Planet 13 Holdings Inc. disclosed that a reporting person serving as Co-CEO, director, and 10% owner received a grant of 1,500,000 Restricted Stock Units (RSUs) on 01/02/2026. Each RSU represents the right to receive one share of common stock.
Subject to continued service through each vesting date, the RSUs vest one-third on the grant date, one-third on May 16, 2026, and one-third on May 16, 2027. Following this grant, the reporting person beneficially owned 3,449,153 derivative securities directly.
Planet 13 Holdings Inc. reported that its General Counsel received a grant of derivative equity on a recent insider transaction date. On 01/02/2026, the officer was granted 1,000,000 Restricted Stock Units (RSUs), each representing the right to receive one share of common stock. The RSUs vest in three equal parts, with one-third vesting on the grant date, one-third on May 16, 2026, and one-third on May 16, 2027, subject to continued service through each vesting date. Following this grant, the reporting person beneficially owned 1,058,000 derivative securities related to Planet 13 common stock, held in direct ownership form.
Planet 13 Holdings Inc. reported an equity award to one of its officers. On January 2, 2026, interim CFO Stephen McLean received 1,000,000 Restricted Stock Units (RSUs), each representing the right to receive one share of Planet 13 common stock. The RSUs vest in three equal installments, with one-third vesting on the grant date, one-third vesting on May 16, 2026, and the final third on May 16, 2027, subject to continued service through each vesting date. Following this grant, the reporting person beneficially owned 1,450,847 derivative securities related to Planet 13 common stock, held directly.
Planet 13 Holdings Inc. director, co-CEO and 10% owner Robert Groesbeck reported an equity award in the form of derivative securities. On 01/02/2026, he received 1,500,000 Restricted Stock Units (RSUs), each representing the right to receive one share of common stock. Subject to continued service, these RSUs vest in three equal installments: one-third on the grant date, one-third on May 16, 2026, and one-third on May 16, 2027. Following this grant, Groesbeck held 3,449,153 derivative securities directly, reflecting his ongoing equity-based compensation and alignment with shareholders.
Planet 13 Holdings Inc. executive Christopher Wren, the company’s VP of Operations, reported an open-market sale of common stock. On 01/02/2026, he sold 30,000 shares of Planet 13 Holdings Inc. common stock at a price of $0.2001 per share, coded as an "S" transaction, which indicates a sale. After this transaction, Wren directly beneficially owns 3,963,287 shares of the company’s common stock.
Planet 13 Holdings Inc. filed a current report describing that on January 2, 2026 the company issued a press release announcing a grant of restricted share units (RSUs) to its officers, directors and employees. The RSU grant represents equity-based compensation intended for a broad group of company leaders and staff. The press release with further details is included as Exhibit 99.1 to the report.
Planet 13 Holdings Inc. reported an insider stock transaction by its VP of Operations, Christopher Wren. On 12/24/2025, Wren sold 30,000 shares of common stock at a price of $0.2283 per share. After this sale, he beneficially owned 3,993,287 shares of Planet 13 common stock in direct ownership. The filing is made on behalf of one reporting person and does not list any derivative securities transactions.
A shareholder has filed a notice of intent to sell 720,517 common shares of the issuer through Garwood Securities on or about 12/19/2025 on a Canadian exchange, with an indicated aggregate market value of $165,718.91. The issuer has 325,363,800 common shares outstanding. The shares being sold were originally acquired on 06/11/2018 in a business combination with MM Development Company, Inc., via a transfer of ownership from Planet 13 Holding Inc.
In addition, during the past three months, 1,000,000 common shares of the same issuer were sold on 12/12/2025, generating $208,000.00 in gross proceeds. The person on whose behalf the shares are to be sold represents that they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
Planet 13 Holdings Inc. insider and Co-CEO, who is also a director and 10% owner, reported an equity transaction in the company’s common stock. On 12/19/2025, the reporting person recorded a disposition of 720,517 shares of common stock at $0.23 per share through RAG Holdings LLC. Following this transaction, the filer reports beneficial ownership of 1,113,813 shares directly, 5,529,294 shares indirectly through PRMN Investments Ltd., and 28,692,659 shares indirectly through RAG Holdings LLC. The filing explains that the referenced shares were received pursuant to a personal business transaction.
Planet 13 Holdings Inc. director, Co-CEO and 10% owner Larry Scheffler reported an insider equity transaction dated 12/19/2025. He acquired 720,517 shares of common stock at a price of $0.23 per share, described as shares received pursuant to a personal business transaction.
Following this transaction, Scheffler reported 1,202,583 shares of common stock held directly. He also reported indirect ownership of 1,283,017 shares through the Scheffler Family Limited Partnership, 33,016,470 shares through Scheffler RX LLC, and 5,000,000 shares through Thirteen LLC.