Planet 13 (PLNH) Form 3: Interim CFO reports 450,847 RSUs

Planet 13 Holdings Inc. (PLNH) filed a Form 3 for Interim CFO Stephen McLean, noting beneficial ownership via derivative securities.

Rhea-AI Filing Summary

Planet 13 Holdings Inc. (PLNH) filed a Form 3 for Interim CFO Stephen McLean, noting beneficial ownership via derivative securities. The filing reports 450,847 restricted stock units convertible into common stock at $0.0000 per unit.

The RSUs were granted on March 27, 2025 and vest in three equal annual installments beginning on May 16, 2026. The date of the event requiring the statement is September 5, 2025, and the ownership is reported as Direct (D).

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider McLean Stephen

Role Interim CFO

Type	Security	Shares	Price	Value
holding	Restricted Stock Unit	--	--	--

Holdings After Transaction: Restricted Stock Unit — 450,847 contracts (Direct)

Footnotes (1)

1. F1. The restricted stock unit was granted on March 27, 2025. The restricted stock unit vests in three equal annual installments beginning on May 16, 2026.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did PLNH file and for whom?

Planet 13 Holdings Inc. filed a Form 3 for its Interim CFO, Stephen McLean.

How many RSUs are reported in the PLNH Form 3?

The filing reports 450,847 restricted stock units tied to Planet 13 common stock.

What are the vesting terms for the reported RSUs?

They vest in three equal annual installments beginning on May 16, 2026.

When were the RSUs granted?

The RSUs were granted on March 27, 2025.

What is the exercise/settlement price of the RSUs?

The RSUs carry an exercise price of $0.0000.

What is the event date on the Form 3?

The date of the event requiring the statement is September 5, 2025.

What ownership form is indicated for these securities?

The RSUs are held with Direct (D) ownership.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 10/23/2025 - 04:32 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

McLean Stephen

(Last) (First) (Middle)

2548 WEST DESERT INN ROAD

SUITE 100

(Street)

LAS VEGAS NV 89109

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/05/2025

3. Issuer Name and Ticker or Trading Symbol
Planet 13 Holdings Inc. [ PLNH ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Interim CFO

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	05/16/2026(1)	(1)	Common Stock	450,847	$0.0000	D

Explanation of Responses:

1. The restricted stock unit was granted on March 27, 2025. The restricted stock unit vests in three equal annual installments beginning on May 16, 2026.

	/s/ Stephen McLean	10/23/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.