater for 4 consecutive quarters in the prior year, with the measurement period commencing as of the beginning at the third quarter of fiscal 2025. If the performance condition is not achieved, these PSUs will be forfeited. Upon satisfaction of the performance condition, the PSUs will vest ratably in equal annual installments over two years.
4. Represents the Target Achievable performance-based restricted stock units ("PSUs") in respect of the one-fiscal year performance period commencing on the first day of fiscal 2026 and ending on the last day of fiscal 2026. 100% of the RSUs shall be deemed earned upon the attainment of positive Same Store Sales during the Performance Period.
Sherri M. Smith, Attorney-in-Fact08/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)