Plum Acquisition IV (PLMK) director shifts 25K Class B into Class A trust stake

Rhea-AI Filing Summary

Plum Acquisition Corp, IV (PLMK) director Anjai Gandhi reported the conversion of 25,000 Class B ordinary shares into 25,000 Class A ordinary shares on 2026-07-09. The Class B shares, which have no expiration date, automatically convert into Class A shares at no less than a one-to-one ratio, and these shares are held indirectly through the Anjai M. Gandhi 2014 Revocable Trust, for which Gandhi serves as trustee. Following the conversion, the trust holds 25,000 Class A ordinary shares indirectly.

Insider Trade Summary

Net Buyer: 25,000 shares

Net Buy 2 txns

Insider Gandhi Anjai

Role Director

Type	Security	Shares	Price	Value
Conversion	Class B ordinary shares F1, F3, F2	25,000	$0.00	$0.00
Conversion	Class A ordinary shares F1, F2	25,000	--	--

Holdings After Transaction: Class B ordinary shares — 0 shares (Indirect, See footnote); Class A ordinary shares — 25,000 shares (Indirect, See footnote)

Footnotes (3)

1. F1. Each Class B ordinary share, par value $0.0001, ("Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001, of the Issuer ("Class A Shares") at a ratio of no less than one-to-one following the consummation of the Issuer's initial business combination, or earlier at the option of the holder thereof, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-281144). The Class B Shares have no expiration date.
2. F2. The shares are held by Anjai M. Gandhi 2014 Revocable Trust, of which the Reporting Person is the trustee.
3. F3. The reported Class B Shares converted into Class A Shares pursuant to an election by the Reporting Person.

Key Figures

Class B shares converted: 25,000 Class B ordinary shares Class A shares received: 25,000 Class A ordinary shares Class A shares held after transaction: 25,000 Class A ordinary shares +2 more

5 metrics

Class B shares converted 25,000 Class B ordinary shares Converted into Class A ordinary shares on 2026-07-09

Class A shares received 25,000 Class A ordinary shares Received upon conversion of Class B ordinary shares on 2026-07-09

Class A shares held after transaction 25,000 Class A ordinary shares Indirect holdings by Anjai M. Gandhi 2014 Revocable Trust following conversion

Par value per share $0.0001 per share Par value for both Class B and Class A ordinary shares

Exercise/expiration No expiration date Class B ordinary shares have no expiration date under the stated terms

Key Terms

Class B ordinary shares, Class A ordinary shares, automatic conversion, Revocable Trust

4 terms

Class B ordinary shares financial

"Each Class B ordinary share, par value $0.0001, ("Class B Shares") will automatically"

Class B ordinary shares are a type of ownership stake in a company that typically come with different voting rights or privileges compared to other share classes. For investors, they represent a way to hold part of the company’s value and influence its decisions, often with fewer voting rights than Class A shares. Understanding these shares helps investors assess their level of control and potential returns within a company.

Class A ordinary shares financial

"convert into Class A ordinary shares, par value $0.0001, of the Issuer ("Class A Shares")"

Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.

automatic conversion financial

"will automatically convert into Class A ordinary shares, par value $0.0001"

Revocable Trust financial

"The shares are held by Anjai M. Gandhi 2014 Revocable Trust, of which the Reporting"

A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.

FAQ

What insider transaction did PLMK director Anjai Gandhi report on July 9, 2026?

Anjai Gandhi reported a conversion of 25,000 Class B ordinary shares into 25,000 Class A ordinary shares of Plum Acquisition Corp, IV (PLMK) on 2026-07-09, classified as a conversion of derivative securities.

How many PLMK Class A shares does the reporting trust hold after this Form 4 transaction?

After the reported transaction, the Anjai M. Gandhi 2014 Revocable Trust holds 25,000 Class A ordinary shares of Plum Acquisition Corp, IV indirectly, as shown by the non-derivative transaction’s post-transaction holdings figure.

What happened to the 25,000 PLMK Class B ordinary shares in this Form 4?

The 25,000 Class B ordinary shares were converted into 25,000 Class A ordinary shares on 2026-07-09, pursuant to an election by the reporting person, and are now reflected as Class A holdings instead of Class B.

How are Anjai Gandhi’s PLMK shares held according to the filing?

The shares are held by the Anjai M. Gandhi 2014 Revocable Trust, of which Anjai Gandhi is the trustee. The Form 4 identifies the ownership of both the converted Class B shares and resulting Class A shares as indirect, with a footnote explaining the trust’s role.

What is the stated conversion feature of PLMK Class B ordinary shares?

Each Class B ordinary share will automatically convert into Class A ordinary shares at a ratio of no less than one-to-one after the issuer’s initial business combination, or earlier at the holder’s option, subject to adjustment; the Class B shares have no expiration date.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/20/2026 - 04:15 PM Accepted by SEC EDGAR 08/20/2026 - 04:15 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gandhi Anjai

(Last) (First) (Middle)

C/O PLUM ACQUISITION CORP. IV

2021 FILLMORE ST. #2089

(Street)

SAN FRANCISCO CALIFORNIA 94115

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Plum Acquisition Corp, IV [ PLMK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A ordinary shares	07/09/2026		C		25,000	A	(1)	25,000	I(2)	See footnote(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Class B ordinary shares	(1)	07/09/2026		C			25,000(3)	(1)	(1)	Class A ordinary shares	25,000	$0.00	0	I(2)	See footnote(2)

Explanation of Responses:

1. Each Class B ordinary share, par value $0.0001, ("Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001, of the Issuer ("Class A Shares") at a ratio of no less than one-to-one following the consummation of the Issuer's initial business combination, or earlier at the option of the holder thereof, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-281144). The Class B Shares have no expiration date.

2. The shares are held by Anjai M. Gandhi 2014 Revocable Trust, of which the Reporting Person is the trustee.

3. The reported Class B Shares converted into Class A Shares pursuant to an election by the Reporting Person.

	/s/ Tricia Banker, Attorney-in-Fact	08/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)