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Planet 13 Hldgs Inc SEC Filings

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Welcome to our dedicated page for Planet 13 Hldgs SEC filings (Ticker: PLNH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Planet 13 Holdings Inc. filings document a public cannabis operator whose securities are quoted on OTCQX under PLNH and whose operations include cultivation, production and dispensary activities in state-licensed markets. Recent 8-K filings furnish operating results prepared under U.S. GAAP, press releases on restricted stock unit grants, and material-event disclosures tied to board appointments, committee assignments and executive employment matters.

Proxy materials cover annual meeting proposals such as director elections, amendments to the 2023 Equity Incentive Plan share reserve and auditor ratification. The filing record also documents governance structure, non-employee director compensation arrangements, equity-compensation plan administration, state-licensed cannabis regulatory context and the company’s disclosure status with no securities registered under Section 12(b) of the Exchange Act.

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Planet 13 Holdings Inc. insider trade: A Form 4 filing reports that Christopher Wren, VP of Operations, sold 30,000 shares of Planet 13 common stock on 11/12/2025 at a price of $0.1906 per share. After this sale, he directly beneficially owns 4,815,511 shares of the company’s stock.

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Planet 13 Holdings Inc. reported that it announced its results for the third quarter ended September 30, 2025 via a press release on November 12, 2025. The company furnished that press release as Exhibit 99.1 to a Form 8-K. The filing serves to notify the market of the quarterly results announcement and provide the press release to investors and the public through the SEC system.

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Planet 13 Holdings reported Q3 2025 results showing softer sales and large non-cash charges. Net revenue was $23,270,211 (Q3 2024: $32,159,070), with gross profit of $4,958,861. The company recorded a non-cash impairment loss of $29,844,227, driving a loss from operations of $41,245,847 and a net loss of $43,955,853 (loss per share $0.14).

For the nine months, net revenue totaled $78,156,379 and net loss was $59,304,262. Cash was $17,181,080 at quarter-end. Total assets were $158,497,199 against total liabilities of $103,913,259, for shareholders’ equity of $54,583,940. The company had a fully drawn, cash-secured revolving line of credit of $9,750,000; notes to VidaCann sellers and Lafayette State Bank were paid in full earlier in 2025.

Subsequent and strategic actions include an APA signed October 29, 2025 to sell the Orange County, CA dispensary (proceeds expected to be negligible after costs) and a November 3, 2025 plan to discontinue the Coalinga, CA cultivation facility. Shares outstanding were 325,363,800 as of November 12, 2025.

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Planet 13 Holdings (PLNH) officer (VP of Operations) reported open-market sales of common stock. Transactions included: 30,000 shares at $0.2021 on 10/31/2025, 2,450 shares at $0.20 on 11/03/2025, and 27,550 shares at $0.1947 on 11/04/2025. Following these sales, beneficial ownership was 4,845,511 shares, held directly. The filing was made by one reporting person.

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Planet 13 Holdings Inc. (PLNH) filed a Form 3 for Interim CFO Stephen McLean, noting beneficial ownership via derivative securities. The filing reports 450,847 restricted stock units convertible into common stock at $0.0000 per unit.

The RSUs were granted on March 27, 2025 and vest in three equal annual installments beginning on May 16, 2026. The date of the event requiring the statement is September 5, 2025, and the ownership is reported as Direct (D).

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Planet 13 Holdings (PLNH) reported an insider transaction by its VP of Operations. The officer sold 27,800 common shares at $0.22 on 10/20/2025 and 2,200 shares at $0.22 on 10/22/2025. After these sales, the reporting person directly beneficially owned 4,903,311 shares.

The filing is a Form 4 and reflects open market sales by a company officer, with ownership reported as direct.

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Planet 13 Holdings (PLNH) reported an insider transaction. On 10/09/2025, the company’s VP of Operations sold 30,000 shares of common stock at $0.2424 per share (transaction code “S”). After this sale, the reporting person directly beneficially owns 4,933,311 shares. The report was filed by one reporting person.

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Christopher Wren, listed as VP of Operations and an officer of Planet 13 Holdings Inc. (PLNH), reported two open-market sales of common stock. On 09/26/2025 he sold 30,000 shares at $0.2102 each, and on 09/29/2025 he sold 30,000 shares at $0.24 each. Following the transactions his beneficial ownership decreased from 4,993,311 shares to 4,963,311 shares. The Form 4 is signed by Christopher Wren on 09/29/2025.

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Christopher Wren, Vice President of Operations at Planet 13 Holdings Inc. (PLNH), reported a sale of 48,600 shares of the issuer's common stock on 09/12/2025 at a price of $0.25 per share. Following the reported transaction, Mr. Wren beneficially owned 5,023,311 shares as a direct owner. The Form 4 shows no derivative securities reported and is signed on 09/16/2025.

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Christopher Wren, Vice President of Operations at Planet 13 Holdings Inc. (PLNH), reported two open-market sales of the company's common stock on September 9 and September 11, 2025. He sold 42,918 shares at $0.2772 and 23,840 shares at $0.2601, reducing his beneficial ownership from 5,071,911 to 5,048,071 shares. The Form 4 discloses only these non-derivative disposals and no derivative transactions.

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FAQ

How many Planet 13 Hldgs (PLNH) SEC filings are available on StockTitan?

StockTitan tracks 50 SEC filings for Planet 13 Hldgs (PLNH), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Planet 13 Hldgs (PLNH)?

The most recent SEC filing for Planet 13 Hldgs (PLNH) was filed on November 17, 2025.