STOCK TITAN
  1. Home
  2. Sec-filings
  3. PLAY
  4. [Form 4] Dave & Buster's Entertainment, Inc. Insider Trading Activity

[Form 4] Dave & Buster's Entertainment, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Insider Rodriguez Rodolfo Jr
Role SVP, Chief Legal Officer
Type Security Shares Price Value
Grant/Award Stock Option (Right to Buy) 1,295 $0.00 --
Grant/Award Common Stock 1,295 $0.00 --
Grant/Award Stock Option (Right to Buy) 4,637 $0.00 --
Grant/Award Stock Option (Right to Buy) 2,898 $0.00 --
Holdings After Transaction: Stock Option (Right to Buy) — 1,295 shares (Direct); Common Stock — 13,770 shares (Direct)
Footnotes (1)
  1. Represents a grant of restricted stock units that will vest in three equal annual installments on each of April 24, 2026, 2027 and 2028. Represents a contingent stock option granted to the reporting person on January 8, 2025 that was subject to shareholder approval of the Dave & Buster's Entertainment, Inc. 2025 Omnibus Incentive Plan (the "Plan") at the annual meeting of shareholders of Dave & Buster's Entertainment, Inc. (the "Issuer") held on June 18, 2025. The shares underlying this stock option will vest and become exercisable in four equal installments on each of January 8, 2026, 2027, 2028 and 2029, as long as the reporting person is providing services to the Issuer on such dates. Represents a contingent stock option granted to the reporting person on January 8, 2025 that was subject to shareholder approval of the Plan at the annual meeting of shareholders of the Issuer held on June 18, 2025. The shares underlying this stock option will vest and become exercisable in five equal installments on each of January 8, 2026, 2027, 2028, 2029 and 2030, as long as the reporting person is providing services to the Issuer on such dates. The shares underlying this stock option will vest and become exercisable in three equal installments on each of April 24, 2026, 2027 and 2028, as long as the reporting person is providing services to the Issuer on such dates.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rodriguez Rodolfo Jr
(Last) (First) (Middle)
1221 S. BELT LINE RD., SUITE 500
(Street)
COPPELL TX 75019
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Dave & Buster's Entertainment, Inc. [ PLAY ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Chief Legal Officer
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/27/2025 A 1,295(1) A $0 13,770 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $34.5 06/18/2025(2) A 4,637 (2) 01/08/2035 Common Stock 4,637 $0 4,637 D
Stock Option (Right to Buy) $34.5 06/18/2025(3) A 2,898 (3) 01/08/2035 Common Stock 2,898 $0 2,898 D
Stock Option (Right to Buy) $30.45 06/27/2025 A 1,295 (4) 06/27/2035 Common Stock 1,295 $0 1,295 D
Explanation of Responses:
1. Represents a grant of restricted stock units that will vest in three equal annual installments on each of April 24, 2026, 2027 and 2028.
2. Represents a contingent stock option granted to the reporting person on January 8, 2025 that was subject to shareholder approval of the Dave & Buster's Entertainment, Inc. 2025 Omnibus Incentive Plan (the "Plan") at the annual meeting of shareholders of Dave & Buster's Entertainment, Inc. (the "Issuer") held on June 18, 2025. The shares underlying this stock option will vest and become exercisable in four equal installments on each of January 8, 2026, 2027, 2028 and 2029, as long as the reporting person is providing services to the Issuer on such dates.
3. Represents a contingent stock option granted to the reporting person on January 8, 2025 that was subject to shareholder approval of the Plan at the annual meeting of shareholders of the Issuer held on June 18, 2025. The shares underlying this stock option will vest and become exercisable in five equal installments on each of January 8, 2026, 2027, 2028, 2029 and 2030, as long as the reporting person is providing services to the Issuer on such dates.
4. The shares underlying this stock option will vest and become exercisable in three equal installments on each of April 24, 2026, 2027 and 2028, as long as the reporting person is providing services to the Issuer on such dates.
/s/ Sherri M. Smith, Attorney-in-Fact 07/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR