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[Form 3] Planet 13 Holdings Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Planet 13 Holdings Inc. (PLNH)Interim CFO Stephen McLean, noting beneficial ownership via derivative securities. The filing reports 450,847 restricted stock units convertible into common stock at $0.0000 per unit.

The RSUs were granted on March 27, 2025 and vest in three equal annual installments beginning on May 16, 2026. The date of the event requiring the statement is September 5, 2025, and the ownership is reported as Direct (D).

Planet 13 Holdings Inc. (PLNH) ) ha presentato un Modulo 3 per CFO ad interim Stephen McLean, indicando proprietà benefica tramite strumenti derivati. La dichiarazione riporta 450.847 unità di azioni vincolate convertibili in azioni ordinarie a $0,0000 per unità.

Le RSU sono state concesse il 27 marzo 2025 e vanno a maturare in tre rate annuali uguali a partire dal 16 maggio 2026. La data dell’evento che richiede la dichiarazione è il 5 settembre 2025, e la proprietà è riportata come Diretta (D).

Planet 13 Holdings Inc. (PLNH) presentó un Formulario 3 para Interim CFO Stephen McLean, indicando propiedad beneficiante mediante valores derivados. La presentación reporta 450.847 unidades de acciones restringidas convertibles en acciones comunes a $0,0000 por unidad.

Las RSU fueron otorgadas el 27 de marzo de 2025 y se consolidarán en tres cuotas anuales iguales a partir del 16 de mayo de 2026. La fecha del evento que requiere la declaración es 5 de septiembre de 2025, y la titularidad se reporta como Directa (D).

Planet 13 Holdings Inc. (PLNH)가 임시 CFO Stephen McLean를 위한 Form 3를 제출했으며 파생증권을 통한 유익 소유권을 나타냅니다. 보고서는 450,847개의 주식 양도권 단위가 보통주로 전환 가능하며 단위당 금액은 $0.0000입니다.

RSU는 2025년 3월 27일에 부여되었고 2026년 5월 16일에 시작하는 같은 금액의 3회 연간 분할 vesting으로 vest됩니다. 제출을 필요로 하는 사건의 날짜는 2025년 9월 5일이며 소유권은 직접(Direct)로 보고됩니다.

Planet 13 Holdings Inc. (PLNH) a déposé un formulaire 3 pour l’intérimaire directeur financier Stephen McLean, indiquant une propriété bénéficiaire via des valeurs dérivées. Le dépôt rapporte 450 847 unités d’actions restreintes convertibles en actions ordinaires à $0,0000 par unité.

Les RSU ont été accordées le 27 mars 2025 et vestent en trois versements annuels égaux à partir du 16 mai 2026. La date de l’événement exigé pour la déclaration est le 5 septembre 2025, et la propriété est rapportée comme Directe (D).

Planet 13 Holdings Inc. (PLNH) hat ein Formular 3 für Interim CFO Stephen McLean eingereicht und dabei Eigentum durch Derivate angegeben. Die Einreichung berichtet 450.847 RSUs, die in Stammaktien zu $0,0000 pro Einheit wandelbar sind.

Die RSUs wurden am 27. März 2025 gewährt und vesten in drei gleichen jährlichen Raten ab dem 16. Mai 2026. Das Datum der erforderlichen Meldung ist der 5. September 2025, und das Eigentum wird als Direct (D) berichtet.

Planet 13 Holdings Inc. (PLNH) قد مت نموذج 3 ل المدير المالي المؤقت Stephen McLean، مع الإشارة إلى الملكية المستفيدة عبر أدوات مشتقة. التقرير يذكر 450,847 وحدة أسهم مقيدة قابلة للتحويل إلى الأسهم العادية عند $0,0000 للوحدة.

تم منح RSU في 27 مارس 2025 وتستمر في ثلاث دفعات سنوية متساوية اعتباراً من 16 مايو 2026. تاريخ الحدث الذي يستلزم البيان هو 5 سبتمبر 2025، وتُذكر الملكية كـ مباشر (D).

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Planet 13 Holdings Inc. (PLNH) ) ha presentato un Modulo 3 per CFO ad interim Stephen McLean, indicando proprietà benefica tramite strumenti derivati. La dichiarazione riporta 450.847 unità di azioni vincolate convertibili in azioni ordinarie a $0,0000 per unità.

Le RSU sono state concesse il 27 marzo 2025 e vanno a maturare in tre rate annuali uguali a partire dal 16 maggio 2026. La data dell’evento che richiede la dichiarazione è il 5 settembre 2025, e la proprietà è riportata come Diretta (D).

Planet 13 Holdings Inc. (PLNH) presentó un Formulario 3 para Interim CFO Stephen McLean, indicando propiedad beneficiante mediante valores derivados. La presentación reporta 450.847 unidades de acciones restringidas convertibles en acciones comunes a $0,0000 por unidad.

Las RSU fueron otorgadas el 27 de marzo de 2025 y se consolidarán en tres cuotas anuales iguales a partir del 16 de mayo de 2026. La fecha del evento que requiere la declaración es 5 de septiembre de 2025, y la titularidad se reporta como Directa (D).

Planet 13 Holdings Inc. (PLNH)가 임시 CFO Stephen McLean를 위한 Form 3를 제출했으며 파생증권을 통한 유익 소유권을 나타냅니다. 보고서는 450,847개의 주식 양도권 단위가 보통주로 전환 가능하며 단위당 금액은 $0.0000입니다.

RSU는 2025년 3월 27일에 부여되었고 2026년 5월 16일에 시작하는 같은 금액의 3회 연간 분할 vesting으로 vest됩니다. 제출을 필요로 하는 사건의 날짜는 2025년 9월 5일이며 소유권은 직접(Direct)로 보고됩니다.

Planet 13 Holdings Inc. (PLNH) a déposé un formulaire 3 pour l’intérimaire directeur financier Stephen McLean, indiquant une propriété bénéficiaire via des valeurs dérivées. Le dépôt rapporte 450 847 unités d’actions restreintes convertibles en actions ordinaires à $0,0000 par unité.

Les RSU ont été accordées le 27 mars 2025 et vestent en trois versements annuels égaux à partir du 16 mai 2026. La date de l’événement exigé pour la déclaration est le 5 septembre 2025, et la propriété est rapportée comme Directe (D).

Planet 13 Holdings Inc. (PLNH) hat ein Formular 3 für Interim CFO Stephen McLean eingereicht und dabei Eigentum durch Derivate angegeben. Die Einreichung berichtet 450.847 RSUs, die in Stammaktien zu $0,0000 pro Einheit wandelbar sind.

Die RSUs wurden am 27. März 2025 gewährt und vesten in drei gleichen jährlichen Raten ab dem 16. Mai 2026. Das Datum der erforderlichen Meldung ist der 5. September 2025, und das Eigentum wird als Direct (D) berichtet.

Planet 13 Holdings Inc. (PLNH) قد مت نموذج 3 ل المدير المالي المؤقت Stephen McLean، مع الإشارة إلى الملكية المستفيدة عبر أدوات مشتقة. التقرير يذكر 450,847 وحدة أسهم مقيدة قابلة للتحويل إلى الأسهم العادية عند $0,0000 للوحدة.

تم منح RSU في 27 مارس 2025 وتستمر في ثلاث دفعات سنوية متساوية اعتباراً من 16 مايو 2026. تاريخ الحدث الذي يستلزم البيان هو 5 سبتمبر 2025، وتُذكر الملكية كـ مباشر (D).

Planet 13 Holdings Inc. (PLNH) 已提交 Form 3，针对临时CFO Stephen McLean，说明通过衍生证券的实益所有权。申报显示450,847份受限股票单位可按每单位$0.0000转换为普通股。

RSU 于2025年3月27日授予，并在三期等额年度分期中逐步归属，首期自2026年5月16日开始。需要申报的事件日期为2025年9月5日，所有权报告为直接（D）。

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
McLean Stephen
(Last) (First) (Middle)
2548 WEST DESERT INN ROAD
SUITE 100
(Street)
LAS VEGAS NV 89109
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/05/2025 		3. Issuer Name and Ticker or Trading Symbol
Planet 13 Holdings Inc. [ PLNH ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Interim CFO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit 05/16/2026(1) (1) Common Stock 450,847 $0.0000 D
Explanation of Responses:
1. The restricted stock unit was granted on March 27, 2025. The restricted stock unit vests in three equal annual installments beginning on May 16, 2026.
/s/ Stephen McLean 10/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did PLNH file and for whom?

Planet 13 Holdings Inc. filed a Form 3 for its Interim CFO, Stephen McLean.

How many RSUs are reported in the PLNH Form 3?

The filing reports 450,847 restricted stock units tied to Planet 13 common stock.

What are the vesting terms for the reported RSUs?

They vest in three equal annual installments beginning on May 16, 2026.

When were the RSUs granted?

The RSUs were granted on March 27, 2025.

What is the exercise/settlement price of the RSUs?

The RSUs carry an exercise price of $0.0000.

What is the event date on the Form 3?

The date of the event requiring the statement is September 5, 2025.

What ownership form is indicated for these securities?

The RSUs are held with Direct (D) ownership.
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