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Dave & Buster's grants CAO 39K-share RSU award

Chief Accounting Officer Derek Sample received a multi-year equity award and holds additional performance-based derivatives tied to PLAY stock and operating metrics.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Dave & Buster's Entertainment, Inc. (PLAY) reported that Chief Accounting Officer Derek Sample received a grant of 39,019 shares of Common Stock on August 31, 2026 as a restricted stock unit award. These RSUs vest in three installments through August 31, 2029, leaving him with 39,019 directly held shares after the grant. He also holds performance-based awards and stock options tied to the company’s Same Store Sales and share price performance, covering an additional 39,019 and 52,006 underlying shares of Common Stock, respectively, at an exercise price of $8.97 per share.

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Insider Sample Derek
Role Chief Accounting Officer
Type Security Shares Price Value
Grant/Award Common Stock F1 39,019 $0.00 $0.00
holding Performance Shares SSS F2 -- -- --
holding Stock Option (Right to Buy) F3 -- -- --
Holdings After Transaction: Common Stock — 39,019 shares (Direct); Performance Shares SSS — 39,019 contracts (Direct); Stock Option (Right to Buy) — 52,006 contracts (Direct)
Footnotes (3)
  1. F1. Represents a grant of RSU's that will vest in three installments of 13,007 shares on August 31, 2027, 13,006 shares on August 31, 2028 and 13,006 shares on August 31, 2029.
  2. F2. This Award shall be one hundred percent (100%) unvested as of the Date of Grant and shall be divided into three substantially equal tranches. Each Tranche shall be eligible to be earned and vest independently based on the Company's Same Store Sales performance during the applicable performance period.
  3. F3. One Hundred percent (100%) of the Option that becomes earned shall vest in three substantially equal installments on each of the first, second and third anniversaries of the 2X Price Achievement Date.
RSUs granted 39,019 shares Restricted stock unit grant of Common Stock on August 31, 2026
Direct Common Stock holdings after grant 39,019 shares Non-derivative Common Stock held directly following the August 31, 2026 award
Performance Shares underlying Common Stock 39,019 shares Underlying shares for Performance Shares SSS, expiration August 31, 2036
Stock options underlying Common Stock 52,006 shares Underlying shares for Stock Option (Right to Buy)
Exercise price for derivatives $8.97 per share Exercise price for Performance Shares SSS and Stock Option (Right to Buy)
RSU vesting installments 13,007; 13,006; 13,006 shares RSUs vesting on August 31, 2027, 2028 and 2029, respectively
Performance Shares expiration August 31, 2036 Expiration date for Performance Shares SSS award
RSU financial
"Represents a grant of RSU's that will vest in three installments"
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
Performance Shares SSS financial
"Performance Shares SSS, each Tranche eligible based on Same Store Sales"
Same Store Sales financial
"based on the Company's Same Store Sales performance during the applicable"
Same store sales measure the change in revenue generated by stores that have been open for at least a year, comparing current sales to past periods. It helps investors see how well a business is growing from its existing locations, without the influence of new store openings or closures. This metric provides a clearer picture of ongoing performance and customer demand.
2X Price Achievement Date financial
"on each of the first, second and third anniversaries of the 2X Price Achievement Date"

FAQ

What equity award did PLAY grant to Chief Accounting Officer Derek Sample?

Derek Sample was granted 39,019 shares of Dave & Buster's Common Stock on August 31, 2026 in the form of RSUs. This is reported as a grant or award acquisition with no cash price per share listed.

What is the vesting schedule for Derek Sample’s 39,019 RSUs at PLAY?

The 39,019 RSUs vest in three installments: 13,007 shares on August 31, 2027, and 13,006 shares on each of August 31, 2028 and August 31, 2029, subject to the award terms.

How many PLAY shares does Derek Sample hold directly after this Form 4 transaction?

After the reported grant, Derek Sample directly holds 39,019 shares of Dave & Buster's Common Stock. This figure reflects his non-derivative holdings following the August 31, 2026 award.

What performance-based equity awards tied to PLAY stock does Derek Sample hold?

He holds Performance Shares SSS linked to 39,019 underlying shares of Common Stock, with an exercise price reference of $8.97 and an expiration date of August 31, 2036, which vest based on Same Store Sales performance by tranche.

What stock options in PLAY does Derek Sample have according to this filing?

He holds a Stock Option (Right to Buy) over 52,006 underlying shares of Common Stock at an exercise price of $8.97 per share. The portion that becomes earned vests in three equal installments on the first, second and third anniversaries of the 2X Price Achievement Date.

Were Derek Sample’s PLAY transactions reported under a Rule 10b5-1 trading plan?

No. The filing indicates no Rule 10b5-1 trading plan was affirmed for these transactions, and there is no footnote stating that the awards were made pursuant to a pre-arranged trading plan.

What is Derek Sample’s role at PLAY as noted in this Form 4?

Derek Sample is identified as the Chief Accounting Officer of Dave & Buster's Entertainment, Inc., and is an officer but not a director or ten percent owner, according to the reporting person information.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sample Derek

(Last)(First)(Middle)
1221 S. BELT LINE RD., SUITE 500

(Street)
COPPELL TEXAS 75019

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Dave & Buster's Entertainment, Inc. [ PLAY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/31/2026A39,019(1)A$039,019D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance Shares SSS$8.97 (2)08/31/2036Common Stock39,01939,019D
Stock Option (Right to Buy)$8.97 (3) (3)Common Stock52,00652,006D
Explanation of Responses:
1. Represents a grant of RSU's that will vest in three installments of 13,007 shares on August 31, 2027, 13,006 shares on August 31, 2028 and 13,006 shares on August 31, 2029.
2. This Award shall be one hundred percent (100%) unvested as of the Date of Grant and shall be divided into three substantially equal tranches. Each Tranche shall be eligible to be earned and vest independently based on the Company's Same Store Sales performance during the applicable performance period.
3. One Hundred percent (100%) of the Option that becomes earned shall vest in three substantially equal installments on each of the first, second and third anniversaries of the 2X Price Achievement Date.
Sherri M. Smith, Attorney-in-Fact09/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)