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Palantir Technologies (NYSE: PLTR) director 10b5-1 sales filing

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Palantir Technologies Inc. director Alexander D. Moore reported multiple open-market sales of Class A Common Stock on January 2, 2026 under a pre-established Rule 10b5-1 trading plan entered on November 22, 2024. The Form 4 shows a series of sales coded as "S" at weighted-average prices corresponding to disclosed ranges from $166.75 to $181.35 per share.

After completing these transactions, Moore directly beneficially owned 1,192,978 shares of Palantir Class A Common Stock. The filing notes that each reported price is a weighted average for multiple trades within the stated ranges and that detailed trade-by-trade pricing information is available upon request.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Moore Alexander D.

(Last) (First) (Middle)
C/O PALANTIR TECHNOLOGIES INC.
1200 17TH STREET, FLOOR 15

(Street)
DENVER CO 80202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Palantir Technologies Inc. [ PLTR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/02/2026 S(1) 1,308 D $167.2982(2) 1,211,670 D
Class A Common Stock 01/02/2026 S(1) 3,908 D $168.3534(3) 1,207,762 D
Class A Common Stock 01/02/2026 S(1) 387 D $169.1184(4) 1,207,375 D
Class A Common Stock 01/02/2026 S(1) 2,319 D $170.1562(5) 1,205,056 D
Class A Common Stock 01/02/2026 S(1) 1,489 D $171.5653(6) 1,203,567 D
Class A Common Stock 01/02/2026 S(1) 1,323 D $172.3551(7) 1,202,244 D
Class A Common Stock 01/02/2026 S(1) 1,013 D $174.0735(8) 1,201,231 D
Class A Common Stock 01/02/2026 S(1) 1,143 D $174.8975(9) 1,200,088 D
Class A Common Stock 01/02/2026 S(1) 1,666 D $176.0353(10) 1,198,422 D
Class A Common Stock 01/02/2026 S(1) 2,821 D $177.2646(11) 1,195,601 D
Class A Common Stock 01/02/2026 S(1) 1,533 D $178.4366(12) 1,194,068 D
Class A Common Stock 01/02/2026 S(1) 788 D $179.6136(13) 1,193,280 D
Class A Common Stock 01/02/2026 S(1) 302 D $181.0421(14) 1,192,978 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a Rule 10b5-1 trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on November 22, 2024.
2. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $166.75 to $167.7207. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) through (14) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
3. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $167.77 to $168.7499. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) through (14) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
4. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $168.779 to $169.56. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) through (14) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
5. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $169.78 to $170.66. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) through (14) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
6. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $171.08 to $171.99. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) through (14) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
7. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $172.10 to $173.09. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) through (14) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
8. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $173.4157 to $174.41. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) through (14) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
9. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $174.58 to $175.49. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) through (14) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
10. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $175.5985 to $176.5578. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) through (14) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
11. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $176.61 to $177.5981. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) through (14) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
12. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $178.00 to $178.72. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) through (14) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
13. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $179.3617 to $180.23. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) through (14) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
14. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $180.42 to $181.35. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) through (14) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Remarks:
This Form 4 has been compiled based on applicable requirements to reflect the specific transactions described herein and is not intended to disclose or describe all shares and/or other equity securities owned or beneficially held by the Reporting Person. For additional details regarding the Reporting Person's overall stock and equity holdings, please see the Issuer's Proxy Statement filed with the Securities and Exchange Commission on April 25, 2025, including under the heading "Security Ownership Of Certain Beneficial Owners And Management" (subject to the definitions, explanations, and time periods described therein).
/s/ Justin V. Laubach, under power of attorney 01/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Palantir (PLTR) report in this Form 4?

The filing reports that director Alexander D. Moore executed multiple open-market sales of Palantir Class A Common Stock on January 2, 2026, each coded as a sale ("S").

How many Palantir (PLTR) shares did Alexander D. Moore hold after the reported sales?

Following the reported transactions, Alexander D. Moore beneficially owned 1,192,978 shares of Palantir Class A Common Stock in direct ownership.

Were the Palantir (PLTR) insider sales made under a Rule 10b5-1 trading plan?

Yes. The filing states that the Reporting Person sold Class A Common Stock pursuant to a Rule 10b5-1 trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), which was entered into on November 22, 2024.

What price ranges were involved in the Palantir (PLTR) director stock sales?

The footnotes explain that the reported weighted-average sale prices reflect multiple trades within specific ranges, including prices from $166.75 to $167.7207 on one line and up to $180.42 to $181.35 on another line item.

What does the Form 4 say about detailed pricing for the Palantir (PLTR) insider trades?

For each line, the Form 4 notes that the price shown is a weighted average of multiple trades and that the Reporting Person will provide full information about the number of shares sold at each separate price upon request by the SEC staff, the issuer, or any security holder.

Does the Form 4 cover all of Alexander D. Moore’s Palantir (PLTR) holdings?

No. The remarks section explains that this Form 4 is intended to reflect the specific transactions described and is not meant to disclose all shares or other equity securities owned or beneficially held by the Reporting Person, directing readers to the issuer’s proxy statement for broader ownership details.

Palantir Technologies Inc

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Software - Infrastructure
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United States
DENVER